BILL ANALYSIS                                                                                                                                                                                                    �







                      SENATE COMMITTEE ON PUBLIC SAFETY
                            Senator Loni Hancock, Chair              S
                             2011-2012 Regular Session               B

                                                                     6
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          SB 60 (Evans)                                               
          As Amended  March 24, 2011 
          Hearing date:  May 3, 2011
          Welfare and Institutions Code
          JM:dl

                                STATE MENTAL HOSPITALS:

                                      SECURITY  


                                       HISTORY

          Source:  The American Federation of State, County, and Municipal 
          Employees (AFSCME)

          Prior Legislation: SB 391 (Solis) - Ch. 294, Stats. 1997

          Support: Peace Officers Research Association in California; 
                   California Association of Psychiatric Technicians; The 
                   Board of Vocational Nursing and Psychiatric 
                   Technicians; California Statewide Law Enforcement 
                   Association

          Opposition:Disability Rights California (unless amended); 
          California Nurses Association

                                           
                                     KEY ISSUES
           
          WHERE A PATIENT IS COMMITTED TO A DEPARTMENT OF MENTAL HEALTH 
          (DMH) HOSPITAL PURSUANT TO ANY PROVISION OF THE PENAL CODE, 
          SHOULD THE PATIENT BE EVALUATED FOR SECURITY AND VIOLENCE RISKS 




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                                                              SB 60 (Evans)
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          BEFORE ADMISSION TO THE HOSPITAL, AS SPECIFIED?

          SHOULD A HIGH-RISK DMH PATIENT BE PLACED IN A TREATMENT UNIT 
          WITHIN A HOSPITAL, CORRECTIONAL FACILITY, PRISON PSYCHIATRIC 
          FACILITY, OR OTHER SECURE FACILITY TO ENSURE THE PROTECTION OF 
          THE PATIENT, OTHER PATIENTS AND STAFF, WHILE ALSO TREATING THE 
          UNDERLYING CAUSES OF THE RISK POSED BY THE PATIENT, AS 
          SPECIFIED?
                                                                
          (CONTINUED)



          WHERE A DMH FORENSIC PATIENT, AS SPECIFIED, IS TRANSFERRED FROM DMH 
          TO A CDCR FACILITY BECAUSE THE PATIENT CAUSED THE DEATH, LIFE 
          THREATENING INJURY OR RAPE OF A PATIENT OR STAFF MEMBER, SHOULD THE 
          PATIENT NOT BE RETURNED TO DMH UNLESS A COURT DETERMINES THAT THE 
          PERSON NO LONGER REPRESENTS A SUBSTANTIAL RISK, AS SPECIFIED?

          AFTER TRANSFER OF A SPECIFIED PATIENT FROM DMH TO CDCR FOR SECURITY 
          REASONS, SHOULD CDCR BE AUTHORIZED TO PETITION FOR RETURN OF THE 
          PATIENT TO DMH BECAUSE THE PATIENT NO LONGER REPRESENTS A THREAT? 


                                       PURPOSE

          The purposes of this bill are to 1) require that each patient 
          committed to DMH pursuant to the Penal Code be evaluated for 
          security and violence risks; 2) require that high-risk patients 
          be placed in a treatment unit in a hospital, correctional 
          facility or prison psychiatric facility with sufficient security 
           while providing treatment of the causes for the security and 
          violence risks, as specified; 3) provide that where a specified 
          forensic patient is transferred to a CDCR facility because the 
          patient caused the death, life-threatening injury or rape of a 
          staff member or other patient, the patient may not be returned 
          to DMH unless a court determines that he or she no longer 
          represents a substantial danger, as specified; and 4) authorize 
          CDCR to petition the court to return the patient to DMH if the 
          patient no longer represents a threat, as specified. 




