BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  SB 225
                                                                  Page  1

          Date of Hearing:   June 27, 2011

                      ASSEMBLY COMMITTEE ON BANKING AND FINANCE
                                   Mike Eng, Chair
                 SB 225 (Simitian) - As Introduced:  February 9, 2011

           SENATE VOTE  :   40-0
           
          SUBJECT  :   California Pollution Control Financing Authority: 
          Capital Access Loan Program. 

           SUMMARY  :   Allows the California Pollution Control Financing 
          Authority (CPCFA) to establish loss reserve accounts for the 
          purposes of the terminal rental adjustment clause (TRAC) 
          leasing, if funds are available for contribution into the loss 
          reserve account from any source other than the CPCFA.  
          Specifically, this bill:

          1)Prohibits the CPCFA from contributing any funds into a loss 
            reserve account created under this measure.  

          2)Allows the executive director to establish conditions for TRAC 
            leasing loss reserve accounts created under this measure. 

           EXISTING STATE LAW  

          1)Establishes the CPCFA with specified powers and duties.  
            (Health and Safety Code, Sections 44550 et seq.)

          2)Defines "California Capital Access Fund" as a fund created 
            within the (CPCFA) to be used for the purposes of the program. 
             (Health and Safety Code, Section 44559.1)

          3)Authorizes CPCFA to establish loss reserve accounts for 
            financial institutions to participate in the California 
            Capital Access Loan Program (CalCAP) which provides loans to 
            qualifying small businesses.  (Healthy and Safe Code, Section 
            44559.4)

          4)Defines "loss reserve account" as an account in the State 
            Treasury or any financial institution that is established and 
            maintained by the CPCFA for the benefit of a financial 
            institution participating in CalCAP for the purposes of the 
            following:  (Health and Safety Code, 44559.1)









                                                                  SB 225
                                                                  Page  2

             a)   Depositing all required fees paid by the participating 
               financial institution and the qualified business; 

             b)   Depositing contributions made by the state and, if 
               applicable, the federal government or other sources; and,

             c)   Covering losses on enrolled qualified loans sustained by 
               the participating financial institution by disbursing funds 
               accumulated in the loss reserve account.

          5)Defines "Executive Director" as the Executive Director of the 
            CPCFA.  (Health and Safety Code, Section 44559.1)

           EXISTING FEDERAL LAW

           1)Defines "TRAC" as a provision of an agreement which permits or 
            requires the rental price to be adjusted upward or downward by 
            reference to the amount realized by the lessor under the 
            agreement upon sale or other disposition of such property. 

             a)   Definition also establishes a special rule for lessee 
               dealers to also include a provision of an agreement which 
               requires a lessee who is a dealer in motor vehicles to 
               purchase the motor vehicle for a predetermined price and 
               then resell such vehicle where such provision achieves 
               substantially the same results.  (United States Code,  7701 
               (h) (3) of Title 26)

           FISCAL EFFECT  :   Unknown.

           COMMENTS  :   

          What a TRAC is:  In the typical automobile lease, at the end of 
          the lease term the lessee often has the option to purchase the 
          vehicle or the vehicle is sold to a third party.  Commercial 
          automobile lessors use a provision called a "terminal rental 
          adjustment clause" or "TRAC" in the lease contract to establish 
          an expected value for the vehicle at the end of the lease term.  
          In general, a TRAC provision provides that at the end of the 
          lease term the total rental payment for the vehicle can be 
          adjusted upward or downward, depending upon the condition of the 
          vehicle at the end of the lease, in order to make up for any 
          difference between the projected value of the vehicle estimated 
          at the beginning of the lease and the actual value of the 
          vehicle upon lease termination. 








                                                                  SB 225
                                                                  Page  3


          Uses of TRAC:  A TRAC provision is frequently used in commercial 
          fleet leases to provide a financial incentive for the 
          lessee/user, who is the party to the transaction best able to 
          maintain the vehicle, to keep it in good repair.  If the lessee 
          abuses the vehicle so that it is worth less than its projected 
          value, the lessee is responsible for that difference in value at 
          the end of the lease.  If the vehicle is sold for more than the 
          projected value, the lessee is rebated the excess.  The 
          flexibility to adjust the cost of the lease at the end of the 
          lease term allows lessors to offer lower monthly rates on 
          vehicle leases.  The potential for cost savings is also 
          attractive to commercial vehicle lessees. 

           BACKGROUND:

           CalCAP makes it easier for small businesses to obtain financing 
          through participating financial institutions. CalCAP provides 
          funds for the financial institution to place in a "loan loss 
          reserve" account. With these funds available, financial 
          institutions are more comfortable lending to businesses and 
          typically offer more favorable terms than the business would 
          otherwise qualify for.
          
          On December 12, 2008, the California Air Resources Board (ARB) 
          approved a new regulation to significantly reduce emissions from 
          existing on-road diesel vehicles operating in California. The 
          regulation requires affected trucks and buses to meet 
          performance requirements between 2011 and 2023. By January 1, 
          2023 all vehicles must have a 2010 model year engine or 
          equivalent.
          In addition, the ARB developed a regulation to reduce greenhouse 
          gas emissions produced by heavy-duty tractors that pull 53-foot 
          or longer box-type trailers by making them more fuel efficient.

          The CalCAP program is working with the ARB to make it easier for 
          truck owners to obtain financing to meet the new requirements.  
          The maximum loan amount is $1.5 million. Businesses that are 
          eligible must have 100 or fewer employees and $10 million or 
          less in annual revenues and business with 40 or fewer heavy-duty 
          diesel vehicles in the fleet.  The business must meet the 
          lending criteria established by financial institutions but the 
          availability of CalCAP funding should make it easier for 
          financial institutions to approve a loan.
           








                                                                 SB 225
                                                                  Page  4

           SB 225 allows eligible companies who use TRAC leases to 
          participate in CalCAP. 

          According to the Author, in the trucking industry the TRAC lease 
          is a common form of financing.  Specifically for trucks, it is 
          often less expensive and offers some tax benefits compared to 
          typical loans.  Under existing law, however, the CPCFA is unable 
          to include TRAC leases among the financing tools available under 
          CalCAP.  

           SUGGESTED AMENDMENTS  :

          1)On page 1, line 4-5, delete , "the purposes of terminal rental 
            adjustment clause (TRAC) leasing" and insert "a terminal 
            rental adjustment clause"

          2)On page 2, line 5-6, delete, "TRAC leasing loss reserve 
            accounts created" and insert "loss reserve accounts for a 
            terminal rental adjustment clause"

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          California trucking Association
          Clean Fleets Coalition
          Pena's Disposal, Inc.
          South Tulare-Richgrove Refuse Services, Inc.
          Westside Waste Management Co, Inc.
           
            Opposition 
           
          None on file.

           Analysis Prepared by  :    Kathleen O'Malley / B. & F. / (916) 
          319-3081