BILL ANALYSIS                                                                                                                                                                                                    �




                     SENATE GOVERNANCE & FINANCE COMMITTEE
                            Senator Lois Wolk, Chair
          

          BILL NO:  SB 469                      HEARING:  4/6/11
          AUTHOR:  Vargas                       FISCAL:  Yes
          VERSION:  3/30/11                     TAX LEVY:  No
          CONSULTANT:  Detwiler                 

                    ECONOMIC IMPACT REPORTS FOR SUPERSTORES
          

          Requires cities and counties to have economic impact 
          reports on permits for superstores.


                           Background and Existing Law  

          As the state and federal government cut financial support 
          for local agencies, the remaining revenue sources become 
          relatively more important.  Cities and counties compete to 
          attract land uses that generate local revenues and shun 
          land uses that need expensive public services.  This 
          fiscalization of land use distorts local land use decisions 
          by emphasizing sales tax revenues while discounting traffic 
          problems, air quality, open space, and affordable housing.

          Some retailers ask local officials for subsidies as 
          inducements to locate in their communities.  Placing fewer 
          demands on public services compared to the resulting sales 
          tax revenues, these companies ask local officials to spend 
          public dollars to gain more sales tax revenues.  Some 
          companies are aggressive, playing one community off of 
          another, hoping to attract higher subsidies.  State law 
          bans counties, cities, and redevelopment agencies from 
          subsidizing big box retailers to relocate within the same 
          market area (SB 114, Torlakson, 2003).

          Some communities have local policies to discourage or 
          prohibit big box retailers.  They decry the loss of 
          well-paid jobs when superstores enter the grocery business 
          and compete against chain grocery stores with unionized 
          employees.  Governor Davis vetoed a bill that would have 
          imposed a statewide ban on big box retailers (AB 84, Floyd, 
          1999).  The 2004 Bakersfield Citizens appellate decision 
          noted that a superstore's economic or social effects are 
          not significant environmental effects in an environmental 
          impact report (EIR) under the California Environmental 




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          Quality Act (CEQA), but that physical changes may require 
          EIRs to address urban decay.  Since that decision, several 
          EIRs on superstore projects have included urban decay 
          analyses.

          Some cities and at least one county have adopted local 
          ordinances that require economic impact reports before 
          acting on superstore projects.  Although there is no 
          reliable inventory, ordinances exist in the cities of Galt, 
          Inglewood, Los Angeles, Petaluma, Sacramento, Vallejo, and 
          the County of Alameda.  The San Diego City Council adopted 
          an ordinance in 2010 and then overrode the mayor's veto.  
          However, a referendum petition qualified before the new 
          ordinance took effect.  Rather than call a special 
          election, the City Council rescinded the ordinance.


                                   Proposed Law  

          Senate Bill 469 requires cities and counties to prepare 
          economic impact reports before they approve or disapprove 
          the construction or conversion of superstore retailers.

          SB 469 requires city and county governing bodies to provide 
          the opportunity for public comment on the economic impact 
          reports and their findings at regularly scheduled meetings 
          after the reports' completion but 30 days before issuing 
          any entitlements.  The bill doesn't preclude cities and 
          counties from conducting more studies.

          Cities and counties must contract with experienced private 
          consultants (other than the applicant) to prepare the 
          economic impact reports.  The applicants must pay for the 
          reports.

          An economic impact report must contain:
           An assessment of the effect on shares of retail sales in 
            the market area.
           An assessment of the effect on supply and demand for 
            retail space.
           An assessment of employment effects, including four 
            specific topics.
           A projection of public service and facilities costs, and 
            their incidence.
           A projection of public revenues, and their incidence.
           An assessment of the effect on retail operations, 





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            including the potential for blight resulting from retail 
            business closures.
           An assessment of the effect on implementing the local 
            general plan.
           An assessment of the effect on retail customers' vehicle 
            miles traveled.
           An assessment of long-term retail vacancies if the 
            superstore closes.
           An assessment of the superstore's effects on affordable 
            housing.
           An assessment of the destruction of parks, playgrounds, & 
            childcare facilities.
           An assessment of any other impacts or blight.
           An assessment of measures to mitigate adverse economic 
            impacts.

