BILL ANALYSIS                                                                                                                                                                                                    �          1





                SENATE ENERGY, UTILITIES AND COMMUNICATIONS COMMITTEE
                                 ALEX PADILLA, CHAIR
          

          SB 383 -  Wolk                Hearing Date:  May 3, 2011       S
          As Amended:         April 25, 2011           FISCAL       B
                                                                        
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                                      DESCRIPTION
           
           Current law  authorizes individual retail, non-residential, 
          end-use customers to acquire electric service from other 
          providers in each electrical corporation's (IOU) distribution 
          service territory, up to the historically highest amount of 
          kilowatt-hours (kWh) of annual sales for each utility.   
          Increases authorized in 2009 require a phase-in period for new 
          customer enrollments of not less than three years and not more 
          than five years.  The program is commonly referred to as "direct 
          access."

           Current law  establishes a general exception to the cap on direct 
          access for community choice aggregation (CCA) undertaken by 
          cities and counties serving their own residents and businesses, 
          with electricity secured from the market or energy producers 
          under contract with the CCA to provide service to IOU customers 
          choosing to enroll.
            
           Current law  requires an electric service provider (ESP) that is 
          a non-utility entity that offers electric service to customers 
          within the service territory of an IOU to register with, and be 
          subject to, the jurisdiction of the CPUC.  The ESP is required 
          to undergo background checks and provide proof of financial 
          viability and technical and operational ability in addition to 
          other fees, bonds, and reporting requirements to the CPUC and to 
          the customer's served.

           This bill  allows an independent energy producer to use 
          generation from an eligible renewable resource sized up to 20 
          megawatts to supply electricity directly to the customer of an 
          investor-owned (IOU) or local publicly owned (POU) electric 
          utility.  The generation would be metered from the facility on 











          time of use rates and credited to the customer's utility charges 
          for generation at the time of use rate charged the customer for 
          generation either when the electricity is generated or delivered 
          to the customer.  Rates paid to the generator are not specified 
          and the generation would not count toward the utility's goals 
          under the Renewable Portfolio Standard (RPS).

           Current law  permits local governments who are IOU customers to 
          generate renewable energy from a facility they own or lease and 
          credit excess electricity exported to the grid against the 
          generation charges of that same local government customer's 
          other facilities.

           This bill  eliminates that program.


                                      BACKGROUND
           
          Deregulation - California's experiment with deregulation was 
          launched in 1996 when the Legislature passed AB 1890 (Brulte, 
          1996), to restructure the electric industry. One of the key 
          features of electrical restructuring was the authorization of 
          retail competition within IOU service areas. AB 1890 ended the 
          service monopoly of utilities and authorized retail customers to 
          purchase energy directly from suppliers. These transactions are 
          known as "direct access." Community aggregation is a form of 
          direct access where, for example, a city may act as a purchasing 
          agent on behalf of its residents. 

          Before the energy crisis in 2001, non-IOU providers (direct 
          access providers) had enrolled customers but then failed to 
          provide the power ordered.  The customers returned to the IOUs 
          for service but the utilities did not have the electric 
          generation resources to serve those customers because they had 
          left IOU service.  In response a comprehensive framework has 
          been developed by the Legislature and the CPUC to ensure that, 
          in the case of direct transactions between energy suppliers and 
          utility customers, sufficient electric resources are maintained 
          to serve all customers, that IOU customers not served by 
          independent suppliers are held indifferent as to the cost 
          impacts of those transactions, and that the grid is reliable.

          Post Deregulation - Two programs remain available for electric 
          customers to secure power from an entity other than IOU - Direct 










          Access and Community Choice Aggregation.  It is critical to note 
          that under these programs the utility is ultimately and always 
          responsible for providing electricity to every customer in its 
          service territory if the customer changes his/her mind or the 
          alternative avenue of purchase used by the customer terminates 
          or fails to provide service.  Consequently both the CCA and DA 
          programs have been subject to years of painstaking review, 
          analysis, and litigation at the CPUC to try to provide a 
          framework under which these alternative mechanisms can operate 
          and the remaining ratepayers of the IOU are held indifferent as 
          to the financial impacts of the departing load. 

