BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  SB 134
                                                                  Page  1

          Date of Hearing:   September 6, 2011

              ASSEMBLY COMMITTEE ON BUSINESS, PROFESSIONS AND CONSUMER 
                                     PROTECTION
                                 Mary Hayashi, Chair
                   SB 134 (Corbett) - As Amended:  August 30, 2011

           SENATE VOTE  :   (vote not relevant)
           
          SUBJECT  :   Public contracts: bid preferences: solar photovoltaic 
          system.

           SUMMARY  :   Requires state agencies to provide a 5% price 
          preference in state contracts for the purchase or installation 
          of solar panels that are manufactured or assembled in the state. 
           Specifically,  this bill  :   

          1)Requires a state agency accepting bids or proposals for a 
            contract to purchase or install a solar photovoltaic (PV) 
            system through a power purchase agreement or through direct 
            purchase to provide a 5% price preference to a business 
            certifying that all of the solar panels installed have been 
            manufactured or assembled in this state.  Requires that the 
            preference shall be provided as follows:

             a)   For contracts to be awarded to the lowest responsible 
               bidder, the bid preference shall be 5% of the bid price of 
               the lowest responsible bidder meeting specifications; or, 

             b)   For contracts to be awarded to the highest scored bidder 
               based on evaluation factors in addition to price (best 
               value), the bid preference shall be 5% of the total score 
               of the highest bidder.

          2)Prohibits a non-compliant bidder from receiving a bid 
            preference. 

          3)Requires a business to submit specified documentation and 
            information to the state agency to be eligible for the 5% 
            price preference. 

          4)Requires the Department of General Services (DGS) to establish 
            a process to verify that a business meets the criteria for the 
            5% price preference.









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          5)Requires that if the bids are tied as the lowest responsible 
            bid or the highest scored bid, then the tie shall be resolved 
            in favor of the entity that has the higher number of full-time 
            assembly or manufacturing employees in California at the time 
            of the tie. 

          6)Creates the following definitions: 

             a)   "Assemble," "assembled," or "assembler" means connecting 
               individual solar cells into larger groups whereby the solar 
               panel or module is the end product;

             b)   "Manufacture," "manufactured," or "manufacturing" means 
               the transformation of raw materials into a solar panel, 
               including the manufacture of solar wafers, the 
               postprocessing of solar cells, or the manufacture of solar 
               cells.

             c)   "Power purchase agreement" means a financial arrangement 
               in which a third-party developer owns, operates, and 
               maintains a solar PV system, and a state agency agrees to 
               site the system on its roof or elsewhere on its property 
               and purchases the system's electric output, not the system 
               itself, from the third-party developer for a predetermined 
               period of time;

             d)   "Solar cells" means the basic building block of PV 
               technologies. "Solar cells" are functional semiconductors, 
               made by processing and treating crystalline silicon or 
               other photosensitive materials to create a layered product 
               that generates electricity by absorbing light photons;

             e)   "Solar panels" means individual solar cells assembled 
               into larger groups whereby the solar panel or module is the 
               end product, and consists of a series of solar cells to 
               capture and transfer solar-generated electricity, a backing 
               surface, and a covering to protect the cells from weather 
               and other types of damage, and may include an affixed power 
               quality, product efficiency, power conversion, balance of 
               systems, and enhancements to the panel; and, 

             f)   "Solar PV system" means a system created by installing 
               multiple solar panels in the same location to increase the 
               electrical generating capacity.  In a "solar PV system" the 
               solar panels and solar cells represent the highest 








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               intellectual content and dollar-value items associated with 
               solar PV energy generation.

          7)Makes legislative findings and declarations.

           EXISTING LAW  : 

          1)Governs the solicitation, review and award of state contracts 
            and establishes various programs and preferences in public 
            contract law designed to serve a broad public purpose, such as 
            preference for small businesses, disabled veteran business 
            enterprises (DVBEs) and recycled products.  Existing law 
            designates the DGS to administer the Small Business 
            Procurement and Contract Act (Small Business Act), including, 
            but not limited to, small business, microbusinesses and DVBE 
            certification processes.

