BILL ANALYSIS                                                                                                                                                                                                    �






                             SENATE JUDICIARY COMMITTEE
                             Senator Noreen Evans, Chair
                              2011-2012 Regular Session


          SB 62 (Liu)
          As Introduced
          Hearing Date: April 12, 2011
          Fiscal: No
          Urgency: No
          BCP:rm
                    

                                        SUBJECT
                                           
             Local Government: Los Angeles County: Notice of Recordation

                                      DESCRIPTION  

          This bill would allow the sponsor, Los Angeles County, and the 
          Los Angeles County Recorder to notify affected parties, 
          including occupants of the property, when a notice of default or 
          notice of sale has been recorded on a property.  

          This bill would also allow for the Los Angeles County Recorder 
          to collect a fee of up to $7 in order to cover the costs of 
          notifying the parties and providing information about housing 
          assistance and counseling.  

                                      BACKGROUND  

          Under existing law, the Los Angeles County Recorder is 
          authorized to collect an additional fee from the party filing 
          certain documents evidencing the transfer of title.  That fee is 
          used to mail a notice of recordation to the party that 
          purportedly executed the document.  That program, enacted in 
          1992 and renewed in 1996, sought to address problems related to 
          forged real estate documents by notifying occupants that their 
          residence is subject to a recently filed document that could 
          affect their property interests.  By informing residents of the 
          filed document, the notice allows residents to reach out and 
          contact law enforcement if they suspect that the document is 
          fraudulent. 

          This bill would expand that program to allow the Los Angeles 
          County Recorder to also notify owners of a property (and 
                                                                (more)



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          occupants of the home) when a notice of default or notice of 
          sale is recorded.  Those documents signify either the beginning 
          of the non-judicial foreclosure process (notice of default), or 
          the announcement of the sale date (notice of sale), which means 
          that the home could be very close to being sold at auction.   
          Although existing law includes several statutory notices to both 
          property owners and tenants, the proposed notice would allow Los 
          Angeles County to send region-specific information to help those 
          individuals both become aware of available resources, and to be 
          aware of potential scams that may target owners of distressed 
          properties. 

          This bill is identical to the enrolled version of SB 878 (Liu, 
          2010), which was vetoed due to concerns that the notices would 
          be redundant.

                                CHANGES TO EXISTING LAW
           
           Existing law  requires the Los Angeles County Recorder 
          (recorder), upon the adoption of an authorizing resolution by 
          the board of supervisors, to mail a notice to the party or 
          parties executing a deed, quitclaim deed, or deed of trust, 
          within 30 days of recordation.  (Gov. Code Sec. 27297.6.)

           Existing law  provides that failure to provide the above notice 
          shall not result in any liability against the recorder and the 
          county, and requires the county recorder to use a competitive 
          bid process if it contracts for the processing or mailing of the 
          notice.  (Gov. Code Sec. 27297.6.)

           Existing law  permits the recorder to collect an additional fee 
          from the party filing a deed, quitclaim deed, or deed of trust, 
          to implement the above provision.  That fee shall not exceed the 
          mailing cost of the above notice, but in no case be greater than 
          $7. (Gov. Code Sec. 27387.1.)

           Existing law  requires the trustee, or authorized agent, that 
          represents the foreclosing financial institution to post and 
          mail, a notice informing the residents of a property about a 
          pending foreclosure sale.  That notice informs residents that 
          the property may be sold at a foreclosure sale, the requirements 
          of an eviction notice, and that they may wish to contact a 
          lawyer or a local legal aid or housing counseling agency to 
          discuss any rights they may have.  (Civ. Code Sec. 2924.8.)

           This bill  would additionally require the recorder, upon adoption 
                                                                      



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          of an authorizing resolution by the Los Angeles County Board of 
          Supervisors, to notify the party or parties subject to a notice 
          of default or notice of sale, including the occupants of that 
          property.  The recorder must notify those individuals by mail 
          within five days, but in any even no more than 20 days, of the 
          recording of those documents.

           This bill  would authorize the recorder to collect an additional 
          fee from a party filing a notice of default or notice of sale. 
          That fee, not to exceed $7, shall not exceed the mailing cost of 
          the notice and the actual cost, if any, to provide information, 
          counseling, or assistance to a person who receives the notice.  

           This bill  would require the board of supervisors to submit a 
          report to the Senate Committee on Judiciary and the Assembly 
          Committee on Local Government that includes, but is not limited 
          to, a copy of the type of notices mailed, the number of recorded 
          notices of default and sale for which a fee was collected, the 
          amount of fees collected, and the amount of fees spent to 
          provide housing information, counseling, and assistance.  That 
          report must be submitted on or before January 1, 2014.