          As a result all customers participating in CCAs pay a customer 
          reliability surcharge; all direct access customers pay a power 
          charge indifference amount.

                                       COMMENTS
           
              1.   Author's Purpose  .  SB 383 seeks to establish an 
               innovative new program which allows local governments, 
               businesses, residents and schools to invest in cost 
               effective clean renewable energy and create local jobs. The 
               bill allows all power customers to choose to get a portion 
               of their power from an off-site renewable energy facility, 
               and also removes the significant obstacles facing schools 
               and local governments which have tried to pursue off-site 
               solar opportunities.

              2.   Current Options  .  As indicated in the background, two 
               programs are currently available which allow IOU customers 
               to secure power outside the utility.  However the 
               frameworks of those programs which ensure grid reliability 
               and ratepayer indifference are largely absent from this 
               bill.  Customers can come and go between the utility and 
               the renewable generator without restriction, there are no 
               delivery or resource adequacy rules on the renewable 
               generator and there is no requirement on the renewable 
               generator that they register or work with the Independent 
               System Operator to schedule the delivery of power to the 
               grid.  

               Renewable generators can currently register as electric 
               service providers (ESP) and sell power to non-residential 
               customers under the capped and structured program of direct 










               access.  The cap was doubled for that program in 2009 and 
               implementation continues by the CPUC.

               Should the Legislature determine that direct transactions 
               between renewable generators and residential customers 
               should be authorized the appropriate structure for delivery 
               of that service is the direct access program which would 
               have to be expanded to include residential customers.

              3.   Resource Adequacy & Grid Reliability  .  Under this bill, 
               after the renewable generator has delivered electricity to 
               the grid, the generator would inform the utility of the 
               percentage of electricity generated by the facility that 
               should be assigned to the customer and inform the utility.  


               Under current law and CPUC rules, to ensure grid 
               reliability and that adequate resources exist to serve all 
               customers, any entity supplying electricity to the grid 
               must have an agreement in place with the ISO, the utility 
               and customer which commits the generator to serving that 
               electric load and the amount of electric load to be served 
               in advance.  Under this bill there would be no such 
               agreements required which would leave the utility in limbo 
               as to its requirements to serve the electric load of the 
               designated customer and the ISO and utility with no 
               knowledge of the electricity that would be delivered to the 
               grid and when and where. It is this type of electric limbo 
               that reduces reliability and causes the lights to go out.  
               It appears that the utility, under its current resource 
               adequacy requirements, would be required to secure 
               generation for that customer even if they have contracted 
               with the renewable generator.  The later notice that the 
               renewable generator also served that load would be a 
               stranded cost someplace - likely on the utility's remaining 
               ratepayers.

              4.   Payment to Renewable Generator  .  There is no mechanism 
               in the bill that the utility or the customer pay the 
               renewable generator for the cost of generation.  It can be 
               inferred that the generator is to be paid based on the 
               customer's time of use rates because a meter on the 
               generator is required that measures this generation.  
               However there is no detail.  It can also be inferred from 










               the bill that the utility is in a position of a "must-take" 
               contract or feed-in-tariff which requires the utility to 
               take all generation at specified prices, with no 
               negotiation.

              5.   Direct Access and POUs  .  Throughout deregulation and the 
               electricity crisis, there has never been a mandate that 
               POUs allow direct transactions between their customers and 
               independent electricity providers.  These municipal 
               entities are required to meet the Renewables Portfolio 
               Standard, are prohibited from entering into long term 
               contracts that do not meet the state's greenhouse gas 
               emission standards for electric generation and to meet 
               energy efficiency goals.  However there are few other 
               mandates or restrictions on POUs.