          2)Requires DGS and state agencies entering into contracts for 
            goods, services, information technology, and construction, to 
            establish small business participation goals, provide for 
            small business bid preferences, and provide assistance to 
            small businesses, under the Small Business Act.

          3)Establishes bid preferences for certified small businesses and 
            microbusinesses for the award of state procurement contracts 
            of at least 5% of solicitations made either on the basis of 
            lowest responsible dollar bid or on the basis of highest 
            score, with a single bid preference limit of $50,000.  
            Non-small businesses that subcontract at least 25% of their 
            contracts with certified small businesses also qualify for the 
            small business bidders' preference. 

          4)Defines a small business as independently owned, not dominant 
            in its field of operation, domiciled in California, employing 
            100 or fewer employees, and earning $10 million or less in 
            average annual gross revenues for the previous three years.  


           FISCAL EFFECT  :   Unknown

           COMMENTS :   

           Purpose of this bill  .  According to the author's office, 
          "Executive Order S-20-04 mandated that state agencies evaluate 
          the merits of using clean and renewable onsite energy generation 








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          technologies in all new buildings or large renovation projects. 

          "California has installed PV solar systems on state property, 
          including land controlled by the Department of Corrections and 
          Rehabilitation, the Department of Mental Health, and several 
          California State Universities.  However, DGS does not know if 
          any of the solar panels on state property were made in 
          California.  There are at least 10 companies that assemble or 
          manufacture solar panels in California.   Solar manufacturing is 
          a growing business and many companies are deciding to locate in 
          California." 

          "California-made panels create important manufacturing jobs in 
          our state, causes significant investment in our communities, are 
          made with cleaner energy than foreign-made panels, and will 
          demonstrate California's innovative technology.  Other states 
          and countries are using tax incentives, low-interest loans, 
          cheap labor, and cheap, dirty energy to lure California 
          clean-technology manufacturers away from California.  Many other 
          states have preferences for state-manufactured goods, such as 
          Alaska, Idaho, Montana, and West Virginia.  If California is 
          going to install solar panels on state property, it should 
          attempt to support California manufacturers. "

           Background  .  This bill would establish a product-specific price 
          preference of 5% for California companies that manufacture solar 
          panels.  Companies that merely assemble solar panels from 
          out-of-state or different countries would also qualify for the 
          price preference.  

          State law governing public works contracting is specifically 
          designed to prevent unfair advantages and impropriety for 
          specific bidders in the award of public contracts.  While public 
          contract law makes exceptions for a few categories of bidders, 
          such as preferences for small businesses and DVBEs, these 
          programs are designed to serve a public purpose across a broad 
          spectrum of the economy, not a specific product sold by a 
          limited number of private business interests. 

          While arguments for this bill claim that there are at least 10 
          companies that assemble or manufacture solar panels in 
          California, DGS indicates that only four or five of these 
          companies could currently qualify for the preference provided by 
          this bill. 









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          One of those companies recently filed for Chapter 11 bankruptcy 
          after receiving a $535 million federal loan in 2009 intended to 
          subsidize green energy startups.  At a time when the state is 
          operating at a deficit and vital state programs are facing 
          reductions, the committee may wish to consider whether it is a 
          public benefit to offer a price preference to a limited number 
          of eligible companies, particularly when one has already filed 
          for bankruptcy despite receiving significant public financing. 

          A price preference in state contracts for a specific product 
          manufactured by a small number of companies is unprecedented in 
          California policy.  The precedent established by this bill could 
          compel many other companies to seek price preferences for their 
          own proprietary products or services. 

          Further, while it is beneficial in today's weakened economy to 
          support and promote products made in California - and, in turn, 
          the California workers who make these products - it may be more 
          appropriate to pursue this goal across a broad spectrum of the 
          economy and in a manner that allows unrestricted statewide 
          participation and benefit.  This was done earlier this year when 
          this committee approved SB 497 (Rubio) of 2011, which would 
          grant a 5% bid preference in state contracts to all California 
          companies.

