BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 2440
                                                                  Page  1

          Date of Hearing:  April 18, 2012

                       ASSEMBLY COMMITTEE ON LOCAL GOVERNMENT
                                Cameron Smyth, Chair
                  AB 2440 (Lowenthal) - As Amended:  April 12, 2012
           
          SUBJECT  :  Los Angeles County Metropolitan Transportation 
          Authority:  contracting.

           SUMMARY  :  Expands the design-build authority of the Los Angeles 
          County Metropolitan Transportation Authority (MTA) to permit the 
          use of "best value" methodology and shorten notice requirements 
          for projects costing under $10 million dollars, and raises 
          certain contracting thresholds for other uses of the "best 
          value" method.  Specifically,  this bill  :  

          1)Repeals provisions unique to MTA that require its inspector 
            general to prepare a prequalification questionnaire for any 
            business seeking to provide goods or services under contract 
            with MTA. 

          2)Raises the threshold from $100,000 to $150,000 for purchases 
            of supplies, equipment and materials that may be selected 
            under a "best value" methodology. 

          3)Raises the threshold from $25,000 to $150,000 for construction 
            of facilities that may be selected under a "best value" 
            methodology. 

          4)Raises the upper threshold from $100,000 to $150,000 under 
            which MTA can use an informal procurement process based on a 
            minimum of three quotations.

          5)Authorizes MTA to award design-build contracts based on a 
            competitive bidding process that employs selection criteria in 
            addition to cost.

          6)Requires, for design-build contracts estimated to cost over 
            $10 million, a request for bids or proposal to be advertised 
            at least 60 days in advance.

          7)Requires, for design-build contracts estimated to cost under 
            $10 million, a request for bids or proposal to be advertised 
            at least 30 days in advance.









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          8)Requires the contractor on a design-build contract to 
            competitively bid those portions of the design work that can 
            be subcontracted. 

          9)Requires the contractor to provide to MTA a list of 
            subcontractors whose work is over one-half of one percent of 
            the total project cost, as soon as subcontractors are 
            identified.

          10)Provides that, once subcontractors are listed, they should 
            have the same rights as provided for in the Subletting and 
            Subcontracting Fair Practices Act.

          11)Repeals the requirement that MTA adopt a change order 
            procedure for its contracts.  

          12)Makes various other technical or non-substantive changes. 


           EXISTING LAW  : 

          1)Establishes MTA as the successor agency to the Southern 
            California Rapid Transit District and the Los Angeles County 
            Transportation Commission and prescribes its membership and 
            duties.  

          2)Directs MTA to require its general counsel to develop a 
            prequalification questionnaire to be completed by any business 
            entity seeking to contract with the authority. 

          3)Sets forth provisions governing MTA's contracting authority, 
            including the authority for contracts for supplies, equipment, 
            and material over $100,000, to award the contract to the 
            lowest responsible bidder or, at MTA's discretion, to the 
            bidder that provides the best value.

          4)Requires MTA to award contracts over $25,000 for facility 
            construction based on lowest responsible bid.  

          5)Requires MTA to obtain a minimum of three bids, either written 
            or oral, whenever the estimated contract price is between 
            $3,000 and $100,000.

          6)Authorizes MTA to enter into design-build contracts for 
            transit projects and for facilities on property it owns; 








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            requires MTA to advertise requests for bids at least 60 days.

          7)Requires MTA to adopt a change order procedure for its 
            contracts.

           FISCAL EFFECT  :  None

           COMMENTS  :

          1)This bill makes a variety of changes to MTA's contracting 
            authority, including minor expansions of MTA's use of 
            design-build and 'best value' contracting methodologies.  This 
            bill is sponsored by MTA. 

          2)MTA was created pursuant to AB 152 (Katz), Chapter 60, 
            Statutes of 1992, through the consolidation of the Los Angeles 
            County Transportation Commission and the Southern California 
            Rapid Transit District.  The agency is now the third-largest 
            public transportation system in the United States by 
            ridership, serving a 1,433 square mile area and employing more 
            than 9,200 people.  MTA operates roughly 2,000 buses during 
            peak hours and 79.1 miles of urban rail service.  The agency 
            is the primary transit provider for the City of Los Angeles.

          3)This bill contains four separate provisions related to MTA's 
            public contracting authority.

          Section 1 of the bill deletes the requirement that MTA's 
            inspector general develop a pre-qualification questionnaire 
            for prospective contractors.  According to the author, 
            "Subsequently, in 1999 AB 574 was passed creating a more 
            general authority for prequalification in Public Contract Code 
            Section 20101 which applies to all 'public entities.'  



