BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  SB 126
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          Date of Hearing:   September 6, 2011

                     ASSEMBLY COMMITTEE ON LABOR AND EMPLOYMENT
                                Sandre Swanson, Chair
                 SB 126 (Steinberg) - As Amended:  September 2, 2011

           SENATE VOTE  :   (vote not relevant)
           
          SUBJECT  :   Agricultural employee labor relations.

           SUMMARY  :  Makes a number of changes to the Agricultural Labor 
          Relations Act.  
          Specifically, this bill  :

          1)Provides that if the Agricultural Labor Relations Board (ALRB) 
            sets aside an election because of employer misconduct that (in 
            addition to affecting the outcome of an election) would render 
            slight the chances of a new election reflecting the free and 
            fair choice of employees, the labor organization shall be 
            certified as the exclusive bargaining representative for the 
            bargaining unit.

          2)Imposes the following time limits to certain ALRB proceedings 
            as follows:

             a)   Within 21 days of the filing of election objections or 
               the submission of evidence in support of challenges to 
               ballots, the ALRB shall evaluate the election objections or 
               challenged ballots and issue a decision determining which, 
               if any, must be set for hearing.

             b)   The hearing shall be scheduled to commence within 28 
               days of the date of the ALRB's decision to set a hearing..

             c)   The investigative hearing examiner shall issue a 
               recommended decision within 60 days of the close of the 
               hearing.  This time period may be extended by 30 days upon 
               mutual agreement of the parties.

             d)   Within 45 days of the receipt of any exceptions to the 
               decision of the investigative hearing examiner, the ALRB 
               shall issue a decision.

             e)   The ALRB is authorized to grant extensions to these time 
               limits upon a showing of good cause or by stipulation of 








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               all affected parties.

          3)Shortens the time under current law for a request for 
            mandatory mediation from 180 days to 90 days after an initial 
            request to bargain.

          4)Provides that a party may also request mandatory mediation in 
            the following circumstances:

             a)   Sixty days after the labor organization has been 
               certified, as specified.

             b)   Sixty days after the ALRB has dismissed a 
               decertification petition upon a finding that the employer 
               has unlawfully initiated, supported, sponsored or assisted 
               in the filing of a decertification petition.

          5)Provides that the mandatory mediation proceedings of current 
            law shall not be stayed on the grounds that a specified 
            petition for review of an ALRB order related to unfair labor 
            practice charges have been filed.

          6)Expands existing law related to judicial injunctions to 
            provide that the court shall also consider the indirect effect 
            upon protected rights of all agricultural employees of the 
            employer in determining whether temporary relief is just and 
            proper.

          7)Provides that when the alleged unfair labor practice is such 
            that, by its nature, it would interfere with employee free 
            choice, appropriate temporary relief or a restraining order 
            shall issue on a showing that reasonable cause exists to 
            believe that the unfair labor practice has occurred.  The 
            order shall remain in effect until an election has been held 
            or for 30 days, whichever occurs first.

          8)Provides that temporary relief or restraining orders shall not 
            be stayed pending appeal.

           EXISTING LAW  provides for a representation election process in 
          which a petition is submitted to the ALRB signed by a majority 
          of agricultural employees in a bargaining unit, or accompanied 
          by cards signed by a majority of the employees in the unit.  If 
          the ALRB finds that the petition is accurate and meets specified 
          conditions, existing law requires it to conduct an election by 








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          secret ballot within seven days of the filing of the petition.

           FISCAL EFFECT  :   Unknown

           COMMENTS  :  Collective bargaining rights of private sector 
          employees generally fall under the exclusive purview of federal 
          labor law under the National Labor Relations Act (NLRA).  
          However, Section 2(3) of the NLRA explicitly excludes 
          "agricultural laborers" from the protections of the federal law.

          Therefore, in 1975, the California Legislature passed the 
          Agricultural Labor Relations Act (Act) guaranteeing certain 
          rights to California farm workers.  The purpose of the Act is to 
          "ensure peace in the agricultural fields by guaranteeing justice 
          for all agricultural workers and stability in labor relations."

          The Act states that it is the policy of the State of California 
          to encourage and protect the right of farm workers to act 
          together to help themselves, to engage in union organizational 
          activity and to select their own representatives for the purpose 
          of bargaining with their employer for a contract covering their 
          wages, hours, and working conditions.  The Act prohibits 
          employers from interfering with these rights, protects the 
          rights of workers to be free from restraint or coercion by 
          unions or employers, and it prohibits unions from engaging in 
          certain types of strikes and picketing.
           