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           Persons Committed to DMH Pursuant to any Provision of the Penal 
          Code
          
          Existing law  includes statutory programs or schemes for the 
          involuntary commitment of mentally disordered persons to a state 
          mental hospital under the operation of the Department of Mental 
          Health (DMH).  The major Penal Code commitment schemes include 
          the following:

          Criminal Defendant Incompetent to Stand Trial (IST) - Penal Code 
          � 1368 et seq.
          
                 IST defendant cannot understand proceedings or assist in 
               presenting a defense.
                 IST defendants are committed to DMH, local facility, or 
               outpatient treatment.
                 Criminal proceedings reinstated after competence 
               restored.
                 If competence not restored by specified time - the 
               shorter of three years or the maximum sentence for 
               underlying offense, conservatorship can be established.

          Mentally Disordered Offenders - Penal Code � 2960 et seq.
          
                 MDO is a prisoner pending parole who has a "severe 
               mental disorder." 
                 Disorder was a cause or factor in the violent commitment 
               offense.
                 Prisoner was in treatment for at least 90 days preceding 
               year.
                 Experts found that the prisoner poses a substantial 
               danger of physical harm if released.
                 At end of parole, state can petition to extend 
               commitment annually.
                 Many MDOs are placed in the conditional release (CONREP) 
               program.
                 Many MDOs are treatable in the community with 
               psychotropic medication.  Hospitalized MDO patients could 
               well be floridly psychotic.




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          Not Guilty by Reason of Insanity (NGI) - Penal Code � 1026 et 
          seq.
          
                 NGI standard:  Defendant either was 1) incapable of 
               knowing or understanding the nature and quality of his or 
               her act, or 2) incapable of distinguishing right from 
               wrong.
                 Defendant found NGI committed to DMH, community facility 
               or outpatient treatment.
                 NGI patient released upon expiration of maximum term of 
               commitment; or released if sanity has been restored; or 
               court can place non-dangerous patient in treatment on 
               conditional release program for one year.  At end of year, 
               trial held to determine if sanity has been restored.
                 NGI patients can be committed after normal maximum 
               period in two-year increments.

           Existing law  provides that prior to admission of a patient 
          committed as NGI or IST to Napa or Metropolitan State Hospital, 
          DMH shall evaluate each patient for risk.  Any high-risk patient 
          shall be treated in DMH's most secure facilities. (Welf. & Inst. 
          Code � 7228.)  

          Existing law  provides that high-risk patients shall be treated 
          at the hospital at Atascadero or Patton, a correctional 
          facility, or other secure facility, but shall not be treated at 
          Napa or Metropolitan.  Metropolitan and Napa shall only treat 
          low-to-moderate risk patients.  (Welf. & Inst. Code � 7230.)  

          Existing law  provides that where the director of DMH opines, and 
          the CDCR director agrees, that a person who was committed to DMH 
          pursuant to a Penal Code provision, or who is under observation 
          pursuant to the (now repealed) mentally disordered sex offenders 
          law, needs treatment under custodial security, the person may be 
          transferred to CDCR.  (Welf. & Inst. Code � 7301.)

           Existing law  provides that DMH patients transferred to a CDCR 
          facility are not subject to prosecution under statutes covering 
          assaults by prison inmates (Pen. Code �� 4500-4502) and escapes 




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          by prison inmates (Pen. Code �� 4530 and 4531<1>). (Welf. & 
          Inst. Code � 7301.)  
           
          This bill  provides that before a patient is admitted to any 
          state mental hospital pursuant to any provision of the Penal 
          Code, DMH shall assess the patient's security and violence risk. 
           

           This bill  provides that security and clinical staff shall 
          complete the violence and security assessment of any patient 
          admitted to DMH pursuant to a Penal Code provision.  The 
          assessment shall include a review of the patient's criminal 
          history, psychological factors and incidents of aggression and 
          elopement (escape) since being criminally incarcerated or 
          committed to DMH.  

