BILL ANALYSIS                                                                                                                                                                                                    �






                             SENATE JUDICIARY COMMITTEE
                             Senator Noreen Evans, Chair
                              2011-2012 Regular Session


          SB 422 (Wright)
          As Amended April 25, 2011
          Hearing Date: May 3, 2011
          Fiscal: No
          Urgency: No
          EDO
                    

                                        SUBJECT
                                           
                     Reporting of Certain Communicable Diseases

                                      DESCRIPTION  

          This bill would authorize physicians to disclose nonidentifying 
          HIV patient information to the designated staff of the local 
          public health agency for HIV partner services, or identifying 
          information with the written consent of the individual.  This 
          bill would also clarify that a local health officer and the 
          designated local public health agency staff for HIV partner 
          services are exempted from civil and criminal liability for 
          alerting the specified partners of an HIV positive person, 
          without disclosing any identifying information about the person 
          believed to be infected with HIV.  This bill would also 
          authorize a local health officer or designated local public 
          health agency staff to expunge any identifying information of a 
          potentially exposed partner only after efforts have been made to 
          contact, alert, and refer the partners for testing and 
          treatment. 

                                      BACKGROUND  

          The Centers for Disease Control and Prevention (CDC) estimates 
          that approximately one million people in the United States are 
          infected with HIV.  Of those, one in five, or twenty-one percent 
          are not aware that they are infected. It is also estimated by 
          the CDC that over 50,000 people become infected each year with 
          HIV.  California is among the 40 states that report HIV 
          infections to the CDC using a confidential name-based reporting 
          system.  SB 699 (Soto, Chapter 20, Statutes of 2006) authorized 
          the use of the confidential name-based reporting system in 
                                                                (more)



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          California.  In 1988, California was also one of the first 
          states that allowed physicians to contact a person reasonably 
          believed to be the spouse, sexual partner, or partner of shared 
          needles of an HIV infected patient under his or her care, 
          without disclosing identifying patient information. (AIDS: A 
          Crisis in Confidentiality, Southern California Law Review (1989) 
          62 S. Cal. L. Rev. 1701, 1732.) This limited disclosure exempted 
          the physician from civil or criminal liability.  


          Although anyone may be at risk for HIV infection, according to 
          the CDC, men who have sex with men and intravenous drug users 
          are at the highest risk of contracting this infection.  This 
          statistic has contributed to the stigma associated with HIV 
          infections, often resulting in discrimination.  Due to this 
          discrimination, the American Civil Liberties Union (ACLU) has 
          taken an active role in ensuring patient confidentiality. 
          According to the ACLU's Website, "the ACLU AIDS Project uses 
          impact litigation, public education and advocacy at the state 
          and federal level to fight discrimination against people with 
          HIV/AIDS." Additionally, California prohibits the negligent, 
          willful or malicious disclosure of HIV test results.  Current 
          law authorizes a fine between $2,500 to $25,000, and some 
          unlawful disclosures are also subject to jail time.   

          The California Office of AIDS (OA) has chronicled the AIDS 
          epidemic between 1981 and 2008 and has shown a significant 
          reduction in the number of AIDS related deaths.  OA attributes 
          this decrease to greater prevention efforts as well as the rapid 
          advances in medical care and treatment.  

          This bill would attempt to balance the competing public policy 
          concerns regarding patient privacy and the public health policy 
          of preventing the spread of additional HIV infection by 
          clarifying that a physician may disclose identifying patient 
          information to the designated local public health agency staff 
          for HIV partner services (partner services staff) with the 
          written consent of the patient, or nonidentifying patient 
          information without the patient's consent.  Additionally, this 
          bill would clarify that the local health officer and partner 
          services staff may contact specified partners, without 
          disclosing identifying patient information, without the threat 
          of civil or criminal liability.  Further, this bill would 
          authorize the local health officer and partner services staff to 
          contact, alert and refer any partner potentially exposed to the 
          HIV infection and then must expunge any of those individuals' 
                                                                      



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          identifying information from the record. 

