BILL ANALYSIS                                                                                                                                                                                                    �






                                                       Bill No:  SB 
          467
          
                 SENATE COMMITTEE ON GOVERNMENTAL ORGANIZATION
                       Senator Roderick D. Wright, Chair
                           2011-2012 Regular Session
                                 Bill Analysis


          SB 467  Author:  Pavley
          Amended:  April 12, 2011
          Hearing Date:  April 26, 2011
          Consultant:  Paul Donahue

           SUBJECT  :  Public contracting: Energy efficiency contracts

           SUMMARY:   Provides that under certain conditions, a 
          contract for energy efficiency products or services shall 
          be regarded by the Department of General Services (DGS) as 
          a no-cost or net-neutral contract.  Requires DGS to issue a 
          master services agreement for procurement of energy 
          efficiency products or services by state agencies.

           Existing law  :

          1) Authorizes the Public Works Board<1> to acquire and 
          construct public buildings for use by state agencies when 
          authorized by a separate act or appropriation enacted by 
          the Legislature. (Govt. Code � 15808)

          2) Requires new public buildings to be designed, 
          constructed, and equipped with all energy efficiency 
          measures, materials, and devices that are feasible and 
          -------------------------
          <1> The Public Works Board (PWB) oversees the fiscal 
          aspects of construction of projects for state agencies, and 
          the process to select and acquire real property for state 
          facilities and programs. The PWB also issues lease-revenue 
          bonds to pay for capital outlay projects. Voting members of 
          the PWB include the Director of Finance (Chair), the 
          Director of Transportation, and the Director of General 
          Services. 









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          cost-effective<2> over the life of the building or the life 
          of the energy efficiency measure, whichever is less. (Govt. 
          Code � 15814.30)

          3) States that existing public buildings, when renovated or 
          remodeled, shall be retrofitted to meet specified energy 
          efficiency standards. (Govt. Code � 15814.31)

          4) Requires DGS to review and adopt revisions to its 
          standard leases that are designed to maximize energy 
          savings in buildings leased by the state. (Govt. Code � 
          15814.33)

          5) Authorizes DGS to consolidate the needs of state 
          agencies for goods and services and establish master 
          agreements that leverage the state's buying power for 
          acquisition of goods and services. State and local agencies 
          may contract with suppliers awarded those contracts without 
          further competitive bidding. (Public Contract Code �� 
          10298, 10299)

           This bill  :

          1) Defines an "energy efficiency product or service" as a 
          technology or technology service where the energy cost 
          savings to the state are projected to exceed the 
          compensation the state pays for the technology or service 
          within 12 months of the initial deployment of the product 
          or service. 

          2) Directs DGS to deem a contract for an "energy efficiency 
          product or service" to be a no-cost or net-neutral cost 
          contract if the contract is financed by either of the 
          following methods:

               (a) The state pays the vendor an incremental amount on 
               the contract that is less than the difference between 
               ----------------------
          <2> "Cost-effective" energy efficiency measures means that 
          savings generated over the life of the building or the life 
          of the energy efficiency measure, whichever is less, shall 
          exceed the cost of purchasing and installing the energy 
          efficiency measures by not less than 10 percent. (Govt. 
          Code � 15814.30)





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               the amount the state was paying for energy<3> prior to 
               entering into the contract, and what the state is 
               paying for the energy after entering into the 
               contract.<4>

               (b) The vendor pays a specified sum at the outset of 
               the contract to provide its services, in exchange for 
               the state paying the vendor an incremental amount 
               equal to the difference between what the state was 
               paying for energy for a facility prior or facilities 
               to execution of the contract and for the same energy 
               afterwards, for the life of the contract.

          3) Requires DGS to issue a master services agreement (MSA) 
          permitting owners, operators, and tenants of state 
          facilities to procure a wide range of energy efficiency 
          products or services from the approved companies included 
          in the agreement. 

          4) Specifies that the companies included in the agreement 
          shall have a record of providing those products or services 
          to governmental entities or private sector companies for at 
          least two years prior to January 1, 2012. 

          5) Directs DGS to begin working with relevant university 
          centers no later than January 1, 2012, for guidance in the 
          development of product and service specifications for the 
          MSA.

          6) States that the MSA shall include provisions to 
          -------------------------
          <3> Energy costs include the cost of maintaining the 
          electrical and mechanical energy systems providing a 
          facility's energy.

          <4> The difference between the amount the state would have 
          paid for energy and the cost of maintaining energy 
          consuming devices prior to entering into the contract, and 
          what it is paying for the same energy and maintenance of 
          energy consuming devices after entering into the contract 
          is based on (1) the amount the state paid to a utility and 
          maintenance service contractors for energy at a particular 
          facility in the 36 months prior to entering the contract, 
          divided by month or another increment of time, or (2) some 
          other amount calculated by an outside third party selected 
          by the state and agreed to by the vendor in the contract.