               The mandate of direct transactions required in this bill 
               could be a violation of the municipal affairs doctrine 
               which is derived from Section 5(a) of Article XI of the 
               California Constitution.  This doctrine provides that 
               municipalities have the exclusive authority to regulate 
               within their jurisdiction.  The Legislature can preempt 
               municipal authority where the mandate has been determined 
               to be a matter of statewide concern. 

              6.   Time of Use Rates  .  Unlike other direct transactions, 
               the rates to be charged the customer for the renewable 
               electricity authorized by this bill appear to be the same 
               as the utility's generation rates charged for each customer 
               class based on time of use.  The mandate of rates in the 
               bill is also inconsistent with the primary purpose of 
               direct access which is to promote retail competition.  
               Additionally, if those rates are also to be used as a basis 
               to pay the renewable generator, then the fixed rates are 
               inconsistent with acquisition of power by the utilities 
               which is generally based on prices secured from a 
               competitive wholesale market.

               The basis for calculation of the value of the renewable 
               generation is a time of use rate.  For the residential 
               customers of most utilities this would be problematic 
               because time of use rates are not used for this customer 
               class.  Residential rates are based on volumetric, tiered 
               pricing structures and commonly broken down into three to 










               five tiers.  Additionally utilities are not capable of 
               implementing time of use rates unless the utility has or 
               will deploy smart meters for its customers.  The three 
               largest IOUs have been mandated to do so but those 
               installations will not be complete for another one to two 
               years.  In the POU territories, only a few POUs have begun 
               to use the meters including SMUD which started its 
               deployment earlier this year.

              7.   Stranded Costs/Ratepayer Indifference  .  A fundamental 
               aspect of the community choice aggregation and direct 
               access programs is that the remaining customers of the IOUs 
               must be indifferent as to the costs associated with the 
               departing load of the CCA or DA customers.  

               Although the bill requires the CPUC or POUs to ensure that 
               the bill credit mechanism of this bill does not result in 
               cost shifting to other ratepayers, there does not appear to 
               be authority for the CPUC or POU to require that customers 
               pay departing load charges and other costs associated with 
               direct transactions that have been determined to be 
               necessary to meet the cost indifference standard. 
               Additionally, the bill specifically exempts the renewable 
               generation credited to the customer from the costs of 
               electricity secured by the Department of Water Resources.  
               These costs are for power already delivered to customers as 
               a result of the electricity crisis and are required to be 
               paid by all IOU, DA and CCA customers.  This restriction 
               appears to result in a direct cost shift to remaining IOU 
               ratepayers as well as those served by DA and CCA.

              8.   No RPS Credit  .  The renewable generation delivered to 
               customers under this bill could not be counted toward the 
               IOU's or POU's RPS requirements.  Under current practice 
               the individual or entity paying for the renewable 
               generation retains the renewable energy credit (REC) or 
               environmental attributes.  This bill is silent on whether 
               the REC would stay with the generator or the customer who 
               is buying the power.

              9.   Technical Amendment  .  The cross reference for the POUs 
               RPS requirements, at page 7, line 29, should be Public 
               Utilities Code Section 399.30.











                                       POSITIONS
           
           Sponsor:
           
          City of Davis
          Clean Path Ventures
          State Superintendent of Public Instruction

           Support:
           
          California League of Conservation Voters
          Environmental Defense Fund
          Environmental Entrepreneurs
          Natural Resources Defense Council
          The Vote Solar Initiative

           Oppose:
           
          Brotherhood of Electrical Workers Local 18
          California Coalition of Utility Employees
          California Municipal Utilities Association
          Pacific Gas and Electric Company
          PacifiCorp
          Southern California Public Power Authority
          The Utility Reform Network (unless amended)



          











          Kellie Smith 
          SB 383 Analysis
          Hearing Date:  May 3, 2011