BILL ANALYSIS                                                                                                                                                                                                    �



                                                                      



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          |SENATE RULES COMMITTEE            |                   SB 600|
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                                 THIRD READING


          Bill No:  SB 600
          Author:   Rubio (D)
          Amended:  5/11/11
          Vote:     21

           
           SENATE EDUCATION COMMITTEE  :  6-3, 5/4/11
          AYES:  Lowenthal, Alquist, Hancock, Liu, Price, Vargas
          NOES:  Runner, Blakeslee, Huff
          NO VOTE RECORDED:  Simitian, Vacancy

           SENATE APPROPRIATIONS COMMITTEE  :  6-2, 5/26/11
          AYES:  Kehoe, Alquist, Lieu, Pavley, Price, Steinberg
          NOES:  Walters, Runner
          NO VOTE RECORDED:  Emmerson


           SUBJECT  :    School districts bidding requirements

           SOURCE  :     State Building and Construction Trades Council, 
          AFL-CIO


           DIGEST  :    This bill requires a school district to 
          pre-qualify prospective bidders, as specified, for any 
          school facility construction project that receives funds 
          under the state School Facility Program.  This bill also 
          requires school districts that opt to pre-qualify bidders 
          for a contract to use specified processes "substantially 
          similar" to those developed by the Department of Industrial 
          Relations.

           ANALYSIS  :    Existing law requires the governing board of a 
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          school district, to competitively bid, and award to the 
          lowest responsible bidder, any contract for a public 
          project (as defined) involving an expenditure of $15,000 or 
          more. 

          Existing law also authorizes the governing board of the 
          district to require pre-qualification of prospective 
          bidders for a contract for a public project.  A prospective 
          bidder may be required to complete and submit to the 
          district a standardized questionnaire and financial 
          statement in a form specified by the district, including a 
          complete statement of the prospective bidder's financial 
          ability and experience in performing public works.  A 
          school district that establishes a pre-qualification 
          process is required to adopt and apply a uniform system of 
          rating bidders on the basis of the completed questionnaires 
          and financial statements.  School districts are authorized 
          to establish a process for prequalifying prospective 
          bidders on a quarterly basis and to consider a 
          prequalification to be valid for up to one calendar year 
          following the date of initial prequalification.

          Existing law establishes the Local Agency Public 
          Construction Act (applicable to all public entities except 
          school districts), which, as the result of AB 574 
          (Hertzberg), Chapter 972, Statutes of 1999, also authorizes 
          a public entity to require pre-qualification of prospective 
          bidders for a contract.  Generally, these procedures 
          parallel those that existed for school districts.  In 
          addition, AB 574 established the right of a bidder to 
          dispute the public entities proposed prequalification 
          rating and requires an appeal process that includes 
          notification to the bidder, in writing, of the basis for 
          disqualification and supporting evidence and the 
          opportunity for the bidder to rebut this evidence.  As 
          required under AB 574, the Department of Industrial 
          Relations (DIR), in collaboration and consultation with 
          affected agencies and interested parties, has developed 
          model guidelines for rating bidders and drafted a 
          standardized questionnaire for use by public entities for 
          the purpose of pre-qualification. 

          This bill:


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          1. Requires a school district, except for school districts 
             with an average daily attendance of less than 2,500, 
             that opts to pre-qualify prospective bidders for a 
             contract to use a rating system and questionnaire 
             "substantially similar" to the model guidelines for 
             rating bidders and the standardized questionnaire 
             developed by the DIR for use by public entities for this 
             purpose under the Local Agency Public Construction Act 
             (LAPCA).

          2. Requires a school district to pre-qualify prospective 
             bidders for any school facility construction project 
             that receives funds under the Leroy Green School 
             Facilities Act of 1998.  More specifically it:

             A.    Requires a district, except for school districts 
                with an average daily attendance of less than 2,500, 
                that does not use the procedures for 
                pre-qualification established for school districts, 
                to use the prequalification procedures established 
                for other public agencies under the LAPCA.

             B.    For districts that use the school district 
                procedures for prequalification, requires that the 
                rating system and questionnaire be "substantially 
                similar" to those developed by the DIR for use by 
                other public entities.

             C.    Requires that subcontractors also be prequalified. 


          3. Clarifies that the procedures for pre-qualification of 
             prospective bidders by a school district do not preclude 
             a local school district governing board from 
             prequalifying or disqualifying a subcontractor.

          4. Clarifies that disqualification of a subcontractor by a 
             school district governing board does not disqualify an 
             otherwise prequalified contractor.

           Comments
           
           Why only school districts  ?  AB 574 extended the authority 
          to pre-qualify contractors to all public agencies.  