          Removing the �MTA] specific law would reduce the burden on 
            prospective bidders of having 
          to comply with �MTA]-unique requirements and would eliminate a 
            potential conflict raised by the requirement in PUC 130051.21 
            (a) that the �MTA] Inspector General to draft the 
            pre-qualification questionnaire, which leaves the office of 
            the IG in the position of inspecting its own work product."

            Section 2 of the bill raises three contracting thresholds:  a) 








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            for the purchase of supplies, equipment and materials that may 
            be selected under a "best value" methodology, the limit goes 
            from $100,000 to $150,000; b) for the construction of 
            facilities that may be selected under a "best value" 
            methodology, the limit goes from $100,000 to $150,000; and, c) 
            for contracts where MTA may use an informal procurement 
            process based on a minimum of three quotations, the upper 
            threshold goes from $100,000 to $150,000.  According to the 
            author, "�t]hese changes will allow �MTA] to take advantage of 
            the streamlining opportunities offered by its federal funding 
            partners by conforming state law to recent changes made 
            federal contracting thresholds."  

            Section 3 of the bill makes a number of changes to MTA's 
            design-build authority statute (Public Utilities Code 130242). 
             First, it gives MTA authority to utilize "best value" 
            methodology (i.e. using selection criteria other than cost) in 
            contract selection.  The bill further specifies that for 
            contracts estimated to cost under $10 million dollars, MTA 
            need only publish a notice requesting bids or proposals at 
            least 30 days before receipt (contracts in excess of $10 
            million dollars must still advertise for 60 days.)  Finally, 
            AB 2440 requires the contractor to competitively bid those 
            portions of the design-work that can be subcontracted, and to 
            provide MTA with a list of subcontractors whose work is over  
            of 1% of the total project cost.  Listed subcontractors shall 
            have the same rights provided in the Subletting and 
            Subcontracting Fair Practices Act. 

            Relative to the shorter 30 day bid/proposal notice for 
            projects under $10 million dollars, the author states that 
            "�t]he notice period in this section refers only to the 
            timeframe under which a solicitation is advertised.  This does 
            not impact the timeframe that proposers have to both review 
            the solicitation documents and respond to the proposal.  �MTA] 
            uses a variety of methods to publish proposals including 
            posting on our webpage and a 60 day look-ahead at upcoming 
            projects.  These methods are more effective in providing 
            notice of solicitations, are more effective in targeting 
            potential bidders.  Additionally, bidders use these methods to 
            identify potential opportunities rather than broad 
            non-targeted newspaper advertising." 

            Section 4 simply deletes the requirement that MTA adopt a 
            change order procedure for contracts.  According to the 








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            author, "�t]his provision was written at a time when �MTA's] 
            contract administration function was under the control of its 
            construction department.  Since then, however, �MTA] is 
            required by law to have an 'independent professional 
            procurement staff.'  Consequently, this provision is no longer 
            necessary to ensure that change orders are review 
            appropriately."

          4)AB 2755 (B. Lowenthal, 2009) contained many provisions similar 
            to this bill, namely the increases in the 'best value' 
            methodology thresholds and the delegation of design-build 
            approval authority.  After being set for hearing twice, the 
            bill was held in the Assembly Transportation Committee without 
            a vote. 


            AB 1471 (Eng), Chapter 536, Statutes of 2009, corrected 
            certain provisions governing MTA's procurement authority, 
            authorizes the governing board of MTA to delegate to 
            management certain powers and responsibilities, and increased 
            the minimum bid threshold from $2,500 to $3,000 before 
            triggering the requirement for MTA to obtain at least three 
            quotes prior to making an expenditure.

            SB 1687 (Murray), Chapter 814, Statutes of 2006, raised MTA's 
            formal bidding threshold from $40,000 to $100,000.
           
           5)Support arguments  :  According to MTA, "�m]any laws pertaining 
            to �MTA's] procurement process are outdated and have created 
            unnecessary burdens on our ability to efficiently deliver 
            transportation projects in the County of Los Angeles.  �This 
            bill] will allow �MTA] to streamline the process by which we 
            award contracts and deliver transit and highway projects in 
            Los Angeles County."  

           Opposition arguments  .  Groups opposing public sector 
            design-build authority in general might oppose this bill 
            because of its expansion of design-build authority.  Others 
            might disagree with this bill's expansion of contracting using 
            'best value' methodology.  Finally, a theoretical opponent 
            might contest the bill purely on the grounds that the sponsor 
            has not established a concrete and genuine need for the 
            provisions of this bill. 

          6)This bill is double-referred to the Committee on 








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            Transportation.

           REGISTERED SUPPORT / OPPOSITION :

           Support
           
          Los Angeles County Metropolitan Transportation Authority 
          �SPONSOR]

           Opposition
           
          None on file
           
          Analysis Prepared by  :    Hank Dempsey / L. GOV. / (916) 319-3958