          SB 469 defines a superstore as a business with more than 
          90,000 square feet that sells a wide range of consumer 
          goods and that devotes more than 10% of its sales floor 
          area to the sale of items that are not subject to state 
          sales tax.  This definition includes buildings with 
          multiple tenants under the same roof.  The definition 
          excludes discount warehouses and discount retail stores 
          that sell more than half of their items in bulk and require 
          shoppers to pay membership or assessment fees.
          The bill relies on an existing statutory definition of 
          market area; an area that is recognized in the trade 
          literature as large enough to support a specific big box 
          retailer, but is no more than 25 miles from another big box 
          retailer.

          SB 469 declares that it applies to charter cities and 
          charter counties because the effects of superstore 
          retailers are a matter of statewide concern that extend 
          beyond local boundaries.  The bill also contains statements 
          of legislative findings and declarations.


                               State Revenue Impact
           
          No estimate.


                                     Comments  

          1.   Purpose of the bill  .  When superstores bring lower 





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          grocery prices to town, they can also bring lower wages and 
          benefits, part-time jobs, and traffic congestion.  They can 
          be economic predators, crowding out established businesses 
          and accelerating the fiscalization of land use.  Seduced by 
          hopes of higher sales tax revenues, some communities 
          initially embrace big box stores only to regret the later 
          effects.  To help communities understand these costs and 
          benefits, SB 469 requires local officials to commission 
          economic impact reports before approving superstores.  
          Better information and a better perspective lead to better 
          decisions and better communities.  After all, knowledge is 
          power.

          2.   Local discretion or state mandate  ?  Some communities 
          have general plan policies and land use ordinances that ban 
          big box developments or impose regulatory and design 
          standards that make them infeasible.  Many cities and 
          counties require urban decay analyses in the EIRs they 
          prepare for superstore projects.  At least a half-dozen 
          cities and one county already use their land use authority 
          to require specialized economic impact reports before they 
          act on superstore permits.  These local ordinances rely on 
          size thresholds which range from 75,000 to 140,000 square 
          feet.  With local officials able to adapt their regulatory 
          powers to fit local conditions and circumstances, the 
          Committee may wish to consider whether the Legislature 
          should impose a uniform procedure on all 481 cities and 58 
          counties.

          3.   Collateral attacks  .  Almost no one disputes the wisdom 
          of knowing about a project's environmental effects before 
          local officials make a decision.  That's why CEQA requires 
          public officials to prepare EIRs on projects that may have 
          significant, adverse environmental effects.  But many 
          builders complain about CEQA and EIRs.  They say that 
          opponents who can't convince public officials to deny 
          projects turn around and file lawsuits over procedural 
          problems.  These so-called collateral attacks slow down 
          development and result in higher costs.  By requiring new 
          economic impact reports on superstores, SB 469 may result 
          in more of these collateral attacks.  The Committee may 
          wish to consider whether SB 469 results in better 
          information or more lawsuits.

          4.   Size matters  .  Superstores with nonunion employees may 
          put competitive pressure on supermarkets with union 





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          contracts, but other big chain stores also compete with 
          existing local businesses.  Traffic congestion, accelerated 
          blight, and the hollowing out of older malls and downtowns 
          can result when big retailers come to town.  SB 469 doesn't 
          apply to all big retailers, only to those that stock lots 
          of items and devote a significant amount of their sales 
          floor to nontaxable items (mostly food).  The bill doesn't 
          apply to discount warehouses or membership stores, even 
          though those stores may have similar land use, traffic, air 
          quality, or economic effects.  Rather than focusing on 
          superstores that sell groceries, the Committee may wish to 
          consider an amendment to SB 469 that applies the 
          requirement for economic impact reports to all retail 
          stores bigger than 90,000 square feet.  Alternatively, the 
          Committee may wish to consider using the existing statutory 
          definition of "big box retailer" (75,000 square feet) set 
          by the Torlakson statute.