           This bill  provides that a patient determined to be a security or 
          violence risk shall be placed in a treatment unit within a state 
          hospital, correctional facility, prison psychiatric facility or 
          other secure facility.  Each such facility shall have enough 
          enhanced security and treatment options to ensure the security 
          of the patient, other patients and facility staff, as well as 
          provide treatment to appropriately address causes of the 
          security risk Treatment shall be consistent with accepted 
          professional standards.  

           This bill  provides that the security assessment shall be done at 
          the time of commitment, prior to a transfer and after any 
          "serious" security incident.  

           This bill  provides that where a DMH patient who was committed 
          pursuant to a provision of the Penal Code or the former MDSO 
          law<2> is transferred to a CDCR facility because the patient 
          committed an act resulting in the death, serious injury or rape 
          of another patient or hospital staff member, the following shall 
          ---------------------------
          <1> Penal Code � 4531 was repealed in 1963 and its provisions 
          placed in 4530.
          <2> These are patients committed as NGI (Pen. Code � 1026), IST 
          (Pen. Code � 1370), MDO (Pen. Code �2962) or MDSO (former Welf. 
          & Inst. Code �6300).



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          apply:

                 The patient shall not be returned to a DMH hospital 
               until a court has determined in a hearing that the person 
               does not represent a substantial risk of harm to the 
               transferred patient or others.

                 CDCR shall regularly assess the transferred patient to 
               determine if he or she remains a substantial danger to self 
               or others such that he or she cannot be returned to a DMH 
               hospital

                 If CDCR determines that the patient is no longer a 
               threat to self or others, CDCR may petition the court to 
               order his or her return to a DMH hospital that has 
               sufficient security to protect the patient, other patients 
               and hospital staff.


                    RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION
          
          For the last several years, severe overcrowding in California's 
          prisons has been the focus of evolving and expensive litigation. 
           As these cases have progressed, prison conditions have 
          continued to be assailed, and the scrutiny of the federal courts 
          over California's prisons has intensified.  

          On June 30, 2005, in a class action lawsuit filed four years 
          earlier, the United States District Court for the Northern 
          District of California established a Receivership to take 
          control of the delivery of medical services to all California 
          state prisoners confined by the California Department of 
          Corrections and Rehabilitation ("CDCR").  In December of 2006, 
          plaintiffs in two federal lawsuits against CDCR sought a 
          court-ordered limit on the prison population pursuant to the 
          federal Prison Litigation Reform Act.  On January 12, 2010, a 
          three-judge federal panel issued an order requiring California 
          to reduce its inmate population to 137.5 percent of design 
          capacity -- a reduction at that time of roughly 40,000 inmates 
          -- within two years.  The court stayed implementation of its 




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          ruling pending the state's appeal to the U.S. Supreme Court.  

          On Monday, June 14, 2010, the U.S. Supreme Court agreed to hear 
          the state's appeal of this order and, on Tuesday, November 30, 
          2010, the Court heard oral arguments.  A decision is expected as 
          early as this spring.  

          In response to the unresolved prison capacity crisis, in early 
          2007 the Senate Committee on Public Safety began holding 
          legislative proposals which could further exacerbate prison 
          overcrowding through new or expanded felony prosecutions.     

           This bill  does not appear to aggravate the prison overcrowding 
          crisis described above.

                                      COMMENTS

          1.  Need for This Bill  

          According to the author:

               (This bill) will significantly enhance worker, 
               patient, and public safety at the Department of Mental 
               Health-administered state hospitals.

