BILL ANALYSIS                                                                                                                                                                                                    �






           SENATE TRANSPORTATION & HOUSING COMMITTEE       BILL NO: AB 2440
          SENATOR MARK DESAULNIER, CHAIRMAN              AUTHOR:  lowenthal
                                                         VERSION: 
          6/18/2012
          Analysis by:  Art Bauer                        FISCAL:  yes
          Hearing date:  July 3, 2012


          SUBJECT:

          Los Angeles County Metropolitan Transportation Authority:  
          contracting

          DESCRIPTION:

          This bill lifts the dollar limits on certain purchases and 
          expands the design-build authority of the Los Angeles County 
          Metropolitan Transportation Authority (MTA) to use the "best 
          value" methodology for the selection of contractors. 

          ANALYSIS:

          Existing law establishes various dollar thresholds governing 
          MTA's purchasing of supplies and the construction of facilities. 
           In addition, existing law authorizes MTA's Inspector General to 
          prepare a prequalification questionnaire for firms desiring to 
          do business with MTA, including construction firms, engineering 
          firms, law firms, product vendors, and other business entities. 

          MTA may, under existing law, enter into design-build contracts 
          under various conditions governing the size of the contract and 
          publication of notice. 

          MTA may also use "best value" when selecting vendors and 
          contractors.  Existing law defines "best value" as the overall 
          combination of quality, price, and other elements of a proposal 
          that, when considered together, provide the greatest overall 
          benefit in response to the requirements described in the 
          solicitation documents.  Existing law also authorizes MTC to 
          establish a small business preference program for contracts with 
          a value in excess of $100,000.

          Existing law protects the rights of subcontractors by preventing 
          prime contractors from removing a subcontractor from a project 
          after an award has been made simply because the prime found a 
          less expensive subcontractor.  This provision applies only to 




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          design-bid-build procurement process and not to design-build 
          procurement. 

           This bill  :

          1.Repeals the requirement that MTA's Inspector General prepare a 
            prequalification questionnaire unique only to MTA for any 
            business seeking to provide goods or services and instead 
            authorizes MTA to use a standardized prequalification 
            questionnaire consistent with general provisions of the Public 
            Contracts Code. 

          2.Raises the threshold from $100,000 to $150,000 for purchases 
            of supplies, equipment, and material that may be selected 
            under a best value methodology. 

          3.Raises the threshold from $100,000 to $150,000 for an informal 
            procurement process that relies on price quotations from at 
            least three bidders. 

          4.Authorizes MTA to award design-build contracts by a best value 
            competitive bidding process that includes both price and 
            selection criteria. 

          5.Requires MTA to advertise a request for bids or proposals for 
            a design-build project valued at $10 million or more at least 
            60 days prior to the submittal of bid documents. 

          6.Requires MTA to advertise a request for bids or proposals for 
            a design-build project valued at $10 million or less at least 
            30 days prior to the submittal of bid documents. 

          7.Requires the contractor on a design-build contract to 
            competitively bid those portions of the design work that can 
            be subcontracted. 

          8.Requires a design-build contractor to provide to MTA a list of 
            subcontractors whose work is over one-half of one percent of 
            the total project cost, as soon as subcontractors are engaged 
            by a prime contractor.

          9.Removes the $100,000 threshold for contracts to which the 5 
            percent small business preference applies, resulting in all 
            contracts having a small business preference. 

          10.        Repeals the requirement that MTA adopt a change order 




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            procedure for its contracts.  

          COMMENTS:

           1.Purpose  .  MTA is embarking on a large highway and rail transit 
            development program with funds generated from the   cent 
            sales tax enacted in 2008. This bill is intended to clarify 
            existing law regarding various contracting procedures and 
            requirements in order to achieve a more efficient procurement 
            process for both construction contracts and the contacts for 
            materials and supplies. 

           2.Important changes in procurement practices  . 

             a.   MTA's Inspector General has been required to develop a 
               prequalification questionnaire for prospective contractors 
               for many years.  With large, complex projects, the 
               questionnaires can be extensive.  By allowing MTA to use 
               the uniform questionnaire, it simplifies the process for 
               contractors by reducing the time necessary to complete this 
               requirement, because the information requested will be 
               common to all large public works projects.  In addition, 
               this bill removes the potential for a conflict of interest 
               should the Inspector General need to investigate an issue 
               related to the questionnaire. 

             b.   Another change relates to increasing the threshold from 
               $100,000 to $150,000 for purchasing supplies and equipment 
               by using the best value method and allowing the use of an 
               informal bidding process based on a minimum of three 
               quotations.  These changes conform to recent changes in in 
               the Federal Transit Administration's contracting practices 
               when federal funds are involved. 

             c.   To facilitate design-build procurement, this bill 
               clarifies that MTA can award design-build contracts based 
               on a combination of price and best value. 

             d.   To ensure the best price associated with aspects of a 
               design-build contract and to encourage the use of small 
               business enterprises, MTA is requiring contractors on 
               design-build contracts to competitively bid subcontracts 
               and to report to MTA the subcontracting firms.  This is 
               important because the design-build teams select 
               subcontractors not at the time the contract is awarded, but 
               at the time a design is completed.  The listing of the 




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               subcontractors prevents the prime contractor from 
               "shopping" for a subcontractor in hopes of getting a lower 
               price after a subcontractor is selected.

             e.   Another important change relating to small business 
               opportunities removes the requirement that the 5 perent 
               small business preference will be given on contracts above 
               $100,000.  This allows the application to construction 
               contracts of a lower value, thus creating greater 
               opportunities for small business participation in MTA's 
               construction program. 

             f.   Finally, MTA recently reorganized and now separates 
               procurement and contract administration from construction 
               management within its agency.  Existing law requires 
               certain legal and accounting reviews that delay the 
               processing of change orders and that are unnecessary except 
               for in the case of the largest changes.  MTA's 
               reorganization creates an arrangement that is more 
               consistent with that of other large public works agencies.  
               It establishes internal checks and balances by removing the 
               inherent conflict when the construction organization 
               assesses the validity of change orders it issues.  With 
               change order management in the procurement division, MTA 
               believes this creates a neutral environment and therefore 
               it can process changes orders more expeditiously. 

           1.Referred to Appropriations Committee  .  Previous versions of 
            this bill were not keyed for Appropriations Committee.  
            Because the current version of the bill includes amendments 
            related to the value of contracting thresholds, the bill will 
            now be referred to the Appropriations Committee.

          Assembly Votes:

               Floor:    54-20
               Trans:    11-0
               Loc Gov: 7-1

          POSITIONS:  (Communicated to the committee before noon on 
          Wednesday, 
                     June 27, 2012)

               SUPPORT:  Los Angeles County Metropolitan Transportation 
          Authority (sponsor)
                         American Council of Engineering Companies 




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          California

               OPPOSED:  None received.