                                CHANGES TO EXISTING LAW
           
           Existing law  provides that no physician who has the results of a 
          confirmed positive test for HIV infection of a patient under his 
          or her care may be held criminally or civilly liable for 
          disclosing nonidentifying patient information to a person 
          reasonably believed to be the spouse, sexual partner, a person 
          whom the patient has shared a needle with, or to the local 
          health officer. (Health & Saf. Code Sec. 121015 (a).)

           Existing law  authorizes a local health officer to alert any 
          persons reasonably believed to be a spouse, sexual partner of 
          partner of shared needles of an individual who has tested 
          positive for HIV about their potential exposure without 
          disclosing identifying patient information. (Health & Saf. Code 
          Sec. 121015 (d).)

           Existing law  provides that upon completion of the local health 
          officer's efforts to contact any of the specified partners, all 
          records containing any individual identifying information must 
          be expunged by the local health officer. (Health & Saf. Code 
          Sec. 121015 (d).)
           This bill  would further authorize the physician to disclose 
          nonidentifying HIV patient information to the designated local 
          public agency staff for HIV partner services, or with the 
          written consent of the patient, the physician may disclose the 
          patients' identifying information, without the threat of civil 
          or criminal liability.

           This bill  would add the designated local public health agency 
          staff for HIV partner services as a person authorized to alert 
          potential partners of the potential HIV exposure, and clarify 
          that both the local health officer and the partner services 
          staff will not be held civilly or criminally liable for this 
          disclosure. 

           This bill  would provide for expunging of the records only after 
          the local health officer or local public health agency staff for 
          HIV partner services completes their efforts to contact, alert, 
          and refer any person specified in this section. 
          
                                        COMMENT
           
          1.  Stated need for the bill  
                                                                      



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          The author writes:

            The current law can be interpreted as absolutely prohibiting a 
            physician from requesting partner services that include having 
            an experienced public health partner services specialist 
            communicate with the patient to encourage him/her to identify 
            all possible exposed persons and how the public health 
            specialist can help contact them.  It provides no assurance to 
            the local public health staff that they are protected from 
            civil and criminal liability for communicating with exposed 
            persons in accordance with Section 121012, i.e., that 
            notifications under this section do not constitute 
            unauthorized disclosures of HIV information, for which there 
            are severe penalties under Section 121025.  Subdivision (d) 
            can currently be interpreted to require premature expunging of 
            contact information, after an exposed person has been 
            contacted but before adequate information and proper referrals 
            have been arranged. 

            SB 422 would expand terminology for local health officer�s] to 
            include designated local public health agency staff for 
            partner services.  It would permit a physician to identify the 
            infected person to an exposed partner, or to the local health 
            officer, with the patient's written consent.  This would 
            provide a way for the physician to legally refer a patient to 
            local public health staff to be interviewed about contacts 
            (persons who may have been exposed) and how to reach them.  
            Local public health staff would be protected from liability in 
            the course of notifying exposed persons.  Local public health 
            staff would expunge information about the exposed partners 
            after the efforts for the full process of contacting, alerting 
            about the exposure, and referring for appropriate care and 
            follow-up were complete. 
          
          2.  This bill would clarify that a physician would not be civilly 
            or criminally liable for disclosing nonidentifying information 
            for the positive HIV infection results of a patient under his 
            or her care to a designated local public health agency staff 
            for HIV partner services  

          Under existing law, a physician will not be held civilly or 
          criminally liable for disclosing nonidentifying patient 
          information for an HIV positive patient under his or her care to 
          a person reasonably believed to be the spouse, sexual partner, 
          partner of shared needles, or to the local health officer. This 
                                                                      



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          bill would additionally protect the physician from civil or 
          criminal liability for disclosing nonidentifying patient 
          information to the designated local public health agency staff 
          for HIV partner services (partner services staff), or 
          identifying patient information with the written consent of the 
          patient. 

