BILL ANALYSIS                                                                                                                                                                                                    �



                                                               AB 2671 
                                                               Page  1

       Date of Hearing:   April 17, 2012

          ASSEMBLY COMMITTEE ON JOBS, ECONOMIC DEVELOPMENT AND THE ECONOMY
                               V. Manuel P�rez, Chair
        AB 2671 (Jobs, Economic Development, and the Economy) - As Amended:  
                                   March 26, 2012
        
       SUBJECT  :  Small Business Financial Development Corporations

        SUMMARY  :  Makes the 2007 program enhancements permanent by removing 
       the sunset on the maximum allowable leverage of reserve funds under 
       the Small Business Loan Guarantee Program (SBLGP).  More 
       specifically,  this bill  deletes the sections of the law that would 
       become effective January 1, 2013 that set the maximum reserve of four 
       dollars for every one dollar of loan guaranteed.  The effect of this 
       change is to make the five dollars for every one dollar guarantee the 
       permanent maximum reserve.  The Director of the SBLGP has the 
       discretion to set a lesser leverage amount for the overall program 
       and for any individual small business financial development 
       corporation (FDC).

        EXISTING LAW  :

       1)Establishes the SBLGP within the Business, Transportation and 
         Housing Agency (BTH) for the purpose of assisting small businesses 
         in obtaining long-term loans or lines of credit from conventional 
         financial institutions, which small businesses would not otherwise 
         qualify for without the guarantee.  Under this program, FDCs act as 
         financial intermediaries between the state, the small business, and 
         the financial institution.  

       2)Establishes the California Small Business Expansion Fund (Expansion 
         Fund) for the purpose of retaining the moneys which separately 
         capitalize the SBLGP and paying out defaulted loan guarantees 
         issued under the SBLGP.  Each account within the Expansion Fund is 
         legally separate and is prohibited from securing loan guarantees or 
         other obligations of another FDC.  The state is not liable or 
         obligated beyond the funds allocated and deposited in an individual 
         trust fund account within the Expansion Fund.  

       3)Authorizes the Director of the SBLGP to:











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          a)   Reallocate moneys between individual accounts based on which 
            corporations most effectively use the guarantee funds; and

          b)   Recommend whether the Expansion Fund and individual FDC trust 
            fund accounts are to be leveraged, and if so, how much the funds 
            may be leveraged.

        FISCAL EFFECT  :   Unknown

        COMMENTS  :   

        1)Author's purpose  :  According to the author, "AB 2671 will serve as 
         the vehicle for the Assembly Jobs, Economic Development, and the 
         Economy Committee omnibus bill on access to capital and economic 
         development issues. The current provisions remove a sunset in order 
         to retain existing law.  As California slowly moves out of the 
         recession, maintaining financing options for small businesses is 
         essential."

        2)California small business  :  California's dominance in many economic 
         areas is based, in part, on the significant role small businesses 
         play in the state's $1.9 trillion economy.  Businesses with less 
         than 100 employees comprise nearly 98% of all businesses, and are 
         responsible for employing more than 37% of all workers in the 
         state.  

         Among other advantages, small businesses are crucial to the state's 
         international competitiveness and are an important means for 
         dispersing the positive economic impacts of trade within the 
         California economy.  California small businesses comprised 96% of 
         the state's 60,000 exporters in 2009, which accounted for over 44% 
         of total exports in the state.  Nationally, small businesses 
         represented only 31.9% of total exports.  These numbers include the 
         export of only goods and not services.

         Historically, small businesses have functioned as economic engines, 
         especially in challenging economic times.  During the nation's 
         economic downturn from 1999 to 2003, microenterprises (businesses 
         with fewer than five employees) created 318,183 new jobs or 77% of 
         all employment growth, while larger businesses with more than 50 
         employees lost over 444,000 jobs.  From 2000 to 2001, 
         microenterprises created 62,731 jobs in the state, accounting for 










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         nearly 64% of all new employment growth.  More recently, the 
         federal Small Business Administration's Small Business Economy 
         2011, states that small businesses nationally outperformed large 
         firms in net job creation nearly three out of four times from 1992 
         through 2010 when private-sector employment rose.   

         During this current economic downturn, however, small business 
         owners have been especially hard hit.  Equifax has reported that 
         bankruptcies in California rose by 81% in 2009, as compared to 44% 
         nationally.  This trend continued in 2010 where the Equifax report 
         stated that while in general bankruptcies were down across the 
         nation including some regions in the west, small business 
         bankruptcies in California accounted for almost 20% of all small 
         business bankruptcies in the nation. 
          
        3)Small Business Loan Guarantee Program  :  The SBLGP enables a small 
         business to obtain a term loan or line of credit when it cannot 
         otherwise qualify for a loan on its own.  The state, working 
         through 11 FDCs, offers direct loans or loan guarantees that a 
         qualifying small business borrower could not otherwise obtain.  