          5.   Too much information  ?  Unlike CEQA, which delegates 
          many details to implementing regulations, SB 469 is quite 
          prescriptive about the type of information that must appear 
          in an economic impact report.  Besides the obvious 
          information about public costs and public revenues, the 
          bill requires detailed data about retail employment, wages, 
          and benefit levels.  Some of these categories may infringe 
          on proprietary information.  The Committee may wish to 
          consider an amendment that reduces the bill's data needs 
          and instead requires an assessment of the proposed store's 
          costs and benefits to state and local public health and 
          social welfare programs.

          6.   Not in-house  .  Under CEQA, public officials are 
          responsible for the accuracy and quality of the 
          environmental documents.  It doesn't matter if the public 
          agency's staff wrote an EIR or if the agency hired a 
          private consultant to do the work.  SB 469 requires cities 
          and counties to contract with a qualified private 
          consultant to prepare the economic impact report.  The bill 
          doesn't allow local agencies to do the work in-house or 
          even by contract with another local government or a 
          regional council of governments.  The Committee may wish to 
          consider an amendment that allows cities and counties to 
          prepare the economic impact reports however they chose, 
          provided that they're legally responsible for the reports' 
          adequacy.






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          7.   State mandate, local fees  .  The California Constitution 
          requires the state to pay for the costs of new state 
          mandated local programs.  By requiring cities and counties 
          to prepare economic impact reports on superstore projects, 
          SB 469 creates a new state mandate.  The bill disclaims the 
          state's responsibility for paying, citing local officials' 
          ability to charge processing fees that will offset their 
          costs.  Although Proposition 26 (2010) defined many local 
          charges as "taxes" that require voter approval, the 
          constitutional amendment specifically excluded charges for 
          "the reasonable regulatory costs to a local government for 
          issuing licenses and permits."  If the local charges for 
          the new economic impact reports don't exceed the reasonable 
          costs of preparing and using those reports, those charges 
          will be the kind of local fees that Proposition 26 
          recognizes.

          8.   Related bills  .  SB 469 is not the first bill to require 
          local economic impact reports on superstores.  SB 1641 
          (Alarc�n, 2004) died in the Senate Local Government 
          Committee.  Governor Schwarzenegger vetoed SB 1056 
          (Alarc�n, 2004) and SB 1523 (Alarc�n, 2006).  On April 4, 
          the Senate Environmental Quality Committee will hear SB 620 
          (Correa) which gives a temporary CEQA exemption to projects 
          that convert vacant retail structures up to 120,000 square 
          feet if they meet three specific criteria.


                         Support and Opposition  (3/31/11)

           Support  :  California Labor Federation AFL-CIO, Building 
          Material, Construction, Industrial, Professional and 
          Technical Teamsters Union Local #36 San Diego County, 
          California Small Business Association, California Teamsters 
          Local 911, California Teamsters Public Affairs Council, 
          International Alliance Theatrical Stage Employees Local 
          Union 122, International Longshore and Warehouse Union 
          Local No. 29, League of Conservation Voters-San Diego 
          County, Ledford Enterprises, Northern California 
          Independent Booksellers Association, Neighborhood Marketing 
          Association, Painters & Allied Trades District Council 36, 
          Sacramento Central Labor Council AFL-CIO, Small Business 
          California, United Association of Plumbers & Pipefitters 
          Local 230, United Domestic Providers of America/AFSCME, 
          United Food and Commercial Workers-Western States 
          Conference.





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           Opposition  :  California Business Properties Association, 
          California Retailers Association, Orange County Business 
          Council, Walmart.