BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  SB 343
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          Date of Hearing:   June 27, 2011

                    ASSEMBLY COMMITTEE ON UTILITIES AND COMMERCE
                               Steven Bradford, Chair
                    SB 343 (De Leon) - As Amended:  June 22, 2011

           SENATE VOTE  :   22-16
           
          SUBJECT  :   Energy efficiency: commercial building retrofits.

           SUMMARY  :   Allocates an unspecified amount of the public goods 
          charge energy efficiency program funds to a newly established 
          revolving loan program to finance energy retrofits of commercial 
          properties.  Specifically,  this bill  :   

          1)Establishes in the State Treasury the California Alternative 
            Energy and Advanced Transportation Financing Authority Energy 
            Efficiency Retrofit Bank Fund for the purposes of financing 
            commercial building retrofits through loans.

          2)Authorizes the California Alternative Energy and Advance 
            Transportation Financing Authority (CAEATFA) to manage this 
            new bank fund.

          3)Allocates an unspecified amount of the public goods charge 
            energy efficiency program funds to a newly established 
            revolving loan program to finance energy retrofits of 
            commercial properties.

          4)Requires the California Public Utilities Commission (PUC) to 
            require each electrical corporation to remit an unspecified 
            amount of that money collected to the CAEATFA for deposit.

          5)Allows for issuance of bonds, special purpose trust, or 
            sponsor to pay for this fund.

          6)Specifies the criteria by which the Authority shall accept 
            applications from borrowers for financing of energy retrofits 
            of commercial properties. 

          7)Describes powers and authorities of the authority over the 
            funds.

          8)Requires the Legislative Analyst's Office, by an unspecified 
            date, to submit a report to the Joint Legislative Budget 








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            Committee on the effectiveness of the loan program. It would 
            repeal this requirement on an unspecified date.

           EXISTING LAW  :

          1)Requires the PUC to require the state's three largest 
            electrical corporations to identify a separate electrical rate 
            component to fund programs that enhance system reliability and 
            provide in-state benefits.  This rate component, better known 
            as the public goods charge, is a nonbypassable element of 
            local distribution and collected on the basis of usage.

          2)States that public goods charge moneys are collected to 
            support cost-effective energy efficiency and conservation 
            activities, public interest research and development not 
            adequately provided by competitive and regulated markets, and 
            renewable energy resources.  

          3)States those monies collected through the public goods charge 
            for cost-effective energy efficiency and conservation 
            activities are utilized by electrical corporations for 
            programs subject to supervision by the PUC.

          4)Establishes the California Alternative Energy and Advanced 
            Transportation Financing Act requires the California 
            Alternative Energy and Advanced Transportation Financing 
            Authority, in consultation with the State Energy Resources 
            Conservation and Development Commission, to establish criteria 
            for selecting projects related to renewable energy and 
            alternative transportation technologies that would receive 
            financial assistance, including loans, loan loss reserves, 
            interest rate reductions, insurance, guarantees, and other 
            credit enhancement or liquidity facilities from the Authority.

           FISCAL EFFECT  :   Unknown.

           1)COMMENTS  :   According to the author, this bill aims at 
            addressing some of the financing
          obstacles to energy efficiency retrofits and provide financing 
          mechanisms to commercial retrofits assuming reauthorization of 
          the Public Goods Charge (PGC).  The author states that 
          commercial buildings consume 35% of our electricity - more than 
          any other end-use in California.  Commercial buildings consume 
          more electricity than any other end-use in California and 
          provide a major opportunity for achieving energy savings, 








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          especially old buildings that do not meet the state's Title 24 
          energy efficiency standards first adopted in 1982.

           2)Background  :  The California Air Resources Board Climate Change 
            Scoping Plan dated
          December 2008 suggests that retrofitting existing residential 
          and commercial buildings would achieve substantial greenhouse 
          gas emissions reduction benefits. The Scoping Plan recommends 
          the establishment of an environmental performance rating system 
          for homes and commercial buildings and further recommends that 
          California adopt mechanisms to encourage and require retrofits 
          for buildings that do not meet minimum standards of performance.

          AB 758 (Skinner, Chapter 470, Statutes of 2009) required the 
          California Energy Commission (CEC) to open a proceeding, by 
          March 1, 2010, to develop a comprehensive program to achieve 
          greater energy savings in the state's residential and 
          nonresidential building stock.  

          Presently, the CEC has authorized several pilot programs, 
          including three commercial building retrofit programs.  These 
          American Recovery and Reinvestment Act (ARRA) funded commercial 
          retrofit programs will demonstrate the cost-effectiveness of 
          emerging technologies and will test new retrofit delivery models 
          with strong work force development components.  The results of 
          these pilot programs should be released by June 2012.  
          Information from the CEC states that its plan for AB 758 
          implementation includes the commercial building energy use 
          disclosure requirements mandated by AB 1103 (Saldana, Chapter 
          533, Statutes of 2007), for which implementing regulations are 
          pending, as well as a new building energy performance rating 
          system that focuses on valuing the permanent efficiency features 
          of commercial property.

          In September 2009, the PUC opened a proceeding to investigate 
          the ability of utilities to provide energy efficiency options to 
          implement the CEC AB 758 program, as required by that 
          legislation (D.09-09-047).  The PUC expects a comprehensive 
          energy efficiency financing report to be released by the end of 
          June.

