BILL ANALYSIS                                                                                                                                                                                                    �          1





                SENATE ENERGY, UTILITIES AND COMMUNICATIONS COMMITTEE
                                 ALEX PADILLA, CHAIR
          

          AB 2409 -  Allen                                  Hearing Date:  
          June 19, 2012              A
          As Amended:         May 2, 2012              FISCAL       B

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                                      DESCRIPTION
           
           Current law  establishes the California Energy Commission (CEC), 
          which is charged with, among other duties, developing energy 
          policies that conserve resources, protect the environment, ensure 
          energy reliability, enhance the state's economy, and protect 
          public health and safety.  Those policies are reported biennially 
          in the Integrated Energy Policy Report (IEPR).

           Current law  requires California's electric utilities to first 
          meet their energy needs through all available, feasible, and 
          cost-effective energy efficiency measures before renewable and 
          conventional generation.
           
           Current decisions  of the California Public Utilities Commission 
          (CPUC) require investor-owned utilities (IOUs) to administer 
          energy efficiency programs in multi-year portfolios designed to 
          meet pre-established energy savings goals and funded by ratepayer 
          charges, currently at about $1 billion per year, and including 
          about $100 million per year for energy efficiency financing 
          options.

           Current law  requires the CEC to develop a comprehensive program 
          to achieve greater energy efficiency in existing stock of 
          residential and commercial buildings and requires the CPUC to 
          investigate how IOUs can provide energy efficiency financing 
          options to their customers to implement the comprehensive 
          strategy that CEC is developing.  

           Current law  authorizes the CEC to administer about $280 million 
          in funds from the American Recovery and Reinvestment Act of 2009 
          (ARRA) for energy efficiency programs, including loan and 










          financing programs.

           Current law  establishes the Energy Conservation Assistance 
          Account (ECAA) program administered by the CEC to provide 
          low-interest loans to local governments, public schools, 
          hospitals, government buildings and non-profit organizations to 
          finance energy efficiency projects with $25 million in ARRA funds 
          and $25 million from a surcharge on electric utility ratepayers.

           Current law  establishes a revolving loan program administered by 
          the Department of General Services (DGS) to finance energy 
          efficiency retrofit of state buildings.

           Current law  establishes the California Alternative Energy and 
          Advanced Transportation Financing Authority (CAEATFA) within the 
          State Treasurer's Office and requires it to administer a Clean 
          Energy Upgrade Program that would be developed by the CEC and the 
          CAEATFA to provide a reserve or other financial assistance to 
          lenders for loan programs to help finance energy efficiency and 
          water efficiency improvements and the installation of renewable 
          energy generation technologies and electric vehicle charging 
          equipment on residential and commercial properties.

           This bill  requires the CEC to review and make recommendations on 
          emerging technology financing models used in other states to 
          finance energy efficiency technology deployments and services 
          with the goal of maximizing private sector investment in 
          California.

           This bill  requires the CEC to conduct this review in 
          collaboration with the CPUC, Air Resources board, and the 
          California Infrastructure and Economic Development Bank, and in 
          consultation with other stakeholders, including IOUs, and 
          authorizes the CEC to establish and consult with an investment 
          advisory group consisting of private and public investors.

           This bill  requires the CEC review to include, at a minimum, 
          examination of models to finance energy efficiency for 
          residential and business improvements and for state 
          infrastructure and equipment.

           This bill  requires the CEC to avoid duplication of efforts at the 
          CPUC.

                                       BACKGROUND









           
          Existing Energy Efficiency Programs Include Financing - Energy 
          efficiency is California's top strategy for reducing energy use 
          and meeting the state's energy needs.  Energy efficiency is at 
          the top of the "loading order," and California's utilities are 
          required to first meet their energy needs through cost-effective 
          energy efficiency measures before renewable and conventional 
          generation. The state's IOUs and, to a lesser extent, the 
          publicly owned utilities, administer hundreds of energy 
          efficiency programs that provide financial incentives and rebates 
          for installing energy efficient appliances, lighting, windows, 
          HVAC systems and other technologies or measures.  The IOU 
          programs include a variety of rebates and financial incentives, 
          including an On Bill Finance loan program for non-residential 
          customers.

          In addition to the CPUC program, the CEC administers a variety of 
          energy efficiency programs, many under the umbrella of Energy 
          Upgrade California with ARRA and ratepayer funding, and including 
          financing options for residential and commercial upgrades.  DGS 
          administers a revolving loan program for energy efficiency 
          retrofits of state buildings.

          Another New Loan Program - On April 17, 2012, another new energy 
          efficiency retrofit loan program was launched with $25 million in 
          ratepayer funds.  The California Alternative Energy and Advanced 
          Transportation Financing Authority (CAEATFA) within the State 
          Treasurer's Office adopted emergency regulations to implement a 
          "Clean Energy Upgrade Financing" program, as required by ABx1 14 
          (Skinner, 2011).