          Legislative Counsel has opined that this bill may "impermissibly 
          infringe on Congress' power to regulate commerce with foreign 
          nations (cl. 3, Sec. 8, Art. I., U.S. Const.) or intrude on the 
          federal government's foreign affairs powers (see cl. 3, Sec. 10, 
          Art. I, U.S. Const.).  It has long been held that 'power over 
          external affairs is not shared by the States; it is vested in 
          the national government exclusively' (U.S. v. Pink (1942) 315 
          U.S. 203, 233).  Therefore, states are prohibited from enacting 
          laws with more than 'incidental or indirect effect' on foreign 
          affairs, or that have 'potential for disruption or 
          embarrassment' of United States foreign policy (Bethlehem Steel 
          Corp. v. Board of Com'rs of Dept. of Water and Power of City of 
          Los Angeles (1969) 276 Cal.App.2d 221, 228)." 

           Related Legislation  .  SB 175 (Corbett) is a similar bill that 
          would provide a 5% price preference in state contracts for the 
          purchase or installation of solar panels that are manufactured 
          or assembled in the state.  This bill was held in the Assembly 
          Business, Professions and Consumer Protection Committee.
          








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          SB 497 (Rubio) of 2011, requires that a 5% bid preference be 
          given to a California business in state contracts.  This bill 
          was held in the Assembly Appropriations Committee.

           Previous Legislation  .  SB 967 (Correa) of 2010, would have 
          requires a 5% bid preference be provided on state contracts for 
          goods and services exceeding $1 million, including contracts 
          funded by the federal American Recovery and Reinvestment Act of 
          2009, to contractors who substantiate that 90% of their 
          employees performing work on the contract are California 
          residents, by July 1, 2011.  This bill was vetoed.

           Support  .  According to the Fremont Chamber of Commerce, "Fremont 
          is home to Solyndra, Solaria, Greenvolts, and a new Tesla plant, 
          to name a few of the green technology companies that are 
          locating operations here.  We are excited about becoming a hub 
          for green technology, but we also know the tremendous loss of 
          jobs our state has experienced in this current economic 
          downturn.  We ourselves experienced the closure of the New 
          United Motor Manufacturing, Inc. (NUMMI) plant and the entire 
          state experienced the ripple effect of �NUMMI].  Particularly 
          considering the current unemployment rate in California and the 
          need to generate and maintain well-paid manufacturing jobs in 
          our state, we believe that the state should invest its money in 
          businesses that are located here and generating jobs and income 
          for the State of California.  State purchases should be used to 
          stimulate the State's economy and put people back to work in 
          California."

           Opposition  .  According to the California Chamber of Commerce and 
          the California Manufacturers & Technology Association, "By 
          limiting the bidders, competition will be reduced, resulting in 
          less choice and higher prices on the resulting contracts, making 
          the advancement of energy efficiency goals less attainable.  
          Furthermore, state costs in bid preferences, especially at a 
          time of fiscal crisis, negates the measure's intended purpose of 
          job creation and economic stimulation.  A potential result of 
          protectionism legislation is retaliation from our trade partners 
          - other states and international trade partners.  To the extent 
          that California limits bidders, California companies could be 
          penalized in trade with other states and nations.  This practice 
          creates a patchwork of reciprocity and retaliation that makes it 
          difficult for California businesses to contract with other 
          states.  We believe that this will have a net negative effect on 
          California businesses and their employees."








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           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          California Labor Federation 
          City of Fremont 
          Clean Economy Network
          Fremont Chamber of Commerce
          Nanosolar 
          Petra Solar
          Sierra Club California 
          Solaria 
          Solyndra LLC
          State Building and Construction Trades Council 
           
            Opposition 
           
          California Chamber of Commerce 
          California Manufacturers & Technology Association

           Analysis Prepared by  :    Joanna Gin / B.,P. & C.P. / (916) 
          319-3301