BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 2498
                                                                  Page  1

          Date of Hearing:   May 16, 2012

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                Felipe Fuentes, Chair

                     AB 2498 (Gordon) - As Amended:  May 1, 2012 

          Policy Committee:                              
          TransportationVote:11-2

          Urgency:     No                   State Mandated Local Program: 
          Yes    Reimbursable:              No

           SUMMARY  

          This bill authorizes Caltrans to pilot an alternative 
          contracting method. Specifically, this bill:

          1)Authorizes Caltrans to use a contracting method, consisting of 
            specified procedures, referred to as construction 
            manager/general contractor (CM/GC), whereby a construction 
            manager is procured to provide preconstruction services during 
            a project's design phase and construction services during the 
            construction phase.

          2)Limits the authorization in (1) to four projects, and requires 
            Caltrans to provide annual progress reports to the Legislature 
            until all four selected projects are completed.

           FISCAL EFFECT  

          Caltrans costs to administer and report on the new contracting 
          method will be minor and absorbable. To the extent the CM/GC is 
          successful, there will be significant savings on the four pilot 
          projects selected by Caltrans. 

           COMMENTS  

           Background and Purpose  . The traditional public works contracting 
          method is known as design-bid-build, whereby project design is 
          done under contract by an architectural/engineering firm (or in 
          Caltrans' case, mainly in-house), then upon completion of the 
          design phase, the construction phase is put out to bid and the 
          contract is awarded to the lowest responsible bidder. 









                                                                  AB 2498
                                                                  Page  2

          In the last 10-15 years, the state has selectively used an 
          alternative contracting method known as design/build, whereby 
          entities with both design and construction management 
          capabilities compete for a single contract for both project 
          phases, typically for a fixed price. The intent of the 
          design/build alternative is to reduce the contracting agency's 
          risk with regard to project costs and schedule, expedite project 
          completion, and minimize change orders and claims. Design/build 
          has some drawbacks, however, including that the contracting 
          agency relinquishes significant control the details of project 
          design. In addition, at the point when the design/build entity 
          bids on a project, there are still many unknowns, and thus a 
          degree of risk, which are factored into their bids. Therefore, 
          even though the contracting agency is transferring risk, they 
          are still paying for it in some manner.

          According to Caltrans, the use of CM/GC seeks to achieve the 
          best of both worlds, i.e maintaining design control while 
          minimizing overall risk. Under CM/GC, Caltrans would perform the 
          design in-house, thus maintaining control, but rather than 
          designing in a vacuum, this work would be done in partnership 
          with the construction firm that would have the right of first 
          refusal to construct the project, assuming a mutually agreed 
          upon price can be negotiated. The design would progress to a 
          significant stage of completion prior to negotiating a final 
          price, so that rather than just transferring risk, which 
          Caltrans still pays for in the bid, CM/GC can actually mitigate 
          much of the risk from the eventual project cost.

           Analysis Prepared by  :    Chuck Nicol / APPR. / (916) 319-2081