BILL ANALYSIS                                                                                                                                                                                                    �



                                                                SB 469

                                                                       

                      SENATE COMMITTEE ON ENVIRONMENTAL QUALITY
                        Senator S. Joseph Simitian, Chairman
                              2011-2012 Regular Session
                                           
           BILL NO:    SB 469
           AUTHOR:     Vargas
           AMENDED:    April 12, 2011
           FISCAL:     Yes               HEARING DATE:     May 2, 2011
           URGENCY:    No                CONSULTANT:       Randy Pestor
            
           SUBJECT  :    LOCAL GOVERNMENT REVIEW OF SUPERSTORES

            SUMMARY  :    
           
            Existing law  :

           1) Under the California Constitution, authorizes a city or 
              county to "make and enforce within its limits all local, 
              police, sanitary, and other ordinances and regulations not 
              in conflict with general law."

           2) Under Planning and Zoning Law, requires cities and counties 
              to adopt a general plan that includes seven mandated 
              elements (land use, circulation, housing, conservation, 
              open space, noise, safety), and creates special 
              requirements for housing elements.  It also requires cities 
              and counties to adopt zoning ordinances regulating, for 
              example, the use of buildings, structures, and land.

           3) Under the California Environmental Quality Act (CEQA), 
              requires lead agencies with the principal responsibility 
              for carrying out or approving a proposed discretionary 
              project to prepare a negative declaration, mitigated 
              declaration, or environmental impact report (EIR) for this 
              action, unless the project is exempt from CEQA (CEQA 
              includes various statutory exemptions, as well as 
              categorical exemptions in the CEQA guidelines).

           4) Under the Permit Streamlining Act (PSA), requires a lead 
              agency for a development project to approve or disapprove a 
              project within specified time periods (for example, 180 










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              days from the date the lead agency certifies an EIR (except 
              90 days for a very low or low income housing project under 
              certain conditions), 60 days from the date of adopting a 
              negative declaration or determining that a project is 
              exempt from CEQA).

            This bill  , under Planning and Zoning Law:

           1) Requires a city or county, prior to approving or 
              disapproving a permit for the construction or conversion of 
              a superstore retailer to cause to be prepared an economic 
              impact report that must include, but not be limited to, the 
              following:  a) an assessment of the shares of retail sales 
              in the market area; b) an assessment of how construction 
              and operation will affect the supply and demand for retail 
              space in the market area; c) an assessment of how the 
              construction and operation will affect employment in the 
              market area; d) a projection of public service and public 
              facility costs; e) a projection of public revenues; f) an 
              assessment of the effect on retail operations, including 
              the potential for blight and business displacement; g) an 
              assessment on the ability of the city or county to 
              implement the general plan; h) an assessment on average 
              total vehicle miles traveled by retail customers; i) an 
              assessment of the potential for long-term vacancy of the 
              property in the event the premises are vacated; j) an 
              assessment of certain housing impacts; k) an assessment on 
              destruction or demolition of parks, playgrounds, child care 
              facilities, or community centers; l) an assessment of other 
              adverse or positive economic impacts or blight; and m) an 
              assessment of available measures to mitigate adverse 
              impacts identified by the applicant.

           2) Authorizes a city or county to prepare the economic impact 
              report, or contract with a private entity other than the 
              permit applicant or with another public agency for 
              preparation of the report.

           3) Requires the applicant to pay the city or county for 
              economic impact report preparation costs.

           4) Prohibits the above requirements from precluding a city or 










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              county from conducting additional studies of proposed 
              superstore retailer effects.

           5) Requires the city or county to provide the opportunity for 
              public comment at a meeting on the economic impact report 
              and its findings.

           6) Defines "superstore" to be a business establishment 
              exceeding 90,000 square feet of gross floor area that sells 
              a wide range of consumer goods and devotes 10% of the sales 
              floor area to the sale of items that are exempt from the 
              state Sales and Use Tax Law.  This definition excludes 
              discount warehouses and discount retail stores selling more 
              than half of their items in large quantities or bulk, and 
              also requires shoppers to pay a membership fee.

           7) Provides legislative intent relating to superstore retailer 
              effects, and provides that the review and regulation of 
              superstore retailers is a matter of statewide concern and 
              therefore applies to charter cities.

