BILL ANALYSIS                                                                                                                                                                                                    �



                                                                      



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          |SENATE RULES COMMITTEE            |                   SB 323|
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                              UNFINISHED BUSINESS


          Bill No:  SB 323
          Author:   Vargas (D)
          Amended:  8/29/12
          Vote:     21

           
           SENATE JUDICIARY COMMITTEE  :  5-0, 1/10/12
          AYES:  Evans, Harman, Blakeslee, Corbett, Leno

           SENATE APPROPRIATIONS COMMITTEE  :  Senate Rule 28.8

           SENATE FLOOR  :  37-0, 1/26/12
          AYES:  Alquist, Anderson, Berryhill, Blakeslee, Calderon, 
            Cannella, Corbett, Correa, De Le�n, DeSaulnier, Dutton, 
            Emmerson, Evans, Fuller, Gaines, Harman, Hernandez, Huff, 
            Kehoe, La Malfa, Leno, Lieu, Liu, Lowenthal, Negrete 
            McLeod, Padilla, Pavley, Price, Rubio, Simitian, 
            Steinberg, Strickland, Vargas, Walters, Wolk, Wright, Yee
          NO VOTE RECORDED:  Hancock, Runner, Wyland

           ASSEMBLY FLOOR  :  Not available


           SUBJECT  :    California Revised Uniform Limited Liability 
          Company Act

           SOURCE  :     Business Law Section Partnerships and Limited 
          Liability
                        Companies Committee of the State Bar of 
          California


          DIGEST  :    This bill enacts the California Revised Uniform 
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          Limited Liability Company Act (CRULLC) which recasts and 
          reorganizes the existing Beverly-Killea Limited Liability 
          Company Act. 

           Assembly Amendments  make numerous technical and clarifying 
          changes, provides for an operative date of January 1, 2014.

           ANALYSIS  :    Existing law, the Beverly-Killea Limited 
          Liability Company Act, authorizes a limited liability 
          company to engage in any lawful business activity, as 
          specified, and governs the formation of limited liability 
          companies (LLC), including requiring the members to enter 
          into an operating agreement that shall be in writing or 
          oral and to execute and file articles of organization with 
          the Secretary of State.

          Existing law also:

          1.Establishes requirements and procedures for membership 
            interests in an LLC, including voting, meeting, and 
            inspection rights.  Existing law also specifies the 
            duties and obligations of the managers of a limited 
            liability company, including member-managers, as 
            specified.

          2.Provides that the Secretary of State may issue a 
            certificate of status with respect to a limited liability 
            company.

          3.Does not specifically provide for jurisdiction of courts 
            in matters regarding a limited liability company.

          4.Does not specifically provide for a member to dissociate 
            from a limited liability company.

          5.Establishes capital contribution standards and liability 
            of members, and regulates the allocation of profits and 
            losses, distributions of money and property, withdrawal 
            of membership, assignment of interests, and dissolution 
            of an LLC.  Existing law requires the registration of 
            foreign LLCs, as defined, with the Secretary of State, 
            and prohibits the transaction of business in this state 
            by an unregistered foreign LLC, subject to specified 
            penalties.  Existing law also regulates the merger of an 

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            LLC with one or more LLCs or other business entities, as 
            specified, including requiring an agreement of merger and 
            protection of the rights and liabilities of an LLC, 
            creditors, and dissenting members.

          This bill:

            1.  Repeals, as of January 1, 2014, the Beverly-Killea 
              Limited Liability Company Act and enacts the CRULLCA 
              which recasts provisions governing the formation and 
              operation of LLCs. 

            2.  Distinguishes between a manager-managed LLCs and a 
              member-managed LLCs for purposes of defining the scope 
              of a member's agency and limiting fiduciary duties of 
              members who are not in control of an LLC. 

            3.  Authorizes the Secretary of State to issue a 
              certificate of registration with respect to a foreign 
              LLCs.  Provides for the filing of specified records and 
              provides that an individual who signs such a record 
              affirms under penalty of perjury that the information 
              in the record is accurate. 

            4.  Allows an LLC to be subject to the nonexclusive 
              jurisdiction of courts in another state and California 
              or the exclusive jurisdiction of California courts. 

