BILL ANALYSIS                                                                                                                                                                                                    �



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          Date of Hearing:   April 17, 2012

          ASSEMBLY COMMITTEE ON JOBS, ECONOMIC DEVELOPMENT AND THE ECONOMY
                               V. Manuel P�rez, Chair
                    AB 2630 (Hueso) - As Amended:  April 10, 2012
                                           
          SUBJECT  :   Small business and microbusiness participation and 
          outreach

           SUMMARY  :   Requires the Department of General Services (DGS), in 
          preparing its report on state contracting activity, to include a 
          list of activities each state agency used to inform small 
          businesses of each of the existing preferences available under 
          state law, and provide the number of preferences used in bidding 
          packages for the year. 
                
           EXISTING LAW:  

          1)Designates DGS as the administrator of the state Small 
            Business Procurement and Contract Act (Small Business Act), 
            including, but not limited to, a small business certification 
            process, a procurement process for state contracts of up to 
            $250,000, and a preference for bids made by certified small 
            business and microbusinesses.

          2)Establishes a 25% annual procurement participation goal, 
            through Executive Order, for specific state entities, to 
            contract with small business.  

          3)Establishes a 25% small business participation goal for 
            contracts financed with the proceeds of the 
            infrastructure-related bond acts of 2006.

          4)Establishes a 5% preference for bids made by certified small 
            business and microbusinesses for the award of state 
            procurement contracts.  A single bid preference is limited to 
            $50,000.  Non-small businesses must subcontract at least 25% 
            of their contracts with small business to qualify for the 
            small business bidders' preference.

          5)Defines a small business as independently owned, not dominant 
            in its field of operation, domiciled in California, employing 
            100 or fewer employees, and earning $14 million or less in 
            average annual gross revenues for the three previous years.  









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          6)Establishes that the Department of General Services shall 
            prepare a report on state contracting providing detail on each 
            contract executed by the state. 

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   

           1)Author's purpose:  According to the author, "The California 
            Legislature has made several investments to promote and 
            encourage small business in this state through the creation of 
            various programs, including preferences on bidding for state 
            contracts.  However, the benefits of these current programs 
            are limited to businesses that are aware of them, know how to 
            navigate them, and then utilize them.  It is in the best 
            interest of this state to ensure that we are taking measures 
            to inform businesses of the many tools already provided to 
            them that are intended to promote employment and growth.

            AB 2630 will help identify the activities currently exercised 
            by the Department of General Services to inform small 
            businesses of the existing preferences available under state 
            law and the outcomes of those activities. This information 
            will help guide future policy to determine if the state should 
            be investing more and if small businesses are taking advantage 
            of current preferences."
            
           2)Federal Small Business Preference Program  : The Federal Small 
            Business Act directs all federal agencies to have the maximum 
            practicable opportunity for small businesses to participate in 
            providing goods and services to the government. In practice, 
            the Small Business Administration negotiates annual small 
            business procurement preference goals with each federal agency 
            and reviews each agency's results.
          
           3)Overview of the national and California economy  : 
            Post-recession analysis traditionally divides the economic 
            cycle into two stages: recovery and expansion.  Recovery 
            describes the period of GDP growth occurring after the economy 
            hits bottom, or the "trough," and gives way to expansion when 
            GDP growth surpasses its previous peak.  Given this 
            definition, the national economy entered the expansion phase 
            of the economic cycle during the third quarter of 2011, when 
            annualized GDP reached $13.38 trillion, surpassing the 
            previous GDP peak of $13.36 trillion in the fourth quarter of 








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            2007. At a more practical level, the U.S. economy added an 
            average 152,000 net new jobs a month in 2011.  In December 
            2011 and January 2012, however, the economy added 203,000 and 
            243,000 net new jobs respectively, pushing national 
            unemployment down to 8.3%.  

