BILL ANALYSIS                                                                                                                                                                                                    �



                                                                      



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          |SENATE RULES COMMITTEE            |                   SB 447|
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                                 THIRD READING


          Bill No:  SB 447
          Author:   DeSaulnier (D)
          Amended:  1/11/12
          Vote:     21

           
           SENATE TRANSPORTATION & HOUSING COMMITTEE  :  9-0, 1/10/12
          AYES:  DeSaulnier, Gaines, Harman, Huff, Kehoe, Lowenthal, 
            Pavley, Rubio, Simitian

           SENATE APPROPRIATIONS COMMITTEE  :  7-0, 1/17/12
          AYES:  Kehoe, Alquist, Emmerson, Lieu, Pavley, Price, 
            Steinberg
          NO VOTE RECORDED:  Walters, Runner


           SUBJECT  :    California Housing Finance Agency

           SOURCE  :     Author


           DIGEST  :    This bill prohibits the California Housing 
          Finance Agency (CalHFA), under specified circumstances, 
          from foreclosing upon a single-family mortgagee for renting 
          out the property.

           ANALYSIS  :    Established in 1975, CalHFA is the state's 
          affordable housing bank.  CalHFA issues tax-exempt bonds 
          and uses the proceeds to make below market-rate loans to 
          income-eligible first-time homebuyers and the developers of 
          affordable rental housing.  CalHFA is a self-supporting 
          entity. It does not receive money from the state's general 
          fund, and its debts obligate only CalHFA itself, not the 
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          State of California.  

          CalHFA's primary business activity has been making mortgage 
          loans to low- and moderate-income first-time homebuyers in 
          California.  Currently, the agency has roughly 23,000 loans 
          in its single-family housing portfolio.  Federal law 
          relating to tax-exempt bonds requires that 95 percent of 
          borrowers occupy the homes that the bonds financed.  The 
          law is not clear whether this rule applies only to the 
          intentions of the borrower at the time of purchase or over 
          the life of the loan.

          As a result of increasing requests to rent out property due 
          to the drop in home values, in August 2010 CalHFA revised 
          its policy on renting out agency-financed homes to expand 
          the definition of "hardship" and to allow for extensions of 
          CalHFA approvals.  The revised policy prohibits rentals 
          unless the borrower can document one of the following 
          involuntary financial hardships:

          1.Reduction in income because of reduced hours, pay cuts, 
            or a new job.
          2.An involuntary increase in living expenses or medical 
            costs.
          3.An involuntary job transfer, including a military 
            posting, with a possible return in one year.
          4.Being forced to look for a job outside the area with the 
            possibility of return, or selling or refinancing the 
            home, within a year.

          Several months later, CalHFA added another economic 
          hardship exemption: increased mortgage payments associated 
          with a 35-year-loan product in which the borrower pays 
          interest only for the first five years and sees increased 
          payments in year six.  In all cases, CalHFA allows 
          borrowers who met the criteria to rent out their homes for 
          one year, with the possibility of month-to-month 
          extensions. The policy also stipulates that under no 
          circumstances shall rental exceptions exceed five percent 
          of the loans issue outstanding under the relevant bond 
          indenture.

          In response to a report by the Senate Office of Oversight 
          and Outcomes (SOOO) on this issue and a follow-up letter 

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          from Senators Steinberg and DeSaulnier, CalHFA recently 
          suspended foreclosures for non-monetary default (e.g. 
          unauthorized renting) until its board can discuss the 
          matter at its January meeting.

          This bill prohibits CalHFA from foreclosing upon a borrower 
          for renting out the property if all of the following 
          conditions are met:

          1.The borrower is current in making his or her mortgage 
            payments and has not breached any term of the mortgage 
            but for the rental provision.
          2.The borrower lived in the home for at least one year 
            after obtaining the mortgage.
          3.No more than four percent of the proceeds of the relevant 
            bond issuance are associated with rented properties. 
          4.The value of the residence securing the mortgage is less 
            than the aggregate amount of debt on the residence.

          CalHFA has foreclosed on 21 of its 23,000 loans for 
          violation of the owner-occupancy clause.  In one example, a 
          teacher living in Sunnyvale lost a condo to foreclosure 
          after marrying a man with a young son and deciding that 
          they could not live in her 724-square-feet home.  She was 
          current on her payments to CalHFA in spite of losing each 
          month the $1000 difference between her mortgage payment and 
          her rental income.  Determined to meet her obligation, she 
          intended to keep paying her note until she could sell or 
          refinance the home.  According to the SOOO report, 186 more 
          known borrowers are renting out their CalHFA-financed homes 
          without permission and at risk of foreclosure due to 
          non-occupancy.  

          In addition to inflicting financial losses on homeowners 
          and potentially displacing tenants, CalHFA's policy 
          increases losses to CalHFA itself.  According to the SOOO 
          report, CalHFA loses an average of $37,839 per foreclosed 
          property.  Because CalHFA's mortgage insurance fund has now 
          run out of reserves, the average loss has recently 
          increased to $56,000 per foreclosure.  As long as the 
          tax-exempt status of CalHFA's bonds are not jeopardized, 
          this bill will help reduce losses to CalHFA by reducing the 
          number of foreclosures on performing loans.


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          According to the SOOO report, only two states, Georgia and 
          Nevada, of the twenty that the office surveyed have 
          policies as strict as CalHFA's, and Georgia has not 
          foreclosed on anyone for renting out a home for a few 
          years.  Most states surveyed have more forgiving policies.  
          For example, Washington does not foreclose on any borrowers 
          who rent.  New York allows renting if the mortgage is 
          underwater regardless of the reason the borrower is moving 
          out.  Florida allows renting on a case-by-case basis if an 
          appraisal shows that the mortgage is underwater. 

           Comments  

          According to the author's office, California should take 
          all reasonable measures to reduce the staggering impacts of 
          foreclosures on families and neighborhoods.  The recent 
          SOOO report points out that California has a small but 
          important opportunity to do just that by more closely 
          following other states in how it responds to CalHFA 
          borrowers who move out of a home due to changing 
          circumstances and, in these times of depressed market 
          values, rent it out to avoid a massive financial loss to 
          themselves and CalHFA.  By prohibiting foreclosures in such 
          situations, this bill helps struggling homeowners, keeps 
          CalHFA in compliance with federal tax law, and reduces 
          losses to CalHFA itself.  

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes   
          Local:  No

          According to the Senate Appropriations Committee:

                          Fiscal Impact (in thousands)

           Major Provisions                2012-13     2013-14    
           2014-15   Fund
           
          Foreclosure prohibition                                
          Avoidance of up to $10,000 in aggregate                
          Special*
                              losses
          Tax exempt status   Potential risk of state exposure if 
          tax-exempt          General
                              status is jeopardized

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          * California Housing Finance Fund


          JJA:nl  1/18/12   Senate Floor Analyses 

                       SUPPORT/OPPOSITION:  NONE RECEIVED

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