               There has been a profound change in the composition of 
               the patient population at state hospitals since Napa 
               State Hospital was founded 137 years ago.  However, 
               statute and operations at state hospitals have yet to 
               fully evolve to reflect this new reality.  Facilities 
               such as Napa State Hospital were initially situated in 
               park-like settings to care for mentally ill patients 
               who were wards of the state, today more than 90% of 
               all individuals being treated in the state hospital 
               system have been forensically-committed.  In fact, 
               fewer than 500 individuals in the entire system have 
               been placed in a state hospital by non-forensic means. 
                This has resulted in the dramatic shift in the 
               population make-up at state hospitals.  The tragic 
               murder of psychiatric technician Donna Gross at Napa 




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               State Hospital by a patient last fall and the on-going 
               daily occurrence of dozens of assaults upon workers 
               and individuals receiving treatment at state hospitals 
               reflect this new reality at our state hospitals that 
               we cannot allow to continue.

               Senate Bill 60 addresses this new reality by requiring 
               an individual who is proposed to be placed at a state 
               hospital be evaluated prior to commitment as to their 
               criminal history, psychological factors, propensity 
               for violence, and other factors and - as a result of 
               the assessment - be placed in an appropriately-secure 
               facility for treatment.  The bill also allows for 
               those individuals placed at a state hospital who 
               commit a violent act against another at that facility 
               to be remanded to the CDCR for custodial treatment.  
               An omnipresent threat of violence should not be a 
               required condition for those who work or those being 
               treated at our state hospitals.  We need the 
               common-sense approach that includes the assessment and 
               appropriate placement embodied in SB 60 to end this 
               being the situation.
                         
          2.  DMH Patients Subject to this Bill Do not Include Sexually 
          Violent Predators  

          This bill applies to a patient committed to DMH "pursuant to any 
          provision of the Penal Code."  This excludes sexually violent 
          predators, who are committed under the Welfare and Institutions 
          Code.  While SVPs are forensic patients, in the sense that they 
          are committed from the prison system, they are not committed 
          pursuant to the Penal Code.  If the author intends that SVPs 
          should be subject to this bill, the bill may need to be amended 
          to accomplish that intent.

          3.  Basic Constitutional Issues in Mental Health Commitments  

          Commitment to a mental hospital involves a "massive curtailment 
          of liberty."  (Humphrey v. Cady (1972) 405 U.S. 504, 509.)  Such 
          commitment also create severe social stigma.  As such, due 




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          process is required and proof must be by clear and convincing 
          evidence.  (Addington v. Texas (1978) 441 U.S. 418, 425-433.)

          However, "consistent with 'substantive' due process ? the state 
          may involuntarily commit persons who, as the result of mental 
          impairment, are unable to care for themselves or are dangerous 
          to others.  Under these circumstances, the state's interest in 
          providing treatment and protecting the public prevails over the 
          individual's interest in being free from compulsory 
          confinement."  (Hubbart v.  Superior Court  (1999) 19 Cal.4th 
          1138, 1151, citing Addington and other cases.)  Nevertheless, 
          civilly committed persons are not subject to punishment.  
          (Kansas v. Hendricks (521 U.S. 346, 361-371.)  While a 
          commitment statute is not invalidly punitive if treatment for a 
          person's is unavailable, treatment shall be provided or 
          attempted.  (Kansas v. Hendricks (1997) 521 U.S. 346, 361-369; 
          Hubbart v. Superior Court, supra, 19 Cal.4th at pp. 1164-1178.)

          Procedural due process must generally be given to civilly 
          committed persons for changes in commitment status, confinement 
          or treatment.  Due process typically involves hearings and 
          opportunities to object to proposed changes.  (Vitek v.  Jones 
          (1980) 445 U.S. 480, 492-493 - commitment to mental hospital 
          from prison; Sell v. U.S. (2003) 539 U.S. 166 - involuntary 
          administration of anti-psychotic drugs to incompetent defendant. 
          )


          4.    Composition of State Hospital Population  

          Most of the DMH patients are forensic patients.  Forensic 
          patients come from the criminal justice system, although the DMH 
          commitment is civil.  Only a small minority of DMH patients, 

          generally so-called 5150 patients, do not come from jails, 
          prisons or criminal proceedings.  A recent Budget Committee 
          analysis describes the 2011-2011 population in DMH treatment:

