BILL ANALYSIS                                                                                                                                                                                                    �



                                                                      



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                              UNFINISHED BUSINESS


          Bill No:  SB 679
          Author:   Pavley (D)
          Amended:  8/15/11
          Vote:     27

           
           SENATE ENERGY, UTILITIES & COMM. COMMITTEE  :  10-0, 4/28/11
          AYES:  Padilla, Fuller, Berryhill, Corbett, De Le�n, 
            DeSaulnier, Pavley, Rubio, Simitian, Wright
          NO VOTE RECORDED:  Strickland

           SENATE APPROPRIATIONS COMMITTEE  :  8-0, 5/26/11
          AYES:  Kehoe, Walters, Alquist, Lieu, Pavley, Price, 
            Runner, Steinberg
          NO VOTE RECORDED:  Emmerson

           SENATE FLOOR  :  39-0, 6/2/11
          AYES:  Alquist, Anderson, Berryhill, Blakeslee, Calderon, 
            Cannella, Corbett, Correa, De Le�n, DeSaulnier, Dutton, 
            Emmerson, Evans, Fuller, Gaines, Hancock, Harman, 
            Hernandez, Huff, Kehoe, La Malfa, Leno, Lieu, Liu, 
            Lowenthal, Negrete McLeod, Padilla, Pavley, Price, Rubio, 
            Simitian, Steinberg, Strickland, Vargas, Walters, Wolk, 
            Wright, Wyland, Yee
          NO VOTE RECORDED:  Runner

           ASSEMBLY FLOOR  :  69-6, 09/01/11 - See last page for vote


            SUBJECT  :    Energy:  energy conservation projects:  
                      financial assistance:  local governments and 
                      public institutions

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           SOURCE  :     Author


           DIGEST  :    This bill appropriates $25 million to the Energy 
          Conservation Assistance Account (ECAA) from $50 million 
          previously appropriated from the Renewable Resource Trust 
          Fund (RRTF) to the California Alternative Energy and 
          Advanced Transportation Financing Authority to support 
          Property Assessed Clean Energy (PACE) programs.

           Assembly Amendments (1) revert any unexpended funds 
          appropriated in the provision remaining in the ECAA on and 
          after January 1, 2013, except to the extent those funds are 
          encumbered, back to the RRTF for use by the authority for 
          the PACE Reserve program, and (2) remove the appropriation, 
          an amount of up to $50 million , from the RRTF.

           ANALYSIS :    Existing law:

          1. Creates the California Alternative Energy and Advanced 
             Transportation Financing Authority (CAEATFA) within the 
             State Treasurer's Office for the purpose of promoting 
             the development and utilization of alternative energy 
             sources and the development and commercialization of 
             advanced transportation technologies.  The CAEATFA is 
             authorized to issue up to $1 billion in revenue or 
             prepayment bonds to fund projects. 

          2. Requires the CAEATFA to develop and administer a PACE 
             Reserve program, to be used to reduce the overall costs 
             to property owners of PACE bonds issued by a local 
             jurisdiction, by providing a reserve of no more than 10 
             percent of the initial principal amount of the PACE 
             bond. 

          3. Defines PACE bond as a bond that is secured by voluntary 
             contractual assessment on a property or through a 
             voluntary special tax for the purposes of financing the 
             installation of renewable energy sources, or energy or 
             water efficiency improvements. 

          4. Appropriates up to $50 million from the California 
             Energy Commission (CEC) RRTF to be used by the CAEATFA 
             for purposes of the PACE Reserve Program, and authorizes 

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             the CAEATFA to spend up to $300,000 for its 
             administrative costs.

           Background

          ECAA Loan Demand Exceeds Fund Supply  .  ECAA, established 
          more than 30 years ago by the Energy Conservation 
          Assistance Act of 1979, is one of the oldest of 
          California's many programs designed to reduce statewide 
          energy consumption through energy efficiency measures.  The 
          ECAA makes low-interest loans (currently three percent) to 
          cover up to 100 percent of a project with a maximum loan 
          amount of $3 million and maximum repayment term of 15 
          years.  A loan repayment amount cannot exceed the estimated 
          energy savings from a funded project.  

