BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  SB 506
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          SENATE THIRD READING
          SB 506 (Simitian)
          As Amended  June 21, 2011
          Majority vote 

           SENATE VOTE  :39-0  
           
           BANKING & FINANCE   9-0         REVENUE & TAXATION     9-0      
                
           ----------------------------------------------------------------- 
          |Ayes:|Eng, Achadjian, Fuentes,  |Ayes:|Perea, Donnelly, Beall,   |
          |     |Gatto, Roger Hern�ndez,   |     |Charles Calderon,         |
          |     |Lara, Morrell, Perea,     |     |Cedillo, Fuentes,         |
          |     |Torres                    |     |Wieckowski, Harkey,       |
          |     |                          |     |Nestande                  |
           ----------------------------------------------------------------- 

           APPROPRIATIONS      16-0                                        
                
           -------------------------------- 
          |Ayes:|Fuentes, Harkey,          |
          |     |Blumenfield, Bradford,    |
          |     |Charles Calderon, Campos, |
          |     |Davis, Donnelly,          |
          |     |Dickinson, Hall, Hill,    |
          |     |Lara, Nielsen, Norby,     |
          |     |Solorio, Wagner           |
          |     |                          |
           -------------------------------- 
           SUMMARY :  Updates and modernizes existing law pertaining to 
          registered warrants (RWs).   Specifically,  this bill  :   

          1)Revises and recasts current law that authorizes a taxpayer who 
            has a tax liability with the respect to personal income taxes 
            or bank and corporation taxes who is a payee named in a RW to 
            pay the tax liability with the RW. 

          2)Establishes a procedure whereby a RW may be issued for the 
            payment of principal or interest due on a state bond. 

          3)Authorizes the State Controller to promulgate regulations to 
            establish a procedure where a RW may be issued for the payment 
            of principal or interest due on a state bond. 









                                                                  SB 506
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           EXISTING LAW  authorizes holders of warrants to use RWs to pay 
          state income and corporation tax liabilities, including 
          estimated payments.  (Government Code, Section 17280.1)

           FISCAL EFFECT  :  Unknown

           BACKGROUND  :  Warrants are the government equivalent of checks, 
          and are issued by the Controller to pay for the state's 
          obligations.  There are three types of warrants:  RWs, 
          registered reimbursement warrants, and registered refunding 
          warrants.  

          A registered warrant is a "promise to pay," with interest, that 
          is issued by the state when there is not enough cash to meet all 
          of the state's payment obligations.  RWs bear interest and are 
          redeemable by the State Treasury only when the General Fund has 
          sufficient money.  RWs are presently considered legal 
          investments for all trust funds, insurance funds, saving and 
          loan funds, and funds of all counties, municipal corporations, 
          districts, public corporations, political subdivisions, and 
          state agencies.  When available cash falls below liabilities, 
          the Controller pays its creditors with RWs.  The controller has 
          not issued RWs since 2009, due to the state's lack of cash at 
          that time.  

          According to the author, existing law is defective because it 
          does not recognize the way bonds are issued today.  When the law 
          was enacted, California issued physical bonds to investors.  The 
          state now distributes bonds through financial institutions that 
          hold bonds on the investor's behalf.  This has left uncertainty 
          over who the bondholder is.  As a result, any tax benefits from 
          state issued warrants would accrue to the financial institution 
          rather than the true investor in California debt.  

          SB 506 adds clarification that RWs can be offset against the 
          taxes of true investors, rather than those of financial 
          intermediaries.  SB 506 has the intention of paving the way for 
          additional investment in California debt if California ever has 
          to issue RWs again.


           Analysis Prepared by  :    Kathleen O'Malley / B. & F. / (916) 
          319-3081









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