          There has been apparent confusion among HIV health providers and 
          public health officers regarding whether a physician can reveal 
          patient information to the partner services staff without civil 
          or criminal liability.  The sponsor of this bill, Beyond AIDS 
          writes, "�our] clinicians have personally experienced barriers 
          to referrals to public health for partner services.  Beyond AIDS 
          has reviewed this issue with local public health staff from 
          several counties, who do HIV surveillance and partner services, 
          and has verified that there is anxiety on the part of both 
          physicians and public health staff about the process of 
          physician referrals for partner services."  This clarification 
          authorizing the physician to contact the partner services staff, 
          without the threat of civil or criminal liability, should lead 
          to better communication between physicians who are treating HIV 
          infected patients and the partner services staff.  In turn the 
          partner services staff will be able to directly contact partners 
          who may have been exposed to the HIV infection.  

          3.  This bill would clarify that a local health officer and the 
            partner services staff will not be held civilly or criminally 
            liable for disclosing nonidentifying patient information to 
            specified partners
           
          Under existing law, the local health officer may alert any 
          persons reasonably believed to be a spouse, sexual partner or 
          partner of shared needles of an HIV positive person, without 
          disclosing any identifying information.  This bill would clarify 
          that the local health officer and partner services staff will 
          not be held civilly or criminally liable for making such limited 
          disclosures. 

          As discussed above, current law prohibits a physician from being 
          held civilly or criminally liable for disclosing nonidentifying 
          patient information to a potential partner, however, there is no 
          similar protection for a local health officer or partner 
          services staff. The practical effect is that local health 
          officers are fearful of contacting potential partners at the 
          risk of being held civilly or criminally liable.  Since there 
          are substantial consequences associated with the unauthorized 
                                                                      



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          disclosure of HIV test results, it would seem appropriate to 
          exempt local health officers from civil or criminal liability 
          for carrying out their duties under this section.  So long as 
          the health officer does not disclose identifying patient 
          information without the consent of the patient, the local health 
          officer and partner services staff should be able to contact all 
          potential partners in order to alert them of their potential 
          exposure to the HIV infection. This bill will help carry out the 
          health officer and partner services staff duties. 

          4.  This bill would authorize local health officers and partner 
            services staff to expunge the record of identifying 
            information after they have attempted to contact, alert, and 
            refer partners of an HIV infected patient
           
          Under existing law, the local health officer may contact 
          partners of an HIV infected person without disclosing 
          identifying patient information and then must expunge the 
          partner's identifying information from the record.  This bill 
          would authorize the local health officer and the partner 
          services staff to contact, alert, and refer partners potentially 
          exposed to the HIV infection and then expunge the partner's 
          information from the record. 

          Rather than expunging the partner's information from the record 
          after only attempting to contact the potentially exposed person, 
          this bill would allow local health officers and partner services 
          staff to conduct a more thorough process for contacting, 
          alerting and referring persons potentially exposed to the HIV 
          infection.  This additional language seeks to result in local 
          health officers and partner services staff conducting a more 
          thorough investigation to contact people who may be infected and 
          who may not know they are infected.  As discussed in the 
          background, one in five people do not know they are infected 
          with HIV.  If local health officers are required to expunge 
          partner's identifying information that may potentially be 
          infected after only trying to contact them, the investigation 
          may be prematurely truncated leading to the partner continuing 
          to expose other people to HIV.  


           Support  :  California Academy of Preventive Medicine; Infectious 
          Disease Association of California

           Opposition  :  None Known

                                                                      



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                                        HISTORY
           
           Source  :  Beyond AIDS

           Related Pending Legislation  : None Known

           Prior Legislation  :

          AB 2541 (Portantino, Chapter 470, Statutes of 2010), among other 
          things, expanded the confidential name-based reporting to the 
          CDC for cases of coinfection of both HIV and tuberculosis and 
          HIV and a sexually transmitted disease.  

          SB 699 (Soto, Chapter 20, Statutes of 2006.) See Background. 

          SB 945 (Soto, 2005) would have switched California from a 
          code-based HIV reporting system to a confidential name-based 
          reporting system to the CDC.  This bill was held in the Senate 
          Committee on Judiciary. 

           Prior Vote  :  Senate Committee on Health (Ayes 7, Noes 0)

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