BILL ANALYSIS                                                                                                                                                                                                    Ó




                   Senate Appropriations Committee Fiscal Summary
                           Senator Christine Kehoe, Chair


          AB 2435 (Hernandez) - Education Finance: Indirect Cost Rates.
          
          Amended: June 27, 2012          Policy Vote: Education 7-1
          Urgency: No                     Mandate: No
          Hearing Date: August 6, 2012    Consultant: Jacqueline 
          Wong-Hernandez
          
          This bill does not meet the criteria for referral to the 
          Suspense File. 

          
          Bill Summary: AB 2435 requires the California Department of 
          Education (CDE), or any other state agency that administers a 
          grant or allocation of federal or state funds to a school 
          district, to allow an indirect cost rate that is not less than 
          the indirect cost rate established by CDE for each district, 
          unless federal or state law requires a lower cost rate.  

          Fiscal Impact: This bill has no direct fiscal impact on the 
          state, since any potential funding distribution would occur 
          within a program and a set amount of grant funding already 
          dedicated to that program.

          Background: The United States Department of Education has 
          approved a delegation agreement with the department that 
          authorizes the CDE, as the recognized agency to establish 
          indirect cost rates for the state's local educational agencies 
          (LEAs). Indirect costs are agency-wide general management costs 
          (i.e., activities for the direction and control of the agency as 
          a whole). General management costs consist of administrative 
          activities necessary for the general operation of the agency, 
          such as accounting, budgeting, payroll preparation, personnel 
          services, purchasing, and centralized data processing.     

          Proposed Law: AB 2435 requires the California Department of 
          Education (CDE), or any other state agency that administers a 
          grant or allocation of federal or state funds to an LEA to allow 
          an indirect cost rate that is not less than the indirect cost 
          rate established by CDE for each LEA, unless federal or state 
          law requires a lower cost rate. This bill defines "school 
          district" as applied to these provisions, to encompass other 
          LEAs.








          AB 2435 (Hernandez)
          Page 1



          Staff Comments: The CDE determines the indirect cost rate for 
          each LEA, and the LEAs retain that indirect cost rate for 
          administering various activities. This indirect cost rate is 
          typically less than ten percent, and this rate covers such 
          general operating costs as accounting, budgeting, personnel 
          services, purchasing, payroll and data processing.

          This bill requires the CDE or any other agency administering a 
          state or federal grant or allocation to allow individual LEAs to 
          retain for indirect costs related to that specific grant or 
          allocation, (at a minimum) the level of funding allowed by their 
          respective indirect cost rates. The total amount of funding 
          would not change, but the LEA would entitled to reserve a 
          minimum share of every grant amount for its indirect costs, thus 
          potentially shifting expenditures from direct services to 
          administration.

          Currently, absent federal or state requirements that specify an 
          indirect cost rate (or that there be no indirect cost allowed) 
          the CDE or another administering agency can set the indirect 
          cost rate for the specific grant. For example, if the CDE 
          believes that such a grant will result in minimal actual 
          indirect costs, it may set the rate for that grant lower than an 
          LEA's general indirect cost rate.

          This bill removes the CDE's discretion to require that more of a 
          grant's funds be spent on direct services, by setting the 
          general indirect cost rate as a floor in applicable grants. This 
          may make some grants more attractive to LEAs, if they believe 
          their indirect costs will be fully covered. However, every 
          future instance in which the CDE (or other agency) is prohibited 
          from setting a lower indirect cost rate for a grant allocation, 
          is an instance in which direct services will be reduced in favor 
          of higher funding for indirect administrative costs.