          Patients in DMH Facilities
          




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           ----------------------------------------------------------------- 
          |Total patients                  |6342                            |
          |--------------------------------+--------------------------------|
          |Acute psychiatric programs at   |766                             |
          |CDCR facilities at              |                                |
          |CMF-Vacaville and Salinas       |                                |
          |Valley Prison                   |                                |
          |                                |                                |
          |--------------------------------+--------------------------------|
          |State hospital patients         |5,558                           |
          |                                |                                |
          |--------------------------------+--------------------------------|
          |Civil commitments               |471 (8.5% of state hospital     |
          |                                |pop.)                           |
          |--------------------------------+--------------------------------|
          |Forensic commitments            |5087 (91.5% of state hospital   |
          |                                |pop.)                           |
          |--------------------------------+--------------------------------|
          |Forensic commitments and        |5853 (92.3% of total DMH        |
          |treated inmates                 |patients)                       |
           ----------------------------------------------------------------- 

          5.  Violence is Relatively Common in DMH Hospitals despite 
            Existing Assault, Battery and other Crime Statutes  

          According to myriad media reports, court filings and monitor 
          reviews and other studies, serious violence is relatively 
          common, if not rampant, in the state hospitals. 

           NPR Report<3> on Aggressive Incidents per 100 Patients at 
          Atascadero (US DOJ Stats.)

          
           ----------------------------------------------------------------- 
          |1990                            |44.7                            |
          ---------------------------
          <3> Ina Jaffe NPR; 
          http://www.npr.org/2011/04/07/134961467/at-california-mental-hosp
          itals-fear-is-part-of-the-job 
          http://www.npr.org/2011/04/08/134961895/violence-surges-at-hospit
          al-for-mentally-ill-criminals.



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          |--------------------------------+--------------------------------|
          |1995                            |45-7                            |
          |--------------------------------+--------------------------------|
          |2000                            |50.7                            |
          |--------------------------------+--------------------------------|
          |2007                            |96.7                            |
          |--------------------------------+--------------------------------|
          |2008                            |116.2                           |
           ----------------------------------------------------------------- 

          NPR Report on Physical Assaults at Napa - Patient Assaults on 
          other Patients (DOJ Stats.)

          
           ----------------------------------------------------------------- 
          |Sept. 2008 -  Feb. 2009         |220                             |
          |--------------------------------+--------------------------------|
          |March 2009 - Aug. 2009          |300                             |
          |--------------------------------+--------------------------------|
          |Sept. 2009 - Feb. 2010          |486                             |
          |                                |                                |
           ----------------------------------------------------------------- 
          NPR Report on Physical Assaults at Napa - Patient Assaults on 
          Staff (DOJ Stats.)
          
           ----------------------------------------------------------------- 
          |Sept. 2008 -  Feb. 2009         |75                              |
          |--------------------------------+--------------------------------|
          |March 2009 - Aug. 2009          |165                             |
          |--------------------------------+--------------------------------|
          |Sept. 2009 - Feb. 2010          |287                             |
          |                                |                                |
           ----------------------------------------------------------------- 

          The rising rate of violence at state hospitals has occurred 
          despite numerous felonies for assault, battery and sex crimes.  
          The existence of these statutes arguably has not significantly 
                                                      limited the violence in DMH hospitals.

          6.  CRIPA (Constitutional Rights of Institutionalized Persons Act) 




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            U.S. Department of Justice (DOJ) Consent Decree and Monitoring 
            of all DMH Hospitals except Coalinga
           
          The Senate Budget and Fiscal Review Committee has prepared the 
          following summary of the ongoing U.S. DOJ investigation and 
          litigation under the Constitutional Rights of Institutionalized 
          Persons Act concerning conditions and treatment in DMH:

               CRIPA Plan Generally: In July 2002, the U.S. DOJ 
               completed a review of conditions at Metropolitan State 
               Hospital.  Recommendations for improvements at 
               Metropolitan in the areas of patient assessment, 
               treatment, and medication were  provided to DMH.  
               Since this time, the U.S. DOJ identified similar 
               conditions at Napa, Patton, and Atascadero �but not 
               Coalinga].  The Administration and US DOJ reached a 
               Consent Judgment for an "Enhanced Plan"? on May 2, 
               2006.  