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          Currently, however, no government entity of any type is 
          required to pre-qualify contractors.  California has 
          authorized over $28 billion in funding for K-12 facilities 
          since 2002 (Propositions 1D, 55, and 47).  According to the 
          sponsors, no other infrastructure sector is as far reaching 
          and as geographically diverse as school construction and 
          pre-qualification is necessary to ensure the state's 
          substantial investment results in quality public school 
          construction.

           Limits flexibility  .  Under current law, schools districts 
          may pre-qualify contractors if they choose and are 
          authorized to develop their own rating systems and 
          questionnaires for this purpose.  This bill requires a 
          school district that opts to pre-qualify bidders for a 
          contract, whether it accepts state bond funds or not, to 
          use a questionnaire and uniform rating system that is 
          "substantially similar" to that developed by the DIR.  A 
          school district that does use state bond funds is required 
          to pre-qualify all bidders, including subcontractors, for 
          that project and required to use the DIR developed models 
          for evaluating and rating bidders, as specified.

          Some school districts do use pre-qualification and employ 
          questionnaires and rating systems which are similar to 
          those developed by the DIR (Los Angeles Unified School 
          District �LAUSD], for example).  

           Prior Legislation  

          SB 258 (Oropeza), Session of 2009-10, would have required 
          school districts to prequalify contractors on public works 
          projects exceeding $1 million, pursuant to specified 
          procedures.  Passed the Senate with a vote of 23-15 on June 
          1, 2010.  (Held under submission in Assembly Appropriations 
          Committee)

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes   
          Local:  Yes

          According to the Senate Appropriations Committee:

                         Fiscal Impact (in thousands)


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           Major Provisions      2011-12     2012-13     2013-14     Fund  

          Pre-qualification of          Substantial ongoing cost 
          pressure            General*
          bidders

          *Proposition 1D and all future K-12 construction bonds

           SUPPORT  :   (Verified  5/26/11)

          State Building and Construction Trades Council, AFL-CIO 
          (source)
          Associated General Contractors
          California Labor Federation
          California Legislative Conference of the Plumbing, Heating, 
            and Piping Industry
          National Electrical Contractors Association - California 
          Chapter
          PW Construction, Inc.

           OPPOSITION  :    (Verified  5/26/11)

          Association of California Construction Managers
          California Association of School Business Officials
          Clovis Unified School District
          Coalition for Adequate School Housing
          County School Facilities Consortium
          Kern Union High School District
          Small School Districts' Association
          Torrance Unified School District
          Wiseburn School District

           ARGUMENTS IN SUPPORT  :    According to the author's office, 
          "With the recent economic downturn many school districts 
          have been receiving bids from contractors who have never 
          worked on public works projects, particularly large school 
          construction projects.  Under current law, school districts 
          that do not use prequalification are compelled to award a 
          contract to the lowest bidder even if that contractor is 
          unqualified, does not have the financial fortitude to 
          finish the projects, and may file an exorbitant amount of 
          change orders because they under bid the project.  In many 
          instances this also leads to cutting corners that produce 
          defects, prevailing wage violations and unsafe working 

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          conditions for workers."   According to the author, this 
          bill allows school districts to continue to utilize the 
          lowest responsible bidder contracting method which protects 
          tax dollars, while ensuring that the bidding pool is made 
          up of competent and qualified contractors.

          Writing in support, the California Labor Federation states, 
          "SB 600 institutes a proven and effective process for 
          contractors bidding on school construction projects to 
          guarantee they meet trustworthiness, quality, fitness, 
          capacity, and experience standards in order to qualify to 
          bid.  Prequalification provides the school district with a 
          useful tool to ensure school projects are built on time, 
          within budget and to the highest quality standard."

           ARGUMENTS IN OPPOSITION  :    In opposition, the County 
          School Facilities Consortium writes, "As written, this bill 
          will add significantly to the cost of school construction 
          and modernization therefore utilizing more capital 
          resources, such as state and local bonds, while also 
          requiring the need to spend general fund dollars on new, 
          additional and unnecessary administrative functions."

          In opposition, the Small School Districts' Association 
          contends, "Small school districts, most of which are rural, 
          do not have a significant number of bidders for their 
          projects.  Establishing a prequalification program could 
          further restrict the bidding pool and increase the cost of 
          school projects.  Small school districts also have the 
          small local school bond capacity.  The combination of 
          higher costs and small bond capacity means these school 
          districts will have greater problems ensuring adequate 
          funding for school facilities."  
           
          The Torrance Unified School District, in opposition, 
          states, "SB 600 limits flexibility and will result in 
          higher administrative costs to school districts and will 
          not result in any offsetting efficiencies.  State law 
          should be making it easier for school districts to get 
          construction contracts, not more difficult, as school 
          projects are often one of the only bright lights in a local 
          economy."



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          CPM:kc  5/27/11   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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