            At the state level, the California economy has also been 
            improving at a steady pace. Between 2010 and 2011, 
            unemployment fell from a high of 12.4% to 11.8% in 2011.  In 
            January 2012 the unemployment rate fell even further to 10.9%, 
            its lowest rate in three years.  In terms of nonfarm jobs 
            gains from 2010 to 2011, the state outperformed the national 
            labor market with 1.4% growth compared to 1.2% nationally.   
            In fact, the state registered job growth across most 
            industries with the largest percentage gains coming from 
            Information, Education, and Administrative Support Services.  
            Only Real Estate and Leasing, Government, Management of 
            Enterprises and Other Services saw continued job losses in 
            2011 but on a smaller scale than previous years.

            In terms of international trade, the state continued to see 
            sustained growth with the value of two-way trade increasing 
            11.9% from 2010 (based on year-to-date data from January 
            through November 2011).  The rate was slower than the increase 
            registered in 2010 when the value of two-way trade surged 
            21.6% over 2009. In 2011, however, the value of imports grew 
            by 11% while the value of exports through the state's custom 
            districts rose by 13.8%.   It should be noted that while 
            exports only accounted for a third of the value of two-way 
            trade, they suffered a smaller decline through the recession 
            and have come back more strongly than imports as demand from 
            Asian trading partners continues to be strong. 

            According to the March 2012 UCLA Anderson Forecast, state 
            unemployment should improve to an average of 9.8% in 2013.  
            Overall, the Forecast calls for a steady decrease in the 
            California unemployment rate over the next two years, 
            following a slow trajectory towards single-digit unemployment 
            by the end of 2013 and reaching 7.7% by the end of 2014.   In 
            addition, according to Chapman University's A. Gary Anderson 
            Center for Economic Research, the California Composite Index, 
            a measure of overall manufacturing activity, increased to 60.3 
            in the second quarter of 2012, up from 56.6 during the first 
            quarter.  Historically, readings above 50 indicate expansion 
            in the manufacturing sector.   This is significant because, 








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            according to an analysis by the Milken Institute, for every 
            job created in manufacturing, 2.5 jobs are created in other 
            sectors.  At the upper bound, electronic computer 
            manufacturing has a multiplier effect of 16 jobs.      

           4)Small business:   California's dominance in many economic areas 
            is based, in part, on the significant role small businesses 
            play in the state's $1.9 trillion economy.  Businesses with 
            1-99 employees comprise nearly 98% of all businesses, and they 
            are responsible for employing more than 37% of all workers in 
            the state.
           
            Small businesses are crucial to the state's international 
            competitiveness and are an important means for dispersing the 
            positive economic impacts of trade within the California 
            economy.  California small businesses comprise 96% of the 
            state's 60,000 exporters in 2009, which accounted for over 44% 
            of total exports in the state.  Nationally, small businesses 
            represented only 31.9% of total exports.  These numbers 
            include the export of only goods and not services.

            Historically, small businesses have functioned as economic 
            engines, especially in challenging economic times.  During the 
            nation's economic downturn from 1999 to 2003, microenterprises 
            (businesses with fewer than five employees) created 318,183 
            new jobs or 77% of all employment growth, while larger 
            businesses with more than 50 employees lost over 444,000 jobs. 
             From 2000 to 2001, microenterprises created 62,731 jobs in 
            the state, accounting for nearly 64% of all new employment 
            growth.  

            In fact, according to the Small Business Administration's 
            Small Business Economy 2011, small businesses nationally 
            outperformed large firms in net job creation nearly three out 
            of four times from 1992 through 2010 when private-sector 
            employment rose.   

            During this current economic downturn, however, small business 
            owners have been especially hard hit.  Equifax has reported 
            that bankruptcies in California rose by 81% in 2009, as 
            compared to 44% nationally.  This trend continued in 2010 
            where the Equifax report stated that while in general 
            bankruptcies were down across the nation including some 
            regions in the west, small business bankruptcies in California 
            accounted for almost 20% of all small business bankruptcies in 








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            the nation.  