               The �judgment] also appointed a Court Monitor to 
               review implementation of the plan and to ensure 
               compliance.  Failure to comply with the Enhanced Plan 
               �could] result in ? receivership.  ? DMH has until 
               November 2011 to fully comply with the �plan].The 
               �plan] provides a timeline for the Administration to 
               address the CRIPA deficiencies and included agreements 
               related to treatment planning, patient assessments, 
               patient discharge planning, patient discipline, and 
               documentation requirements.  It also addresses issues 
               regarding quality improvement, incident management and 
               safety hazards in the facilities. 

               Wellness and Recovery Model Support System:  DMH has 
               developed and implemented the Wellness and Recovery 
               Model Support System (WaRMSS), a real-time application 
               used to assist with treatment and CRIPA 
               implementation.  WaRMSS allows clinical teams to 
               tailor individualized treatment plans, document 
               patient goals, document progress toward goals, and 
               modify treatment plans as needed.  The DMH states that 




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               WaRMSS will enable them to assume an effective long 
               term self-monitoring and oversight role.  �WaRMSS 
               includes provisions to reduce redundant data and 
               standardize business procedures as all hospitals.] 




          7.  Some DMH Staff Argue the CRIPA Plan has Made DMH 
            Facilities More Dangerous  

          Media reports have noted numerous complaints from staff members 
          that the CRIPA plan has increased violence in the hospitals.  
          Stories about the treatment plan and hospital violence, 
          particularly at Atascadero and Napa, were prominently featured 
          on NPR's Morning Edition in the week of April 3rd.  Staff 
          members have objected to increased documentation requirements 
          that decrease time for treatment and observation of patients.  
          There have been numerous complaints that the plan is too 
          deferential to patients and does not recognize that DMH forensic 
          patients may be particularly dangerous.  Some staff have 
          complained that patients do not face negative consequences for 
          violent behavior. <4>  

          Regardless of any possible deficiencies in the CRIPA plan, 
          reports of the violence in DMH hospitals demonstrates that DMH 
          facilities and procedures are inherently insecure and dangerous. 
           For example, Napa is an open campus of 138 acres with isolated 
          areas.  Donna Gross, the psych tech who was murdered by patient 
          Jess Massey in October 2010, came upon Massey along a path 
          outside in the campus.  Massey, despite his serious criminal 
          history, could walk unsupervised on hospital grounds.  Reports 
          state that Massey dragged Gross over a wall where they could not 
          be seen.  Because Gross was outside, her personal alarm did not 
          work.   

          8.   DMH Evaluation of Security Needs and Plans for Security 
          ---------------------------
          <4> 
          http://www.npr.org/2011/04/08/134961895/violence-surges-at-hospit
          al-for-mentally-ill-criminals.



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          Enhancements  

          DMH has recently issued the 2010 report of security needs 
          throughout DMH hospital facilities.  
          Arguably, implementation of the security recommendations could 
          significantly improve security and safety in the state 
          hospitals.  Because security in DMH hospitals appears to be 
          substantially compromised, perhaps the Legislature should 
          require DMH to report to the Legislature on implementation of 
          security recommendations.

          The report noted that some forensic patients typically present 
          more danger than others.  Schizophrenic patients are more 
          amenable to treatment, especially treatment with medication.  
          Patients diagnosed with anti-social personality disorders do not 
          typically improve with medication and often do not respond to 
          therapeutic treatment.  Symptomatically, anti-social personality 
          patients display disregard for the rights of other, lack remorse 
          and require more security and closer observation.  (2010 DMH 
          Security Report, pp. 5-6.)