            COMMENTS  :

            1) Purpose of Bill  .  According to the author, "This policy 
              offers the public and local policymakers an opportunity to 
              learn about the potential impacts of a superstore on other 
              retail options in the area, as well effects on housing, 
              parks, traffic and jobs.  The heart of the concept stems 
              from proactive recommendations by a superstore company's 
              (Wal-Mart) representative as a compromise to an ordinance 
              in Los Angeles between an outright ban and no thoughtful 
              oversight."

           The author notes that "The goal of this bill is to create 
              financial accountability and the transparency that local 
              communities need to make land use decisions about the 
              impact giant supercenters have on existing businesses, 
              jobs, public services and neighborhoods.  Small and 
              neighborhood businesses are important financial elements to 
              every local economy and function as the backbone to these 
              economies.  It's important to inform the public about the 
              consequence that these superstores pose on small and 










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              neighborhood businesses before a superstore developer comes 
              into a community and potentially imposes a risk to the 
              local neighborhoods."

            2) Brief background on CEQA - and consideration of economic 
              impacts under CEQA  .  CEQA provides a process for evaluating 
              the environmental effects of a project, and includes 
              statutory exemptions, as well as categorical exemptions in 
              the CEQA guidelines.  CEQA does not apply to ministerial 
              projects.  If a project is not exempt from CEQA, an initial 
              study is prepared to determine whether a project may have a 
              significant effect on the environment.  If the initial 
              study shows that there would not be a significant effect on 
              the environment, the lead agency must prepare a negative 
              declaration.  If the initial study shows that the project 
              may have a significant effect on the environment, the lead 
              agency must prepare an EIR.

           Generally, an EIR must accurately describe the proposed 
              project, identify and analyze each significant 
              environmental impact expected to result from the proposed 
              project, identify mitigation measures to reduce those 
              impacts to the extent feasible, and evaluate a range of 
              reasonable alternatives to the proposed project.  Prior to 
              approving any project that has received environmental 
              review, an agency must make certain findings.  If 
              mitigation measures are required or incorporated into a 
              project, the agency must adopt a reporting or monitoring 
              program to ensure compliance with those measures.

           If a mitigation measure would cause one or more significant 
              effects in addition to those that would be caused by the 
              proposed project, the effects of the mitigation measure 
              must be discussed but in less detail than the significant 
              effects of the proposed project.

           Under CEQA, economic and social changes from a project cannot 
              be treated as significant effects on the environment.  
              Where a physical change is caused by economic or social 
              effects of a project, the physical change may be regarded 
              as a significant effect in the same manner as any other 
              physical change resulting from the project.  (CEQA 










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              Guidelines ��15064(e) and 15131).  For example, in Citizens 
              Association for Sensible Development v. County of Inyo, 172 
              Cal. App. 3d 151, 169, 217 Cal. Rptr. 893 (1985), the court 
              held that an EIR should have been required where a new 
              retail development and loss of patronage at existing 
              businesses may result in the physical deterioration of the 
              downtown area.  In Citizens for Quality Growth v. City of 
              Mt. Shasta, 198 Cal. App. 3d 433, 446, 243 Cal. Rptr. 727 
              (1988), the court held that an EIR should consider whether 
              potential economic problems caused by a project could 
              result in the physical deterioration of a downtown area.  
              The court also held that where a project's economic effects 
              could result in urban decay or deterioration, the lead 
              agency must assess the indirect physical impact 
              (Bakersfield Citizens for Local Control v. City of 
              Bakersfield, 124 Cal. App. 4th 1184, 22 Cal. Rptr. 3d 203 
              (2004)).

            3) Support and opposition concerns  .  According to the United 
              Domestic Workers of America AFSCME Local 3930/AFL-CIO in 
              supporting SB 469, "Studies have shown superstores to have 
              devastating impacts on small businesses, neighborhood 
              grocery stores, tax revenues, property values, traffic, 
              local wages and jobs.  This bill would provide local 
              elected officials with the information they need to make 
              decisions about the future of their communities."

           According to the League of California Cities in opposing SB 
              469, "Cities are neither pro nor anti-big box retail, but 
              each of the State's 481 diverse cities must maintain the 
              ability to make decisions which best fit their community.  
              By singling out a specific type of large retailer, SB 469 
              fundamentally undermines local land use discretion and 
              authority."