          The agency established to implement the Act is the ALRB, which 
          functions in two primary manners.  First, the ALRB determines 
          and implements, through secret ballot elections, the right of 
          agricultural employees to choose whether or not they wish to be 
          represented by a labor organization for the purpose of 
          collective bargaining with their employer.  Second, the Act 
          gives authority to the ALRB to investigate, process and take to 
          trial employers or unions who engage in actions which the Act 
          describes as "unfair labor practices."

          The most significant legislative change to the Act occurred in 
          2002 when Governor Davis signed two companion pieces of 
          legislation, SB 1156 and AB 2956.  As a result of those bills, 
          effective January 1, 2003, the Act was amended to provide for 
          mandatory mediation in selected circumstances where the parties 
          have been unable to reach a collective bargaining agreement. 
          Under that process, the mediator attempts to help the union and 
          the employer reach agreement on a contract, but if that is not 








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          successful, the mediator issues a report that contains the terms 
          of a contract. 

          The mediation process applies only if the employer has employed 
          25 or more agricultural employees during any calendar week in 
          the year preceding the filing of the request for mediation. If 
          the union was certified after January 1, 2003, the mediation 
          process may be triggered where at least 180 days have elapsed 
          after the initial demand to bargain. If the union was certified 
          before January 1, 2003, the process may be triggered 90 days 
          after a renewed demand to bargain, and where the following 
          conditions are met: (1) the parties have failed to reach 
          agreement for at least one year after the union made its initial 
          demand to bargain; (2) the employer has committed an unfair 
          labor practice; and (3) the parties have not previously had a 
          binding contract between them.

          Critics of the current process have stated that farm workers are 
          an unusually vulnerable workforce demographic in California.  
          Many farm workers are undocumented workers and have few rights 
          due to recent court decisions.  In addition, many farm workers 
          work in isolated areas, making inspections for labor regulations 
          difficult.  Critics argue that these conditions present a strong 
          need for collective bargaining and a union presence, but this 
          has been blocked by employers through coercion, anti-union 
          pamphlets, and captive audience meetings that prevent fair 
          elections from taking place.

          This criticism has led to numerous legislative proposals in 
          recent years, the most prominent of which proposed to create an 
          alternative procedure to the secret ballot election - the 
          majority signup election - which would allow employees of a 
          bargaining unit to select their representative for collective 
          bargaining by submitting a petition showing that a majority of 
          employees favor union representation.  Several such bills have 
          passed the Legislature but been vetoed in recent years, the most 
          recent of which was SB 104 (Steinberg) which was vetoed by 
          Governor Brown earlier this session.

          In addition, SB 1474 (Steinberg) of 2010 would have required the 
          ALRB to certify a labor organization for purposes of collective 
          bargaining if a representation election has been set aside for 
          employer misconduct, as specified.  These are generally referred 
          to as "bargaining orders."  This bill contains language that is 
          similar, but not identical, to SB 1474.  SB 1474 was vetoed by 








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          Governor Schwarzenegger.
            
          The approach this bill seeks to codify was first expounded in 
          two precedent-setting court cases addressing unfair labor 
          practices: National Labor Relations Board (NLRB) v. Gissel, 
          (1969) 395 U.S. 575 and Harry Carian Sales v. Agricultural Labor 
          Relations Board, (1985) 39 Cal. 3d 209.  

          In Gissel, the U.S. Supreme Court ruled that if it was found 
          that the employer engaged in "practices?to undermine majority 
          strength and impede the election process", the National Labor 
          Relations Board (NLRB) could issue a "bargaining order", or 
          require the employer to bargain with a labor representative if 
          "there is also a showing that at one point the union had a 
          majority".  In 1985, the California Supreme Court found in 
          Carian Sales that the Agricultural Labor Relations Board (ALRB) 
          could also issue "bargaining orders" as discussed in Gissel.

          Despite this, the ALRB has not utilized this authority since the 
          Carian Sales decision.  Moreover, this authority can only be 
          used for unfair labor practices hearings - not hearings on 
          election outcomes.  The ALRB discussed this in a 2006 decision 
          on an election outcome challenge:

               "In these circumstances, due to the lack of any 
               sanctions other than setting aside the election, 
               there is no method of removing the taint on employee 
               free choice created by the election misconduct. As a 
               result, the setting aside of the election merely 
               returns the situation to the status quo before the 
               election petition was filed, but with the residual 
               effect on free choice from the misconduct. 
               Obviously, this allows wrongdoers to profit from 
               their misconduct even if it results in the setting 
               aside of the election. 