          Recommendations for Specialized Treatment Units for Aggressive 
          Patients
          
                 These units would house aggressive patients with a 
               propensity for violence.  
                 Specialized units would have a higher staff to patient 
               ratio than other units.
                 Physical restraints would be used when patients enter or 
               exit rooms.
                 Patient rooms would have high-security doors with food 
               ports to limit assaults.
                 Salinas Valley Psychiatric Program uses these methods. 
                 Atascadero State Hospital plans to modify rooms and 
               assign hospital police to a specialized treatment unit of 
               about 20-25 patients.

          Open Campus Security Issues at Napa, Metropolitan and Patton
          
          Napa, Metropolitan and Patton have open campuses that were 




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          intended to house and treat non-forensic patients.  These 
          following security changes have been recommended for these 
          facilities:

                 Additional interior and exterior lighting.
                 Additional fencing
                 Increased use of boundaries and exclusion areas
                 Teams to monitor grounds, including psych techs to 
               monitor patient behavior and hospital police to address 
               security and law enforcement
                 Increased hospital police staffing

          Statewide Security Recommendations
          
                 Video surveillance equipment to monitor patients and 
               prevent escape
                 Upgrade alarm systems
                 Keyboard controls
                 New doors with windows for patient monitoring
                 Furniture that can't be used as weapons,
                 Training of staff in security and safety

          WOULD THE RECOMMENDATIONS IN THE 2010 DMH SECURITY REPORT 
          SIGNIFICANTLY INCREASE SAFETY IN DMH HOSPITALS?

          SHOULD DMH BE DIRECTED TO SUBMIT A REPORT TO THE LEGISLATURE 
          CONCERNING PROGRESS IN INCREASING SAFETY IN DMH HOSPITALS?

          9.  Issues Raised by Disability Rights California  

          Disability Rights California is an advocacy organization for 
          persons who have various disabilities.  The organization was 
          created by federal legislation in 1975.  Later legislation 
          specifically considered the rights of persons under mental 
          health treatment.  DRC engages in litigation and legislative 
          advocacy.  DRC funding is from the federal and state government 
          sources, the State Bar attorney fees and other sources.  (DRC 
          2009 Annual Report, p.28.)  DRC engages in substantial and 
          significant litigation concerning the rights of disabled 
          persons, including patients in mental hospitals. 




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          The term "security" is not defined in the bill and could have 
          conflicting meanings in practice.
          The bill requires that patients being admitted to state 
          hospitals pursuant to any provision of the Penal Code shall be 
          evaluated for security and violence risk.  DCR submits that a 
          "patient's security risk" could mean that the patient presents a 
          risk to the security of other patients or the staff.  Such a 
          patient should arguably be house or placed so that other 
          patients and staff members are not endangered.

          The patient's security risk could also mean that the patient 
          could be at risk of being preyed upon by other patients or that 
          the patient cannot defend himself or herself, or that the 
          patient could not effectively communicate with staff about 
          safety issues.  Such a patient should likely be placed in 
          protective housing.

          DRC thus argues that the term "security" should be stricken from 
          the bill.  The issue raised by the undefined or vague use of the 
          term could be cured by more fully explaining the reasons for 
          evaluation of each patient.  The bill also could be amended to 
          provide that the evaluation should consider both the risk the 
          patient presents to the security of other patients and the staff 
          and the security risks other patients could pose to the patient.

          SHOULD THE BILL BE AMENDED TO PROVIDE THAT EVALUATION OF THE 
          PATIENT'S SECURITY RISK SHALL INCLUDE THE RISK THE PATIENT 
          PRESENTS TO OTHER PATIENTS AND STAFF, AND THE RISKS THAT THE 
          PATIENT MAY FACE?

          Procedures for determining whether or not a DMH Patient should 
          be transferred to CDCR for Security and when such a Patient 
          should be returned to DMH.
          