           This bill  would sunset on January 1, 2015.
          
                                        COMMENT
           
           1.Stated need for the bill  

          According to the author:

            The purpose of the bill is to give Los Angeles County 
            authority to notify and assist homeowners and occupants of 
            possible foreclosure and to charge a fee, not to exceed $7 
            to provide the notification and consumer assistance.  
            Current law allows Los Angeles County to charge a fee, not 
            to exceed $7, to notify homeowners when a deed, quitclaim 
            deed, or deed of trust is recorded.  Notices of default and 
            notices of sale are not covered by the current law. 
             
            Notices of default and notices of sale are public documents. 
             Criminals, acting as foreclosure consultants and loan 
            modification specialists, contact homeowners in foreclosure. 
             They promise homeowners they will stop the foreclosure or 
            obtain a loan modification.  They charge homeowners 
            thousands of dollars but never stop the foreclosure, obtain 
            the promised loan modification, or provide any other service 
                                                                      



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            of value.  

            This bill would address this problem by allowing Los Angeles 
            County to mail a written notification to homeowners and 
            occupants who are subject to a notice of default or notice 
            of sale. The notification would warn homeowners about the 
            unscrupulous foreclosure and loan modification consultants 
            who contact them. In some cases, although foreclosure 
            notices are posted on a home, an unscrupulous owner will 
            remove the warning, tell tenants that nothing is wrong, and 
            keep collecting rent money. Tenants don't know the property 
            is in foreclosure until they are evicted. The notice 
            required by this bill provides additional warning. 

          2.  Veto of SB 878; existing notice requirements  

          Foreclosures in California are generally non-judicial, meaning 
          that they are accomplished without court involvement.  The first 
          step in the foreclosure process is the filing of a Notice of 
          Default, which generally occurs after three or more months of 
          delinquency.  The foreclosing entity must then generally wait at 
          least three months before noticing the sale of the property, 
          which must be posted, published, and filed with the county 
          recorder.  As a result, the property owner should receive (at a 
          minimum) a copy of the Notice of Default and Notice of Sale, 
          which generally provide the owner with information about their 
          rights at that point in the foreclosure process.  
          This bill would additionally allow the Los Angeles Board of 
          Supervisors to authorize the county recorder to send an 
          additional notice to parties subject to a notice of default or 
          notice of sale, including the occupants of the property.  As 
          noted above, the author states that the intent of that 
          additional notice is to warn homeowners about unscrupulous 
          individuals who may contact them.  This bill is identical to the 
          enrolled version of SB 878 (Liu, 2010) that was vetoed out of 
          concern that the proposed notices would be redundant.  
          Specifically, the Governor's veto message stated:

            While the goals of SB 878 are laudable, the bill is 
            unnecessary as foreclosure statutes require that notices of 
            default and notices of sale be mailed to the owner of the 
            property.  Moreover, notices of sale, in addition to being 
            mailed to the property owner, must also be posted on the 
            property, providing notice to both the occupant and owner of 
            a pending foreclosure action, effectively making SB 878 
            redundant.
                                                                      



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          The veto message is correct about the multiple notices already 
          received by owners of the property -- those notices would 
          arguably notify the tenant of the start (and potential end) of 
          the non-judicial foreclosure process.  The additional notice 
          authorized by this bill could provide additional information 
          specific to the Los Angeles region regarding the existence of 
          foreclosure scams, or even resources available to struggling 
          homeowners.  The notice could also contain specific information 
          regarding the rights of any tenants who may be in the property, 
          but that information would be in addition to the codified 
          statement of rights that is already mailed to tenants (and 
          posted on the property) at the time the property is noticed for 
          sale.  (See Civ. Code Sec. 2924.8.)

          Although the additional information provided in the notice 
          authorized by this bill could be helpful, staff notes that the 
          sponsor has not formulated a copy of the notice that would be 
          sent to tenants and owners upon the filing of a notice of 
          default or sale.  Given the number of notices already sent to 
          those individuals under existing law, Los Angeles County should 
          be extremely careful in its drafting to ensure that the 
          additional notice is consistent with those notices and not 
          confusing to the recipient.

          Staff further notes that avoiding tenant confusion should be a 
          primary concern given the present housing crisis.  It has not 
          yet been decided whether Los Angeles County would have separate 
          notices drafted specifically for tenants or homeowners, or if 
          both parties would be sent the same notice.  If both tenants and 
          homeowners are sent identical notices (containing applicable 
          information for both parties) it is important that the 
          information provided is presented in a manner that clearly 
          distinguishes the differences between the two parties' rights 
          and responsibilities.   Therefore, the sponsor should continue 
          to work with Committee staff to ensure that the information 
          given to tenants and homeowners reflects the intent of the bill 
          and is not presented in a confusing manner.  



