BILL ANALYSIS                                                                                                                                                                                                    �



                                                                      



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          |SENATE RULES COMMITTEE            |                  AB 2512|
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                                 THIRD READING


          Bill No:  AB 2512
          Author:   Skinner (D)
          Amended:  4/10/12 in Assembly
          Vote:     21

           
           SENATE GOVERNANCE & FINANCE COMMITTEE :  6-3, 6/20/12
          AYES:  Wolk, DeSaulnier, Hernandez, Kehoe, Liu, Yee
          NOES:  Dutton, Fuller, La Malfa

           SENATE APPROPRIATIONS COMMITTEE  :  Senate Rule 28.8
           
          ASSEMBLY FLOOR  :  48-27, 5/7/12 - See last page for vote


           SUBJECT  :    Income taxes:  limited liability company:  
          penalties

           SOURCE  :     Author


           DIGEST  :    This bill imposes a $2,000 penalty on certain 
          limited liability companies (LLCs) for failure to file a 
          tax return.

           ANALYSIS  :    Existing state law, SB 469 (Beverly, Chapter 
          1200, Statutes of 1994), authorizes formation of LLCs in 
          California. An LLC is a business entity formed by members 
          by filing "Articles of Organization," with an officer 
          designated by state law.  

          Existing law authorizes the Franchise Tax Board (FTB) to 
          suspend a corporation's and an LLC's powers, rights and 
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          privileges for non-payment of fees due or non-filing of tax 
          returns.  The law also provides that any corporation or any 
          LLC that fails to file a tax return after receiving a 
          notice of demand to file may be subject to a demand 
          penalty.  In addition, a foreign corporation that fails to 
          qualify to do business in California, or any corporation 
          whose powers, rights or privileges have been forfeited or 
          suspended, and which is doing business in California, may 
          also be subject to a $2,000 penalty for failure to file a 
          return (unless the failure to file is due to reasonable 
          cause).  This penalty only applies to corporations, 
          including S corporations and domestic corporations, but not 
          LLCs.  

          Existing law allows the "demand" penalty to be imposed on 
          all taxpayers in an amount equal to 25% of the tax - 
          including LLCs - for failure or refusal to furnish any 
          information requested in writing by the FTB or for failure 
          to make and file a return upon notice and demand by the 
          FTB, unless the failure is due to reasonable cause and not 
          willful neglect.

          This bill makes the existing $2,000 corporate failure 
          penalty apply to foreign and domestic LLCs unless there is 
          reasonable cause and not willful neglect.  This bill 
          provides that the penalty shall be imposed if the return is 
          not filed within 60 days after FTB sends the LLC a notice 
          and demand to file the required return. 

           Comments  

          According to the author, "When the legislature approved the 
          Beverly-Killea Limited Liability Company Act in 1994, a 
          code section regarding the penalty for failure to file 
          while suspended, forfeited, or not qualified to do business 
          within the State was not amended to include LLCs.  As a 
          result, in some situations, the Franchise Tax Board (FTB) 
          does not have the authority to treat LLCs in the same 
          manner as corporations.  To be qualified to do business 
          within the state, a corporation or LLC must first register 
          with the Secretary of State (SOS).  When a corporation or 
          LLC fails to pay taxes, penalties, or interest, or fails to 
          provide a required tax return, the FTB may submit the 
          corporation or LLC to the SOS for suspension or forfeiture 

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          of the corporation's or LLC's powers, rights and 
          privileges.  When a corporation is suspended, forfeited, or 
          is unqualified to do business, the FTB has discretionary 
          authority to penalize the corporation if the entity fails 
          to file a return after the FTB issues a formal demand.  The 
          FTB does not have the same authority for LLCs. Corporations 
          can be charged a $2000 penalty, while LLCs do not face any 
          penalty for committing the same infraction. There were an 
          estimated 1,011 LLCs that failed to file a tax return in 
          2010."

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes   
          Local:  No

          According to the FTB, this bill will result in the 
          following revenue gains:  

           $330,000 in 2011-12
           $400,000 in 2012-13
           $490,000 in 2013-14
           $600,000 in 2014-15
           $700,000 in 2015-16

           SUPPORT  :   (Verified  7/2/12)

          AFSCME
          California Federation of Teachers
          California Professional Firefighters
          California School Employees Association
          California Tax Reform Association
          Franchise Tax Board


           ASSEMBLY FLOOR  :  48-27, 5/7/12
          AYES:  Alejo, Allen, Ammiano, Atkins, Beall, Block, 
            Blumenfield, Bonilla, Bradford, Buchanan, Butler, Charles 
            Calderon, Campos, Carter, Cedillo, Chesbro, Davis, 
            Dickinson, Eng, Feuer, Fong, Fuentes, Galgiani, Gatto, 
            Gordon, Hayashi, Roger Hern�ndez, Hill, Huber, Hueso, 
            Huffman, Lara, Bonnie Lowenthal, Ma, Mendoza, Mitchell, 
            Monning, Pan, Perea, V. Manuel P�rez, Skinner, Solorio, 
            Swanson, Torres, Wieckowski, Williams, Yamada, John A. 
            P�rez
          NOES:  Achadjian, Bill Berryhill, Conway, Cook, Donnelly, 

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            Beth Gaines, Garrick, Gorell, Grove, Hagman, Halderman, 
            Harkey, Jeffries, Jones, Knight, Logue, Mansoor, Miller, 
            Morrell, Nestande, Nielsen, Norby, Olsen, Silva, Smyth, 
            Valadao, Wagner
          NO VOTE RECORDED:  Brownley, Fletcher, Furutani, Hall, 
            Portantino


          AGB:m  7/3/12   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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