           3)A piece of the pie  :  This bill would direct an unspecified 
            portion of the PGC energy
          efficiency funds to establish a revolving loan program to 
          finance energy retrofits of commercial properties.  The public 








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          goods charge for energy efficiency programs provides $228 
          million annually for energy efficiency upgrades, retrofits, and 
          consumer education programs.  The funds are administered by the 
          investor-owned utilities (IOUs) with oversight from the PUC.  
          Current statute allows the funding to be adjusted annually at a 
          rate equal to the lesser of the annual growth in electricity 
          commodity sales or inflation.  According to the PUC 
          approximately 28% of the total IOU energy efficiency budgets for 
          the 2010-2012 program cycle are for commercial buildings with a 
          variety of offerings for whole-building retrofits. The authority 
          to continue to collect the funds for the public goods charge 
          programs ends January 1, 2012.

           4)Performance audits are needed  : According to a Heating 
            Ventilating and Ventilating (HVAC)
          Energy Efficiency Maintenance Study conducted by the Davis 
          Energy Group, Inc., research has shown that performance of 
          existing residential and small-commercial HVAC systems is far 
          from optimal.  In many cases, the systems were never installed 
          properly and have never performed optimally, resulting in lower 
          efficiency than implied by the nameplate rating.  In other 
          cases, the performance has degraded over time, either because of 
          faults or improper service, causing the equipment to malfunction 
          or to perform poorly.  The study notes that measures such as 
          duct sealing and repair, condenser and evaporator coil cleaning, 
          refrigerant charge and air flow adjustments, economizer 
          retro-commissioning, and HVAC controls can potentially produce 
          significant savings.  

           5)On-bill financing  : Presently the IOUs administer on-bill 
            financing programs for energy
          efficient retrofits.  On-bill financing helps qualified utility 
          customers pay for energy efficient improvements through their 
          utility bill. A utility provides customers with unsecured loans 
          that cover 100% of the energy efficient equipment and 
          installation costs (net of rebates and incentives) at zero 
          percent interest. On-bill financing facilitates the purchase and 
          installation of comprehensive, qualified energy efficiency 
          measures by customers who might not otherwise be able to act.  
          Customer eligibility is limited to non-residential customers of 
          the IOUs. Multi-family properties where owners do not reside on 
          the premises may be eligible. Also, customers must have good 
          credit.

          A total of $41.5 million of funding is available for the 








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          2010-2012 program cycle and delineated as follows: Pacific Gas 
          and Electric (PG&E) - $18.5 million; Southern California Edison 
          (SCE) - $16 million; San Diego Gas and Electric (SDG&E) - $5 
          million, and Southern California Gas (SoCalGas) - $3 million.

          Commercial loans must have a minimum of $5,000 financed and a 
          maximum of $100,000 over five years.  Institutional loans must 
          have a minimum of $5,000 financed and a maximum of $1,000,000 
          over ten years.

          Effective April 15, 2011, SCE's on-bill financing program no 
          longer accepts new applications.  The program's suspension of 
          new applications will remain in place until sufficient funding 
          becomes available.  The $16 million in on-bill financing program 
          funds are fully subscribed, and over $6.3 million in additional 
          applications are wait-listed.

           6)Policy concerns  : Directing an unspecified portion of public 
            goods charge energy efficiency
          program funds for commercial buildings may have unintended 
          consequences as it may disadvantage other sectors (i.e. 
          residential and public buildings) from accessing energy 
          efficiency funds.  The author's office is working with the 
          Governor's Administration and key stakeholders to determine the 
          appropriate amount that should be allocated to commercial sector 
          retrofits.

          This bill establishes the California Alternative Energy and 
          Advanced Transportation Financing Authority Energy Efficiency 
          Retrofit Bank Fund.  This bank fund would be managed by the 
          CAEATFA.  It is unclear to this committee if CAEATFA is the 
          appropriate entity to establish the standards for energy 
          efficiency measures that qualify for the energy efficiency 
          loans. This proposed governance structure may conflict with 
          current PUC energy efficiency efforts.  If the measures that 
          qualify for these loans conflict with current measures in the 
          IOUs portfolios, this loan program may inadvertently encourage 
          commercial customers to install measures that are not 
          cost-effective and not coordinated with IOUs programs and thus 
          negatively impact the IOUs ability to implement the programs 
          they are required by the PUC to implement. The financing of 
          commercial building retrofits should require an optimal level of 
          expertise in energy efficiency in order to achieve the State's 
          overall goal to reduce electricity demand.  Absent the 
          appropriate oversight, the loans will end up financing energy 








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          efficiency improvements that may be less effective thus 
          undermining State's energy efficiency programs administered by 
          the PUC. 

           Therefore, the author and this committee may wish to amend the 
          bill to authorize the PUC, in consultation with the CEC, State 
          Treasurer's Office, and CAEAFTA to determine appropriate energy 
          efficient financing measures, programs, and funding sources for 
          the residential, commercial, and public building sectors in 
          order to achieve the statewide energy efficiency goals for these 
          sectors identified in the California Energy Efficiency Strategic 
          Plan.  

           7)Related legislation  : Currently in 2011-2012 Legislative 
            Session, there are three bills pending
          in the Assembly and Senate that seek to reauthorize or revise 
          various aspects of the public goods charge program.

                 AB 723 (Bradford) extends until January 1, 2020 
               authority to collect the funds for energy efficiency 
               programs. 

                 AB 1303 (Williams) extends until January 1, 2020 
               authority to collect the funds for Public Interest Energy 
               Research (PIER) and the programs funded by the Renewable 
               Resources Trust Fund (RRTF)

                 SB 35 (Padilla) establishes the California Energy 
               Research and Technology (CERT) program to be administered 
               by the CEC for the purpose of funding Research, 
               Development, Demonstration and Deployment Program (RD&D) 
               that may lead to technological advancement and 
               breakthroughs to overcome the barriers that prevent 
               achievement of the state's statutory energy goals. 

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          None on file.
           
            Opposition 
           
          None on file.









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           Analysis Prepared by  :    DaVina Flemings / U. & C. / (916) 
          319-2083