BILL ANALYSIS                                                                                                                                                                                                    �



                                                                      



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          |SENATE RULES COMMITTEE            |                   SB 633|
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                                 THIRD READING


          Bill No:  SB 633
          Author:   Huff (R), et al.
          Amended:  1/13/12
          Vote:     21

           
           SENATE GOVERNANCE & FINANCE COMMITTEE  :  9-0, 1/11/12
          AYES:  Wolk, Huff, DeSaulnier, Fuller, Hancock, Hernandez, 
            Kehoe, La Malfa, Liu


           SUBJECT  :    Bonds:  unauthorized use

           SOURCE  :     Author


           DIGEST  :    This bill enacts a provision authorizing the 
          Department of Finance, once it determines that any state 
          board, department, or agency misused bond funds, with the 
          authority to bar the administering entity from further 
          allocating bond funds until the agency adopts or implements 
          a corrective action plan prescribed by the department to 
          remedy prior misuses.

           ANALYSIS  :    State General Obligation Bond Law requires 
          bond acts to set the amount of bonds to sell, create a 
          finance committee generally chaired by the State Treasurer 
          that enacts a resolution that causes the bonds to be sold, 
          and designate an agency that requests the finance committee 
          to sell the bonds.  In either case, the State Treasurer 
          sells the bonds to investors, and then remits the bond 
          proceeds to the fund authorized in the bond act.  The state 
          promises investors purchasing a general obligation bond 
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          payment of principal and interest regardless of the 
          proceeds' use.

          The State Controller's Office may audit any disbursement of 
          state funds, and occasionally audits bond expenditures.  

          After an audit by the Department of Finance (DOF) 
          determines the misuse of bond funds, and the entity does 
          not take the corrective action within the time frame 
          prescribed by DOF, this bill grants DOF the authority to 
          bar the administering entity from further allocating bond 
          funds until the entity adopts or implements a corrective 
          action plan prescribed by DOF to remedy prior misuses.

           Comments  

          According to the author, "California has grown increasingly 
          reliant on bond money during the ongoing fiscal crisis, as 
          voters have authorized the sale of $54 billion dollars in 
          general obligation bonds over the past six years alone.  
          This massive amount of bond money creates many 
          opportunities for waste and fraud.  However, according to a 
          report published by Little Hoover Commission in June 2009, 
          the state lacks sufficient oversight of bond fund 
          administration.  Moreover, state law does not provide 
          adequate remedies to ensure administering entities take 
          appropriate corrective action."

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  No   
          Local:  No

           SUPPORT  :   (Verified  1/23/12)

          Association of California Water Agencies
          Little Hoover Commission


          AGB:mw  1/23/12   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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