BILL ANALYSIS                                                                                                                                                                                                    �





                          SENATE COMMITTEE ON EDUCATION
                              Alan Lowenthal, Chair
                            2011-2012 Regular Session
                                         

          BILL NO:       SB 172
          AUTHOR:        Huff
          AMENDED:       March 16, 2011
          FISCAL COMM:   No             HEARING DATE:  January 11, 2012
          URGENCY:       No             CONSULTANT:Daniel Alvarez

           SUBJECT  :  Open Enrollment Act.
          
           SUMMARY  

          This bill substitutes the term "low-achieving school" with 
          "open enrollment school." In addition, changes the 
          application deadline from January 1 to January 5 of the 
          preceding school year for a parent wishing to transfer their 
          child from an "open enrollment school." 

           BACKGROUND  

          1)   California enacted legislation (Chapter 3 of the 5th 
               Extraordinary Session, Statutes of 2010, Romero) in 
               response to the federal Race to the Top initiative, 
               including the Open Enrollment Act specific to pupils who 
               attend low-achieving schools.  The Open Enrollment Act 
               (Education Code � 48350 - 48361):

               Allows any pupil enrolled in one of 1,000 schools 
               identified annually by the Superintendent of Public 
               Instruction (SPI) as low achieving to apply for 
               enrollment in a higher performing school anywhere in the 
               state.  The list of 1,000 schools is established by 
               ranking schools based on the Academic Performance Index 
               (API), with the same ratio of elementary (68.7 percent), 
               middle (16.5 percent), and high schools (14.8 percent) 
               as existed in decile 1 in the 2008-09 school year.  
               However, a district cannot have more than 10% of the 
               schools within that district placed on the list.  
               Specifically excluded from the list are the following 
               types of schools: (a) court schools, (b) community 
               schools, (c) community day schools, and (d) charter 
               schools.






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               Encourages each school district to keep an accounting of 
               all requests made for alternative attendance, records of 
               all action of those requests that may include, but are 
               not limited to, the number of requests granted, denied, 
               or withdrawn.  In the case of denied requests, the 
               records may indicate the reasons for the denials.

               Requires the SPI to contract for an independent 
               evaluation, which must at a minimum consider all of the 
               following: (a) the levels of, and changes in, academic 
               achievement of pupils in school districts of residence 
               and school districts of enrollment for pupils who do and 
               do not elect to enroll in a district of enrollment; (b) 
               fiscal and programmatic effects on districts of 
               residence and districts of enrollment; and (c) numbers 
               and demographic and socioeconomic characteristics of 
               pupils who do and do not elect to enroll in a district 
               of enrollment.  

               The SPI is to provide the final evaluation to the 
               Legislature, Governor and State Board of Education by 
               October 1, 2014.

          2    The State Board of Education adopted regulations (Title 
               5 of the California Code of Regulations, � 4701 - 4703) 
               that provide:

               a)        Schools with less than 100 valid scores 
                    reported on the 2009 Base API data file are also 
                    excluded.

               b)        Because of the ratio specified in #1 above, 
                    687 of the 1,000 on list are elementary schools, 
                    165 are middle schools, and 148 are high schools.

               c)        Creating the list starts with the 
                    identification of the elementary middle and high 
                    schools that have the lowest API scores within the 
                    criteria described above.  This list is ranked from 
                    lowest API score to highest API score.  When a 
                    school district on the list has reached its 10% 
                    cap, the district's schools with the highest API 
                    scores are dropped from the list until the district 
                    has no more than 10% of its schools on the list.  
                    Schools with the next lowest API scores remaining 
                    in the pool are then added to create the next list 





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                    of 1,000 schools that maintains the required ratio 
                    of schools.  This process continues until a final 
                    list of 1,000 schools is achieved that both 
                    maintains the ratio of 68.7% elementary schools, 
                    16.5% middle schools, and 14.8% high schools and 
                    does not exceed any district's 10% number of 
                    schools. Schools that are closed are exempt.  

           ANALYSIS
           
          This bill modifies the Open Enrollment Act, more 
          specifically: 

          1)   Substitutes the term "low-achieving school" with "open 
               enrollment school."  However, the bill does not change 
               the eligibility criteria used to identify the 1,000 
               schools under the Open Enrollment Act.

          2)   Changes the application deadline from January 1 to 
               January 5 of the preceding school year for a parent 
               wishing to transfer their child from an "open enrollment 
               school" to a school district of enrollment.

           STAFF COMMENTS  

           1)   Need for the bill  .  According to the author's office 
               some school districts have raised concerns that the 
               "low-achieving schools" label in certain circumstances 
               may be unwarranted. The open enrollment act was never 
               intended to be a punitive program.  Instead, it was 
               intended to be an opportunity for parents to transfer to 
               a better performing school. School choice, not 
               subjective labels, is the underlying purpose of the Open 
               Enrollment Act.