          3.   Timing of notices  

          The Los Angeles County Recorder would be required to notify the 
          parties (including occupants) by mail within five days, but in 
          no event more than 20 days, of recordation of the notice of 
                                                                      



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          default or sale.  While that time frame would not appear to pose 
          any issue with regards to the filing a notice of default since 
          there is a statutory 90-day wait before proceeding to sell the 
          property, the timing as applied to a notice of sale is very 
          close.  Those notices are given at least 20 days before the 
          sale, thus, a mailing from the Los Angeles County Recorder that 
          reaches the individual on the 20th day may not be that useful if 
          the property is about to be sold.  Staff notes that the time 
          frame would not pose issues in all cases since many sale dates 
          are postponed by the lender for various reasons.

          Given the above, the sponsor should endeavor to send the notices 
          as soon as possible after recordation in order for the notice to 
          have the greatest impact.

          4.   Charging of a fee; counseling; and Proposition 26  

          This bill would authorize the county recorder to collect a fee 
          from the party filing the notice of default or notice of sale, 
          not to exceed $7, to cover the cost of mailing the notice and 
          the actual cost, if any, to provide information counseling, or 
          assistance to recipients of the notice.  Staff notes that by 
          allowing those fees to also fund counseling or assistance 
          programs, the fee would provide financial assistance to Los 
          Angeles housing assistance programs that are losing funds due to 
          budget constraints.  Recipients of the notice would likely be 
          given the contact information for those programs and would 
          therefore benefit from the collection of a fee to assist in 
          their funding.

          Although, as written, that fee would essentially take effect 
          following the adoption of an authorizing resolution by the Los 
          Angeles County Board of Supervisors, Proposition 26 may 
          complicate the imposition of the fee by potentially requiring 
          that the $7 fee be approved by a vote of the people.  That vote 
          may be required because Proposition 26 defined "tax" as "any 
          levy, charge or exaction of any kind imposed by a local 
          government . . ." (Emphasis added.)  Of the seven exceptions to 
          the definition of tax included in Proposition 26, the first two 
          would appear to be the ones that could be applicable:

            (1) A charge imposed for a specific benefit conferred or 
            privilege granted directly to the payor that is not provided 
            to those not charged, and which does not exceed the 
            reasonable costs to the local government of conferring the 
            benefit or granting the privilege. 
                                                                      



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            (2) A charge imposed for a specific government service or 
            product provided directly to the payor that is not provided 
            to those not charged, and which does not exceed the 
            reasonable costs to the local government of providing the 
            service or product. (Cal. Const. art. XIII C, sec. 1(e).) . 
            . .
          In order to avoid placing the additional $7 fee on the ballot, 
          the sponsor would have to assert that both the mailing and 
          counseling services would only be provided to those who had paid 
          a fee not exceeding the reasonable costs.  If those services are 
          provided to a person not charged, or if the fee exceeds the 
          reasonable costs, the new fee would arguably fall under the 
          definition of "tax."  Since Proposition 26 also defined "special 
          tax" as meaning "any tax imposed for specific purposes, 
          including a tax imposed for specific purposes, which is placed 
          into a general fund," and special taxes require a two-thirds 
          vote of the public, Los Angeles County could also face the 
          hurdle of a super majority vote to assess the fee (which 
          arguably is for the specific purpose of providing information to 
          homeowners and tenants in foreclosure). 

          5.   Sunset and report  
                                  
          In order to give the Legislature an opportunity to review the 
          program and evaluate the program's effectiveness, the author 
          agreed last year in this Committee to include a sunset date of 
          January 1, 2015.  This sunset date would only be applicable to 
          the changes that have been made by SB 62 and would not affect 
          the pre-existing program.

          To ensure that the Legislature has information necessary to 
          evaluate the success of this new program, this bill would 
          include a requirement that the County of Los Angeles submit a 
          report on or before January 1, 2014 that includes, but is not 
          limited to: (1) a copy of each type of notice mailed pursuant to 
          the bill; (2) the number of filed notices of default and notices 
          of sale for which a fee was collected; (3) the amount of fees 
          collected for the filing of the notices of default and notices 
          of sale; and (4) the amount of fees spent to provide housing 
          information, counseling, and assistance.

           Support  :  California District Attorneys Association; Consumer 
          Federation of California; Consumer Federation of America; 
          Consumers Union

                                                                      



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           Opposition  :  None Known

                                        HISTORY
           
           Source  :  County of Los Angeles

           Related Pending Legislation  : None Known

           Prior Legislation  :  SB 878 (Liu, 2010), see Comment 2.

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