            5.  Allows a member to consent to arbitration, as 
              specified. 

            6.  Specifies when a member may be dissociated from an 
              LLC and the effects of dissociation on the member. 

            7.  Revises and recasts provisions relating to capital 
              contribution standards and liability of members, and 
              regulates the allocation of profits and losses, 
              distributions of money and property, withdrawal of 
              membership, assignment of interests, and dissolution of 
              LLCs. 

            8.  Provides that the CRULLCA applies to all foreign LLCs 
              registered with the Secretary of State whose 
              registrations have not been cancelled as of the January 

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              1, 2014, to all domestic LLCs existing on and after 
              January 1, 2014, and to all actions taken by the 
              managers or members of such LLCs on and after that 
              date. 

            9.  Provides that except as otherwise expressly provided, 
              any vote or consent by the mangers or members of an LLC 
              prior to January 1, 2014 in accordance with the prior 
              law shall be effective in accordance with the prior law 
              and if any certificate or document is required to be 
              filed in any public office of this state relating to 
              such action, it may be filed after the January 1, 2014 
              in accordance with the prior law. 

            10. Provides that the CRULLCA does not cancel or 
              otherwise affect the status of, or create a new filing 
              requirement with the Secretary of State or any other 
              agency, board, commission, or department for, an LLC in 
              existence on December 31, 2013, or a foreign LLC 
              registered to transact intrastate business in this 
              state prior to January 1, 2014. 

            11. Provides that the CRULLCA may, at any time, be 
              amended or repealed. 

           Background
           
          A California LLC is a hybrid between a corporation and a 
          partnership.  An LLC generally has the characteristics of a 
          partnership for operational and taxation purposes, but its 
          members enjoy the immunity provided by a corporation to its 
          shareholders for contract debts or tort liability.  The 
          interest of a member in an LLC is an economic interest, in 
          the same manner that a partnership interest or a corporate 
          share is an economic interest, that may be transferred 
          under terms and conditions provided by the LLC agreement, 
          the partnership agreement, or the corporate structure.

          California first recognized LLCs in 1994 with the enactment 
          of the Beverly-Killea Limited Liability Company Act, which 
          provided comprehensive provisions for the organization, 
          management, and dissolution of LLCs.  (SB 469, Beverly, 
          Chapter 1200, Statutes of 1994).)  That same year, the 
          National Conference of Commissioners on Uniform State Laws 

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          approved the use of a Uniform Limited Liability Company 
          Act.  In 2006, after reviewing the development of LLC laws 
          in the United States, the National Conference of 
          Commissioners on Uniform State Laws adopted the Revised 
          Uniform Limited Liability Company Act, which has been 
          enacted in five states (Idaho, Iowa, Nebraska, Utah, and 
          Wyoming) and the District of Colombia.

          This bill, sponsored by the Business Law Section 
          Partnerships and LLC Committee of the State Bar of 
          California, would repeal Beverly-Killea and, taking into 
          account California's particular LLC protections, replace it 
          with a modified version of the Revised Uniform Limited 
          Liability Company.

           FISCAL EFFECT :    Appropriation:  No   Fiscal Com.:  Yes   
          Local:  Yes

           SUPPORT  :   (Verified  8/29/12)

          Business Law Section Partnerships and Limited Liability 
          Companies                                              
          Committee of the State Bar of California (source) 
          Commission on Uniform State Laws


           ARGUMENTS IN SUPPORT  :    According to the author's office:

               The primary problem with current California law is 
               that it is not uniform with other states' LLC acts and 
               is not uniform with RULLCA �the Revised Uniform 
               Limited Liability Company Act].  SB 323 remedies this 
               problem by adopting the substantive provisions of 
               RULLCA while leaving certain provisions unique to 
               California law, such as dissenters rights, and a 
               prohibition on professional LLCs.
          
          The Business Law Section Partnerships and Limited Liability 
          Companies Committee of the State Bar of California, the 
          sponsor of this bill, writes:

               SB 323 clarifies many issues that existed under 
               Beverly-Killea and includes a more robust set of 
               default rules on many topics, which apply if the LLC 

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               operating agreement is silent.  SB 323 will bring 
               California LLC law more in line with the LLC laws of 
               other states, making it easier for multi-state 
               businesses to operate both in and outside California.


          RJG:n   8/30/12   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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