          DRC argues that a procedure that was memorialized as DMH Special 
          Order 608 should apply to transfers of patients to CDCR for 
          secure housing and treatment and for returns of such patients to 
          DMH.  Special Order 608 was released in 2002 and provides a 
          process for transfer of patients pursuant to Welfare and 




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          Institutions Code Section 7301, one of the two sections amended 
          by this bill.  

          DMH Special Order 608 provides the following as to transfers of 
          patients to CDCR for security reasons:

          Basis for Transfer Determination

                 Executive Director determines that a patient meets the 
               criteria for transfer to a CDCR facility.

                 Treatment staff shall prepare a transfer and referral 
               recommendation that consists of the following:

                  o         Facts and evidence supporting transfer.
                  o         Analysis of facts that reveals the reasoning 
                    of the treatment team.
                  o         Treatment staff's conclusions from facts and 
                    analysis
                  o         Staff statement concerning treatment 
                    (psychiatric and medical) needed by patient at CDCR; 
                    specific issues to be addressed at CDCR; proposed 
                    conditions or criteria for return of the patient to 
                    DMH from CDCR; security and custody issues affecting 
                    placement at CDCR.
                 Executive Director shall forward recommendation to 
               Deputy Director of Long-Term Care.  The deputy shall review 
               the case with the director.  If the deputy concurs with the 
               transfer recommendation, the deputy will send a transfer 
               request to CDCR.














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          Patient Due Process Hearing:
          
                 Patient facing transfer may request a hearing at which 
               the following apply.

                 Written notice of hearing at least 72 hours prior to the 
               hearing.

                 Explanation of the reasons for the transfer, including 
               specific behaviors.  Copy of notice shall be provided to 
               hospital patient advocate.

                 Patient may request assistance of a specific staff 
               member, including the patient advocate.  Hearing officer 
               may deny request for assistance from a particular staff 
               member.

                 Patient may present information, statements or arguments 
               to challenge the transfer. This material may be presented 
               orally or in writing.

                 Patient shall be notified of decision within three 
               business days.

                 Hearing officer shall be the Medical Director or a 
               designee.  The designee can be a clinical manager, 
               psychiatrist or psychologist who is not involved in the 
               patient's treatment.

          SHOULD THIS BILL SET OUT CRITERIA AND PROCEDURES, INCLUDING A 
          HEARING PROCESS, FOR TRANSFER OF A DMH PATIENT TO A CDCR 
          FACILITY?

          10.   Existing Statutory Prohibition on Admission of High-Risk 
            Patients to Napa and Metropolitan State Hospitals  

          Welfare and Institutions Code Section 7230 provides that 
          high-risk patients shall be treated at the hospital at 
          Atascadero or Patton, a correctional facility, or other secure 




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                                                              SB 60 (Evans)
                                                                      PageS

          facility.  Further, that section states that high-risk patients 
          shall not be treated at Napa or Metropolitan.  Metropolitan and 
          Napa shall only treat low-to-moderate risk patients.  (Welf. & 
          Inst. Code � 7230.)  
           
          The level of violence at Napa State Hospital, including the 
          October 2010 murder of a staff member and serious beatings of 
          staff members, may indicate that security evaluations have been 
          inadequate or that high-risk patients have been admitted to 
          Napa.  If the hospital at Napa is not designed or prepared to 
          house and treat high-risk patients, this creates a particularly 
          dangerous situation.
          HAVE HIGH-RISK PATIENTS BEEN ADMITTED TO NAPA AND METROPOLITAN 
          STATE HOSPITALS, IN APPARENT VIOLATION OF WELFARE AND 
          INSTITUTIONS CODE SECTION 7230?

          SHOULD EVALUATIONS OF PATIENTS ADMITTED TO NAPA AND METROPOLITAN 
          BE MORE THOROUGH? 


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