           2)   Prior policy discussions on Open Enrollment  .  The 
               discussions around the purpose of enacting an Open 
               Enrollment policy was generally to allow pupils 
               attending low-performing schools, as specified, to 
               attend schools in a different district and allowing 
               parents another option beyond the current transfer 
               policies.   As a result, open enrollment had vigorous 
               debate on the implications for not only the 
               lowest-performing schools, but also the implications on 
               receiving districts of enrollment.   
           





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                By changing the name of "low-achieving school" to "open 
               enrollment school" (1) the connection with the original 
               statute is significantly diluted - no mention of 
               "low-achieving school" will remain in the Act and a 
               rationale for passage of open enrollment will vanish; 
               and (2) it may create more confusion to parents and 
               pupils as the name changes.

           3)   Meaningful change?   While this measure attempts to 
               change the labeling of schools that are affected by the 
               Open Enrollment Act, it does not provide a policy change 
               to the eligibility criteria used to identify the 1,000 
               schools impacted by the Act.  
                
                Schools that object to "low-achieving "status have 
               administrative recourse, under Education Code section 
               33050, schools can request a waiver from the Open 
               Enrollment Act.  Since September 2010, 130 schools 
               identified on the open enrollment list have requested a 
               waiver from the State Board of Education, which would 
               allow them to be removed from this list.  According to 
               the California Department of Education, 103 waivers were 
               deemed approved and there are 27 new waivers before the 
               State Board for consideration. 
                
                If there is a concern the eligibility criteria for 
               identifying "low-achieving" schools is unwarranted or 
               punitive or that some schools are being mislabeled, this 
               bill does nothing to create a meaningful policy change.  


          4)    Previous legislation  .   

                     AB 47 (Huffman, 2011), among other things, would 
                 have modified the Open Enrollment Act to exempt 
                 schools with Academic Performance (API) scores of at 
                 least 700, schools with at least 50 points growth in 
                 the prior year, and certain special education schools. 
                  This measure was vetoed with the following message:

                    This bill modifies the eligibility criteria used to 
                    identify schools under the Open Enrollment Act 
                    which was enacted last year to provide parents with 
                    enrollment options in 1000 public schools that fail 
                    to meet defined student academic achievement 
                    criteria.





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                    The bill increases the threshold for identifying 
                    open enrollment schools to exclude schools that 
                    score above 700 on the Academic Performance Index 
                    for two consecutive years. The California 
                    Department of Education estimates that based on the 
                    revised criteria only 150 schools would be included 
                    in the new list of schools. I believe that the 
                    proposed changes go too far and would undermine the 
                    intent of the original law.

                    The State Board of Education has administrative 
                    authority to exempt schools from the Open 
                    Enrollment Act that document strong student 
                    academic achievement.  I expect the Board will 
                    thoughtfully exercise this authority and believe we 
                    should carefully review the implementation effects 
                    of the program before making significant changes.
          
                     SB 266 (Huff) would enact the Open Enrollment Act 
                 for the purpose of allowing pupils attending 
                 low-performing schools, as specified, to attend 
                 schools in a different district.  This bill was held 
                 in Senate Appropriations Committee.

          6)    Effect of open enrollment  .  The effect of open 
               enrollment on schools, districts and pupils is unknown 
               because this option is so new and because current law 
               authorizes specific data to be collected but does not 
               require this data to be collected or reported to the 
               state.  

          7)    Race to the Top competition  .  The federal U.S. 
               Department of Education (USDE) issued an invitation to 
               the States to compete for approximately $4.4 billion of 
               American Recovery and Reinvestment Act (ARRA) one-time 
               funding known as Race to the Top (RTTT) grants.  The 
               RTTT grants were issued in three competitive phases.  

               RTTT was a competitive grant program designed to 
               encourage and reward States that are creating the 
               conditions for education innovation and reform; 
               achieving significant improvement in student outcomes, 
               including making substantial gains in student 
               achievement; closing achievement gaps; improving high 
               school graduation rates; and ensuring student 





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               preparation for success in college and career; and 
               implementing ambitious plans in  four  core education 
               reform areas: (a) adopting high quality standards and 
               assessments to prepare students for higher education or 
               work, (b) recruiting, developing, retaining and 
               rewarding effective teachers and principals, (c) 
               creating data systems to measure student success and 
               support instruction, and (d) turning around the lowest 
               performing schools.  

               California was not selected for funding in any of the 
               three competitive phases.

           SUPPORT  

          EdVoice.

           OPPOSITION

           Association of California School Administrators