         Applicants must meet the definition of a small business (100 or 
         fewer employees) with the specific market rate loan terms and 
         interest rates being negotiated between the borrower and the 
         lender.  Proceeds of the loan must be used primarily in California 
         for any standard business purpose applicable to the applicant's 
         business.  The guarantee program provides guarantees covering up to 
         90% of the loan, but not exceeding $500,000.  The guarantee program 
         allows a business to not only obtain a loan but to also establish 
         credit with a lender.  The business is then more likely to obtain 
         additional financing on its own.  

         In 2010-11, approximately $5 million was made available for loan 
         guarantees under the SBLGP, which leveraged $13 million in small 
         business loans.  During this period, 99 guarantees were provided, 
         creating and/or retaining 595 jobs.  As noted in these numbers, 
         2010-11 was a slow year in providing guarantees; in the current 
         year (2011-12), however, the program has demonstrated higher volume 
         with 38 guarantees within the first quarter.

         As of the close of the first quester of 2011-12, the outstanding 
         loan portfolio was $37 million in total reserves covering $ 215 










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         million in total loans, representing 1,548 in outstanding 
         guarantees.

        4)Reorganization  :  The Governor's 2012-13 proposed budget included a 
         discussion on how the state would be better served if certain state 
         programs, departments and agencies were reorganized.  On March 30, 
         2012, the Governor submitted the reorganization plan that was 
         outlined in his proposed budget to the Little Hoover Commission, 
         which included a number of proposals of importance to the economic 
         development community.  According to the Governor's Office, the 
         reorganization plan is far-reaching and represents his continued 
         commitment to streamline state government.  Among other items, the 
         reorganization plan proposes:

              Dismantling BTH and the State and Consumer Services Agency 
            (SCS) and moving programs to other existing and new agencies.  
            Overall, the number of state agencies is reduced from 12 to 10; 
            and 

              Moving the following programs to the Governor's Office of 
            Business and Economic Development:

            o      Small Business Loan Guarantee Program;
            o      The California Travel and Tourism Commission;
            o      The California Film Commission; 
            o      The Film California First Program; and
            o      The Infrastructure and Economic Development Bank. 

         The Little Hoover Commission has 30 days to analyze the 
         reorganization plan and submit its recommendations to the Governor 
         and Legislature.  The Legislature then has 60 days to consider the 
         plan.  The plan goes into effect unless the Legislature takes an 
         action to disapprove the plan with a majority of the Members in 
         each house voting.     
          
       1)Amendments  :  Committee staff understands that the author will 
         propose amendments to repeal Corporations Code Section14069.6 that 
         requires the now defunct Technology, Trade and Commerce Agency to 
         prepare a 1998 report.  

       2)State Small Business Credit Initiative and future amendments  :  The 
         State Small Business Credit Initiative (SSBCI) is one initiative of 










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         the 2010 federal Small Business Jobs Act.  Funded at $1.5 billion, 
         the SSBCI is designed to strengthen existing and jump start new 
         state small business finance programs.  Nationally, these federal 
         moneys are expected to leverage an addition $11 billion in private 
         sector investments.  

          California is eligible to receive up to $168 million in federal 
         funds, which the state has opted to provide through two programs - 
         the California Capital Access Program (Cal Cap) and the SBLGP.  
         Through this federal funding, the two programs have been able to 
         leverage the following results for California small business:

              CalCap: Total lending $54,397,000 = 912 loans / SSBCI 
            contribution = $1,825,000
              SBLGP: Total lending Over $20 million / SSBCI contribution = 
            $6,500,000
              Total face value of loans = $86.0 million = 1,022 loans
          
          AB 2671 is a committee omnibus bill, which currently does not 
         impact these moneys.  The Committee is, however, closely monitoring 
         the use of these funds and may propose programmatic modifications 
         to how the state utilizes these moneys as the session progresses.
          
       1)Related legislation  :  Below is a list of related legislation.  

          a)   AB 610 (Price) Extended Leverage of Program Dollars  :  This 
            bill enhances the Small Business Loan Guarantee Program's 
            ability to leverage existing program dollars increasing its 
            ability to serve more small businesses' financial needs per 
            year.  Status:  The bill was signed by the Governor, Chapter 
            601, Statutes of 2007.
          
          b)   AB 1104 (Aghazarian) Allowable Investments of Program 
            Dollars  :  This bill makes modifications to the Small Business 
            Loan Guarantee Program relating to small business disaster 
            guarantees and eligible investments of SBLGP funds.  Status:  
            The bill was signed by the Governor, Chapter 624, Statutes of 
            2007.
          
          c)   AB 1431 (Arambula) Priority for Early Stage Businesses  :  This 
            bill would have established the Early Stage Investment Guarantee 
            Program, administered through the Small Business Loan Guarantee 










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            Program, for the purpose of assisting small businesses in 
            attracting investors during the early years of their company's 
            growth, as specified.  Status:  The bill was held in Assembly 
            Appropriations Committee in 2008.
        
       REGISTERED SUPPORT / OPPOSITION  :   

        Support 
        
       Assembly Committee on Jobs, Economic Development, and the Economy 
       (sponsor)
       The Association of Financial Development Corporations
        
       Opposition 
        
       None Received 
        

       Analysis Prepared by  :    Toni Symonds / J., E.D. & E. / (916) 
       319-2090