            4) Related legislation  .  AB 84 (Floyd) of 1999 prohibited a 
              public agency from authorizing a project that includes a 
              retail store exceeding 100,000 square feet with over 15,000 
              square feet devoted to sale of nontaxable merchandise.  
              According to Governor Davis in vetoing AB 84, "Not only is 
              this bill anti-competition and anti-consumer, it represents 
              the worst kind of end-of-session maneuvering by special 










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              interests."  Governor Davis noted that he was signing 
              another measure, AB 178 (Torlakson) Chapter 462, Statutes 
              of 1999, which prohibits a city, county, or redevelopment 
              agency from providing any form of financial assistance to 
              an automobile dealership or big box retailer that is 
              relocating from the territorial jurisdiction of one local 
              agency to the territorial jurisdiction of another local 
              agency in the same market area under certain conditions.  
              AB 114 (Torlakson) Chapter 781, Statutes of 2003, 
              eliminated various conditions contained in AB 178.

           SB 1641 (Alarcon) of 2004 prohibited a city or county from 
              permitting a big box retailer based on a business impact 
              report that the project would have a significant negative 
              effect on the business community within that city or county 
              (a Senate Local Government Committee  hearing on SB 1641 
              was canceled at the author's request).  SB 1056 (Alarcon) 
              of 2004 required a city or county to prepare an economic 
              impact report prior to approving or disapproving a 
              superstore retailer, and was vetoed by Governor 
              Schwarzenegger.  SB 1523 (Alarcon) of 2006 similarly 
              required an economic impact report to be prepared prior to 
              a city's or county's approval or disapproval of a 
              superstore retailer, and was again vetoed by Governor 
              Schwarzenegger.

           AB 1581 (Torres) of 2010 exempts a project from CEQA until 
              2014 that consists of the alteration of a vacant retail 
              structure of not more than 120,000 square feet under 
              certain conditions, and died on the Senate inactive file.  
              SB 620 (Correa) of 2011 mirrors AB 1581, with a 2015 sunset 
              date, and an April 4, 2011, Senate Environmental Quality 
              Committee hearing on SB 620 was canceled at the author's 
              request.  AB 1185 (Torres) mirrors SB 620 and is with the 
              Assembly Natural Resources Committee.

            5) Outstanding issues  .  SB 469 requires a city or county to 
              prepare an economic impact report prior to approving or 
              disapproving a permit for a superstore.  However, this bill 
              does not provide guidance on how that report should be 
              considered - or even if the report should be considered - 
              by the city or county when determining whether to approve 










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              or disapprove the permit.  

              It is also not clear how the SB 469 economic impact report 
              requirements affect the Permit Streamlining Act time 
              limits.

              SB 469 specifies several economic impact report 
              requirements.  Are these requirements overly prescriptive?  


              While a superstore may have an adverse economic impact on a 
              community, is there a basis for an economic impact report 
              under SB 469 to be limited to those cases where a certain 
              percentage of the floor area is devoted to the sale of 
              sales tax-exempt items?

            SOURCE  :        California Labor Federation, Neighborhood 
                          Market Association, Small Business California  

           SUPPORT  :       California Nurses Association, California 
                          School Employees Association, Sierra Club 
                          California, State Building and Construction 
                          Trades Council of California, United Domestic 
                          Workers of America, United Food and Commercial 
                          Workers - Western States Conference  

           OPPOSITION :    Associated Builders and Contractors of 
                          California, BOMA - California and San Diego, 
                          Building Industry Association of Southern 
                          California -Irvine and Riverside, California 
                          Advocates, Inc., California Business Properties 
                          Association, CalChamber, California Chamber of 
                          Commerce, California Contract Cities 
                          Association, California Hispanic Chamber of 
                          Commerce, California Retailers Association, 
                          Cerritos Regional Chamber of Commerce, City of 
                          Bakersfield, City of Chino, City of Chino 
                          Hills, City of Lakewood, City of Palmdale, 
                          Commercial Real Estate Development Association, 
                          Contra Costa Taxpayers Association, County of 
                          San Bernardo, Hispanic 100, International 
                          Council of Shopping Centers, Kern County, Kern 










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                          County Farm Bureau, Inc., KernTax, Latin 
                          Business Association, League of California 
                          Cities, Long Beach Area Chamber of Commerce, 
                          Mother Lode Taxpayers Association, NAIOP of 
                          California - Inland Empire Chapter, San Diego 
                          Chapter, and SoCal Chapter, Nisea Farmers 
                          League, North of the River Chamber of Commerce, 
                          Orange County Business Council, South Bay 
                          Association of Chambers of Commerce, San Diego 
                          Regional Chamber of Commerce, Western 
                          Electrical Contractors Association, Walmart