          CPUC Action on Financing Options - AB 758 (Skinner, 2009) 
          required the CEC to develop a comprehensive energy efficiency 
          strategy for the state's old building stock that predates 
          adoption of the Title 24 energy efficiency building regulations.  
          So far, the CEC has used ARRA funds for some pilot programs to 
          develop and advance the tools, protocols and workforce to conduct 
          best practice building energy assessments and retrofits, which 
          the CEC says will generate information for developing the 
          long-term strategy. 
           AB 758 also required the CPUC to investigate how utilities can 
          provide energy efficiency financing options to their customers to 
          implement the comprehensive strategy that CEC is developing.  The 
          CPUC hired a consultant, which released a report in July 2011 
          called "Energy Efficiency Financing in California - Needs and 









          Gaps - Preliminary Assessment and Recommendations."  The report 
          concluded that a $4 billion annual investment in energy 
          efficiency is needed to meet California's aggressive energy 
          goals.

          Based on this report, a series of workshops that included 
          financial institutions, and several rounds of public comment from 
          stakeholders including lenders, the CPUC adopted a decision in 
          May directing IOUS to include financing options in their next 
          round of energy efficiency programs.  The decision requires that 
          an energy efficiency consultant be hired to pursue the design and 
          development of financing program options to be piloted in 2013 
          and scaled up in 2014.  The decision also requires the IOUS to 
          propose a continuation of existing energy efficiency financing 
          programs supported by ARRA funds, noting that ARRA funds were 
          used for at least eight energy efficiency financing programs 
          using different target markets, loan repayment terms, loan 
          originators, and loan program administrators.

          Integrated Energy Policy Report - The CEC is required to prepare 
          a biennial integrated energy policy report that contains an 
          assessment of major energy trends and issues facing the state's 
          electricity, natural gas, and transportation fuel sectors and 
          provides policy recommendations to conserve resources; protect 
          the environment; ensure reliable, secure, and diverse energy 
          supplies; enhance the state's economy; and protect public health 
          and safety.  The CEC prepares these assessments and associated 
          policy recommendations every two years as part of the IEPR.  
          Preparation of the IEPR involves close collaboration with 
          federal, state, and local agencies and a wide variety of 
          stakeholders in an extensive public process to identify critical 
          energy issues and develop strategies to address those issues. The 
          most recent IEPR included a summary of priority energy issues 
          currently facing California with strategies and recommendations 
          to further the state's energy goals, including energy efficiency.

                                        COMMENTS

             1.   Author's Purpose  .  According to the author, "California 
               has one of the most aggressive energy efficiency goals in 
               the nation yet has not identified, developed, or procured 
               the necessary capital to meet these goals."  The author 
               cites the CPUC consultant's conclusion that California needs 
               $4 billion a year in capital investment to meet its energy 
               goals, and identifies financing models from other states 









               that California should explore.  The author states:  
               "Aggressively and collaboratively exploring these existing 
               financing models and, if needed, redesigning them to fit 
               California's needs using the expertise and experience 
               already present in the multitude of state agencies 
               implementing energy efficiency financing and programs is the 
               only practical mechanism for acquiring the financial capital 
               needed to achieve California's efficiency reductions goals, 
               emissions reductions as mandated by AB 32, and to put 
               thousands of Californian's back to work."

              2.   Have We Already Done This  ?  The author's goal is to 
               ensure that California explores the energy efficiency 
               financing models developed in other states.  It is unclear, 
               however, if the various California state agencies that 
               currently administer energy efficiency loan programs 
               reviewed ideas from other states when developing California 
               programs.  Given the hundreds of millions of dollars already 
               being spent on California energy efficiency financing, 
               simple due diligence would dictate that such review already 
               has commenced.  Moreover, a question to consider is whether 
               California is sufficiently reviewing the lessons learned 
               from the financing programs it already is administering here 
               before developing more new ones designed for other states 
               that may have different policy goals, climates, and customer 
               characteristics.

              3.   Avoiding Duplication of CPUC Efforts  . This bill puts CEC 
               in charge of conducting the review required by this bill, 
               with the caveat that it not duplicate CPUC efforts already 
               underway.  As described above, the CPUC has examined energy 
               efficiency financing in great detail and already paid a 
               consultant for a review of energy efficiency financing 
               options.  The financing models listed in the bill that the 
               CEC should review are among those described in the CPUC 
               consultant report on energy efficiency financing.  

              4.   An Issue for the IEPR  .  The review and recommendations 
               required by this bill fall within the range of issues that 
               the CEC considers as part of the IEPR.  This bill does not 
               specify a timeline, structure or funding source for the 
               review it requires, and the IEPR process would address all 
               those issues.  Thus, the author and committee may wish to 
               consider amending that move the directive of this bill under 
               the rubric and funding of the IEPR.










              5.   Ratepayer Impact  .  This bill does not identify a source 
               of funding for the review CEC is required to conduct.  CEC 
               is generally funded by the Energy Ratepayer Program Account, 
               derived from ratepayer funds.  

                                     ASSEMBLY VOTES
           
          Assembly Floor                               (76-0)
          Assembly Appropriations Committee            (17-0)
          Assembly Natural Resources Committee         (7-0)
          Jobs, Economic Development & the Economy Committee             
          (4-2)

                                       POSITIONS
           
           Sponsor:
           
          Tensleep Advisory

           Support:
           
          None on file

           Oppose:
           
          None on file

          
          Jacqueline Kinney 
          AB 2409 Analysis
          Hearing Date:  June 19, 2012