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          authorize pilot or demonstration contracts for energy 
          efficiency products or services.<5> 

          7) Directs DGS to begin working with relevant university 
          centers no later than January 1, 2012, for guidance in the 
          development of product and service specifications for the 
          pilot or demonstration facet of the MSA. 

          8) Clarifies that this energy efficiency contract program 
          shall not be construed to do any of the following:

               (a) Limit the ability of DGS to determine a vendor is 
               in breach of contract.

               (b) Prevent the state from requiring other terms or 
               conditions, as long as the terms don't frustrate the 
               purposes of the bill.

               (c) Prevent DGS from reasonably apportioning 
               administrative or consulting costs required to 
               implement the contracting methods set forth in this 
               bill to ensure that that the state does not lose the 
               opportunity to achieve energy savings and DGS is able 
               to be fully reimbursed for those reasonable costs 
               exclusively from savings.

               (d) Require creation of a General Fund obligation.

           COMMENTS:
           
          1)  Background  : The Green Building Executive Order (S-20-04) 
          directs state agencies to reduce energy usage 20% by 2015 
          by retrofitting, building and operating energy and resource 
          efficient buildings.  Although DGS has audited and 
          retrofitted approximately 25 state buildings pursuant to 
          this Order, attempts to thereby reduce energy usage in 
          state owned or leased buildings have not been fully 
          accomplished.  As a matter of fact, state energy usage has 
          -------------------------
          <5> For purposes of the pilot and demonstration contracts, 
          the bill specifies that an energy efficiency product or 
          service shall not be excluded because the companies 
          included have been in business for less than two years, or 
          it is an emerging technology or service that has been 
          demonstrated to be effective in prototypical or limited 
          production, that could become commercially viable and 
          successful with appropriate market development efforts.





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          gone up since the issuance of the Order in 2004.

          2)  Purpose of the bill  :  The author notes that, "despite 
          the fact that energy efficiency is a high priority for the 
          State of California, and that state departments have been 
          directed to do everything they can to save energy and 
          energy costs, the Department of General Services has not 
          entered into one of these contracts, despite attempts to do 
          so. This is because DGS contracting is not set up for these 
          types of contract vehicles?This bill will permit the state 
          to enjoy the savings from such services without risk of 
          non-performance costing the state money and making 
          significant upfront capital commitments." 

          3)  Master Service Agreements  : Existing law authorizes DGS 
          to consolidate purchases of goods and services using MSAs, 
          and this bill specifically directs DGS to establish a MSA 
          for energy efficiency services.  The bill does not require 
          DGS to set up this master agreement using a wide range of 
          qualified companies to provide various services and 
          products to achieve actual energy savings in state owned or 
          leased buildings.   Without specific direction to do so, 
          DGS could in the interest of time simply establish a broad 
          ranging MSA using a single, large prime vendor to do all 
          the work for the state pursuant to the comprehensive 
          contract agreement.  When compared to direct contracting by 
          state agencies, these prime vendor contracts tend to result 
          in increased costs to public agencies because of the 
          expenses and inefficiencies associated with the 
          subcontracting process of and associated expenses charged 
          by the prime vendor. 

          In order to ensure a deliberate and comprehensive vendor 
          selection process by DGS, the committee may wish to 
          consider an amendment clarifying that DGS shall issue the 
          agreement to procure a wide range of energy efficiency 
          products or services from a wide range of approved 
          companies.

          In addition, the bill is silent on the issue of whether or 
          not the MSA would be a "mandatory" or "non-mandatory" MSA.  
           A "mandatory" MSA requires that all state agencies 
          planning to enter into contracts for the particular service 
          or product utilize the MSA, using the vendors and 
          incorporating the terms that DGS agreed to in the contract. 
           In some instances, a public entity may already have 





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          negotiated or competitively bid for a contract on terms 
          more favorable to the agency than that which DGS was able 
          to put together on a statewide basis.  

          Therefore, the committee may wish to consider an amendment 
          clarifying that the MSA for energy efficiency is a 
          non-mandatory MSA.

          4)  Technical amendment  :  On page 2, line 28, strike out 
          "prior or facilities" and insert: 
          "or facilities prior" 

          5)  Prior legislation  

          SB 954 (Figueroa, 2005). Requires DGS to standardize the 
          operational responsibilities for information technology 
          procurement, and to establish and publish policies 
          regarding the purchase of information technology products 
          and services. (Stats. 2005, ch. 556)

           SUPPORT:   

          California League of Conservation Voters
          Environment California
          Scientific Conservation, Inc.

           OPPOSE:   

          None on file

           FISCAL COMMITTEE:   Yes



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