            Moreover, according to an analysis by the Small Business and 
            Entrepreneurship Council, of the 34,166 businesses that failed 
            in California between 2007 and 2009, over 94%, or 32,160 
            businesses, were small businesses with less than 100 
            employees.  

           5)State procurement and small businesses:   The Small Business 
            Act (SBA), administered through DGS, was implemented more than 
            30 years ago to establish a small business preference within 
            the state's procurement process that would increase the number 
            of contracts between the state and small businesses.  In 1989, 
            a disabled veteran owned business enterprise (DVBE) component 
            was added to state procurement practices.  

            Since 2001, there have been four Executive Orders (EOs) 
            specifying a 25% goal for small business and a 3% DVBE 
            participation goal in state procurement contracts, including 
            EO D-37-01 (2001), EO S-02-06 (2006), EO D-43-01(2001), and EO 
            S-11-06 (2006).  Statutory advancements were also made to 
            strengthen the SBA including SB 115 (Florez), Chapter 451, 
            Statutes of 2005, which required DGS to establish a DVBE 
            incentive program for state contracts; and AB 761 (Coto), 
            Chapter 611, Statutes of 2007, which specifically codified the 
            25% small business participation goal for contracts related to 
            revenues expended from the 2006 infrastructure bonds.

            Despite the longstanding existence of the SBA, statutory 
            upgrades, and EOs, the state's success in achieving small 
            business and DVBE participation goals in state procurement 
            contracts has been inconsistent. 

            For only the third time since the small business participation 
            target was established in 2001, DGS has reported the state 
            achieved its small business target by awarding 26.88% ($2.40 
            billion), of the value of all contracts to small businesses in 
            2008-09.  This represents a $2.0 billion increase in contracts 
            from 2007-08.  The state did not achieve its 3% DVBE 
            participation goal in 2008-09.  DVBE contract awards, however, 
            did increase to 2.96% (190 million) in 2008-09, up from 2.39% 
            in 2007-08.  California awarded $182 million in small business 
            and DVBE contracts in 2008-09. 

            In order to assist state entities in reaching the small 








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            business participation goals, contracting entities are 
            provided a number of specific tools, including a streamlined 
            procurement method, bid preferences, and lead small business 
            procurement contacts at every agency.  Under the streamlined 
            procurement process, the awarding state entity is authorized 
            to bypass the advertising, bidding, and protest provisions in 
            the State Contract Act.  This allows a contract to be awarded 
            directly to a certified small business at a contract price 
            established by checking the proposed rate with two other small 
            businesses.  Contracts offered under the streamlined 
            procurement process are currently limited to contracts between 
            $5,000 and $100,000.  Of the $2.5 billion of state contracts 
            that were awarded to small businesses in 2008-09, $225.4 
            million (17,310 contracts) were awarded through the 
            streamlined procurement process.  The actual number may be 
            higher as only 78 of 124 departments reported their small 
            business procurement activities to DGS.

            Certified small business bidders and other bidders that commit 
            to using certified small businesses are also eligible for a 5% 
            bid preference where the solicitations are made either on the 
            basis of lowest responsible dollar bid, or on the basis of 
            highest score, considering factors in addition to price.  A 
            single bid preference is limited to $50,000 and the combined 
            costs of preferences shall not exceed $100,000. 

            Another important component of the state's effort to increase 
            small business participation in state contracts is the work of 
            the Small Business Advocate and the network of small business 
            liaisons.  Under existing law, every state agency is also 
            required to have a single point of contact for small business 
            state procurement opportunities.  

           6)Related legislation  : Below is a list of bills related to this 
            measure from the current and prior legislative sessions. 

             a)    SB 67 (Price) Small Business Participation in Public 
               Contracts  :  This bill would have authorized the Department 
               of General Services to direct all state entities to 
               establish an annual goal of achieving not less than 25% 
               small business participation in state procurement 
               contracts, as specified.  Status:  The bill was held on the 
               Suspense File of the Assembly Committee on Appropriations 
               2011.