               Thus, we are forced to conclude that the election 
               objections process where, as here, the tally of 
               ballots indicates an ostensible "No Union" victory, 
               is all but a meaningless exercise in terms of its 
               affect on the rights of the parties and the 
               employees. Regrettably, the statute in its present 
               form does not provide the Board with remedial 
               authority through which it might address this 
               problem. Consequently, it is a problem that may be 








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               addressed only by the Legislature."   

               Giumarra Vineyards Corp., (2006) 32 ALRB 5, at 5.

          This bill seeks to address this problem by requiring the ALRB to 
          issue bargaining orders if an employer is found to have coerced 
          an election outcome, compelling the employer to negotiate with 
          the labor organization aggrieved by the election misconduct.

          In addition, this bill proposes a number of additional changes 
          and modifications to the election and unfair labor practice 
          procedures under the Act, including timeframes for the ALRB to 
          act promptly on certain matters.

           ARGUMENTS IN SUPPORT  :

          The United Farm Workers (UFW) argues that this bill provides a 
          remedy for when employers illegally intimidate workers, which 
          impacts ALRB election results, and it helps to speed up the ALRB 
          process when employer wrongdoing is found. 

          UFW states that this bill recognizes that currently there is no 
          remedy in law to enforce a farm worker's right to an election 
          free from fear of coercion or manipulation.  In one of the most 
          recent decisions regarding employer election misconduct, the 
          ALRB highlighted the fact that current law does not permit the 
          ALRB to order any remedy to address employer election 
          misconduct.  In fact, the Board noted that the law in its 
          current state allows employers to "profit" by violating the law. 
           Unfortunately, 35 years after enactment of the Act, the law 
          continues to fail for the thousands of farm workers in the 
          state.  UFW contends that the remedy in SB this would serve to 
          eliminate the ALRB's identified problem of employers "profiting" 
          from violating a farm worker's right. 
          Finally, UFW states that this bill gives the ALRB authority to 
          seek court orders to protect the rights of agricultural 
          employees, applies time limits on the acts of the ALRB for 
          hearings and filings, and provides changes to procedures for 
          using the existing mediation process.
           
          ARGUMENTS OF ORGANIZATIONS WITH "SIGNIFICANT CONCERNS"  :

          A coalition of agricultural groups raises "significant concerns" 
          with this measure for a number of reasons.  The coalition 
          expresses two primary substantive concerns with the bill.  








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          First, they are concerned that the provision of the bill 
          authorizing "bargaining orders" is vague in that "employer 
          misconduct" is not defined as to either its pervasiveness or the 
          egregiousness of an act.  The coalition believes a modifier that 
          prevents a union from seeking this extraordinary remedy in cases 
          of de minimus employer misconduct is necessary and desirable.

          Second, the coalition contends that this same provision lacks 
          adequate due process before imposing the extraordinary remedy of 
          certification of a union without a secret ballot election.  They 
          contend that under this bill, in such representational 
          proceedings, the ALRB is allowed to use unsubstantiated hearsay 
          and the employer is denied the right to petition the appellate 
          court to overturn the ALRB's decision.  The coalition believes 
          language should be added to "?afford both the employer and the 
          labor organization an opportunity to be heard, either by filing 
          briefs with the Board on an expedited basis or by directing the 
          executive secretary to set and conduct an investigative hearing 
          to take additional evidence on issues as the Board may direct."  
          The coalition further suggests language to provide the employer 
          an opportunity to petition the appellate court for review of the 
          ALRB's certification order on an expedited timeline, within 15 
          days from the date of certification.

          In addition, the coalition raises lesser concerns with some of 
          the other provisions of the bill.  Finally, the coalition states 
          that the process by which this bill is being revised in the last 
          week of the legislative session has given them little time to 
          communicate with their members and receive their input.   This 
          is essential to ensure that what is being proposed will actually 
          work in practice and result in the fair treatment of all persons 
          subject to the Act.

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          California Labor Federation, AFL-CIO
          United Farm Workers
           
            "Significant Concerns" 
           
          Agricultural Council of California
          Alliance of Western Milk Producers
          American Pistachio Growers








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          California Association of Nurseries and Garden Centers
          California Association of Winegrape Growers
          California Bean Shippers Association
          California Citrus Mutual
          California Cotton Growers Association
          California Farm Bureau Federation
          California Grain and Feed Association
          California Grape and Tree Fruit League
          California Pear Growers Association
          California Poultry Federation
          California Seed Association
          California State Floral Association
          California Tomato Growers Association
          California Warehouse Association
          Grower-Shipper Association of Central California
          Nisei Farmers League
          Pacific Egg and Poultry Association
          Ventura County Agriculture Association
          Western Agricultural Processors Association
          Western Growers Association
          Wine Institute



           Analysis Prepared by  :    Ben Ebbink / L. & E. / (916) 319-2091