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             b)    SB 733 (Price) High-Speed Rail: Small Business Bidding 
               Preference  :  This bill would have  required the High-Speed 
               Rail Authority to include within its business plan a 
               strategy ensuring the participation of California small 
               businesses in contracts awarded during all phases of the 
               project, as specified.  Status:  The bill was held in the 
               Senate Committee on Appropriations 2011. 

             c)    AB 309 (Price) Public Contracts: Small Business 
               Participation  : This bill would have required the 
               establishment of a 25% small business participation goal 
               for all state entities and directed the Department of 
               General Services (DGS) to monitor each agency's progress in 
               meeting this goal. It also required that the Office of the 
               Small Business Advocate receive the same progress report 
               information as state entities and directs DGS and the 
               Office of the Small Business Advocate to work 
               collaboratively to assist state entities in meeting their 
               participation goal. This goal is currently provided for in 
               Executive Order (EO) D-37-01 and EO S-02-06.  Status:  The 
               bill was held under submission in the Assembly Committee on 
               Appropriations, May 2010.

             d)    AB 2287 (Bass) California Business Investment Service  : 
               This bill would have established the Governor's Office of 
               Economic Development and set a statutory 25% annual 
               procurement goal for state contracts with small businesses. 
                Status: The bill was held in the Assembly Committee on 
               Appropriations, May 2010.

             e)    AB 655 (Swanson):  Contract Limitations on Small 
               Business Preference  : This bill would have required state 
               departments that award contracts pursuant to the Bond Acts 
               of 2006 to consider and grant bid preferences to 
               contractors on the basis of their status as a small 
               business, the type of community they are located in, and 
               the number of employees they hire from their community.  
               Status:  The bill died pursuant to Art. IV, Sec. 10(c) of 
               the Constitution.  

             f)    AB 761 (Coto):  Codification of the Small Business 
               Procurement Goal  : This bill requires each state agency 
               awarding contracts that are financed with proceeds from the 
               infrastructure bonds approved by voters in November 2006 to 
               establish a 25% small business participation goal for state 








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               infrastructure construction contracts, and to provide 
               specified assistance to small businesses bidding on state 
               infrastructure bond-related contracts.  Status:  The bill 
               was signed by the Governor, Chapter 611, Statutes of 2007.

             g)    AB 1189 (JEDE) State Contracts: Small Businesses and 
               Disabled Veterans  :  This bill would have exempted state 
               contracts under $100,000 that are awarded to a certified 
               small business, pursuant to the procurement streamlining 
               process, from the California State Contracts Register 
               advertising requirement for contracting opportunities 
               funded with specified infrastructure bond proceeds.  
               Status:  JEDE-related content removed.  The bill failed 
               passage on the Senate Floor.

             h)     AB 1400 (Richardson):  State Contracting and the Small 
               Business Preference  : This bill would have required the 
               Regents of the University of California and the Trustees of 
               the California State University to each submit a report to 
               the Department of General Services on the number of 
               consulting, disabled veteran-owned business enterprise, and 
               small business contracts each organization awarded for each 
               fiscal year, on a campus-by-campus basis, and according to 
               a specified format.  Status:  JEDE-related content removed. 
                The bill failed passage on the Senate Floor.

           7)Double referral  : The Assembly Rules Committee voted to refer 
            this measure to JEDE and the Assembly Committee on Business, 
            Professions and Consumer Protections.  Should the measure be 
            approved at the April 17, 2012 hearing, the bill will be 
            referred to the second policy committee for consideration. 

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          None Received 

           Opposition 
           
          None Received 
           

          Analysis Prepared by  :    Oracio Gonzalez / J., E.D. & E. / (916) 
          319-2090 








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