          According to the CEC, the ECAA program has made loans to 
          more than 800 entities totaling more than $208 million, 
          with about 58 percent of the total loan amount going to 
          local governments, 12 percent to K-12 public schools, 10 
          percent to public colleges, 10 percent to hospitals and 
          public care facilities, and 2 percent to special districts. 
           Since 2000, the program has provided $130 million in loan 
          funds for lighting (32 percent), LED traffic signals (six 
          percent), heating, ventilation, and air conditioning (27 
          percent), renewables (18 percent), self-generation (13 
          percent) and other miscellaneous improvements (four 
          percent).

          Funding for ECAA loans has been from a variety of sources 
          over the years, including the General Fund, the Petroleum 
          Violation Escrow Account, and tax-exempt revenue bonds.  
          Funding generally has been adequate to meet demand for 
          loans.  More recently, the American Recovery and 
          Reinvestment Act of 2009 (ARRA) provided $25 million for 
          ECAA loans and about $34 million for CEC to award as grants 
          to 279 small cities and counties for energy efficiency 
          projects.  According to CEC staff, cities and counties 
          seeking to leverage the grant awards have applied for ECAA 
          loans, leading to overall demand for ECAA loans far 
          exceeding available funds.

           ECAA Loans Currently are Administered Under Three Separate 
          Programs  .  Energy Partnership Program for local 

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          governments, Bright Schools Program for public schools, and 
          the ECAA/ARRA program for any loan using ARRA funds.  The 
          ECAA program sunsets on January 1, 2013.

          According to CEC staff, ECAA currently has about $1.6 
          million in unrestricted accounts, significantly under the 
          $3 million limit for any one loan.  The Energy Partnership 
          and Bright Schools bond fund balance is at $2.2 million, 
          and the ARRA balance is $78,000.  Loan repayments generate 
          about $1 million to $1.2 million per year. CEC staff 
          predicts that, given pent up demand, it would take only 
          about two to three years to award an additional $50 million 
          in loans for approved projects under the ECAA program.

           ECAA Program Quality Controls  .  Current law authorizes the 
          CEC to contract and provide grants for performing services 
          for eligible institutions, including feasibility analysis, 
          project design, field assistance, and operation and 
          training.  According to CEC staff, each project applicant 
          gets a technical evaluation and feasibility study to ensure 
          that the project is realistic and has baseline information 
          to monitor energy savings.  Inspections are conducted 
          during project construction, prior to payment of the final 
          10 percent of the loan, and after project completion to 
          verify energy savings.

           PACE Programs Halted   

          PACE programs provide up-front financing for renewable and 
          energy efficiency-related upgrades to properties.  Property 
          owners can borrow funds from participating local 
          governments, which are then repaid over 20 years through an 
          annual assessment on the owner's property tax bill.  The 
          assessment remains on the property when sold or 
          transferred.  This repayment feature makes PACE loans 
          acquire a priority lien over existing mortgages, which may 
          pose unusual and difficult risk management challenges for 
          lenders and mortgage security investors.  As a result, in 
          July 2010, the Federal Housing Financing Agency (FHFA) 
          issued a directive to the federal residential lending 
          agencies that has effectively halted the operation of 
          residential PACE programs across the country.

          SB 77 (Pavley), Chapter 15, Statutes of 2010, appropriates 

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          $50 million from the RRTF to the CAEATFA for local PACE 
          programs.  That bill was chaptered prior to the FHFA 
          directive that froze PACE programs.  Although that 
          directive is being challenged in court, the legal 
          uncertainty about the program led the Legislative Analyst 
          to recommend that the $50 million not be transferred from 
          the RRTF to the CAEATFA.

           Comments

           According to the author's office, "this bill simply 
          appropriates $25 million of the $50 million originally 
          intended for PACE financing from CAEATFA to ECAA.  This 
          will ensure that the state continues to fund quality energy 
          efficiency projects that save local governments money and 
          provide good jobs and lower energy use and greenhouse gas 
          emissions."
           
          ECAA Program Outcomes  .  The ECAA program appears to be an 
          effective program for providing eligible institutions with 
          low-interest financing for energy efficiency projects and 
          technical assistance to ensure project success in achieving 
          energy savings.  CEC data on loans approved since 2000 
          identifies the following savings:

          Total number of approved loans           232
          Total approved loan amount                   $196,810,765
          Total annual energy cost savings         $25,650,100
          Total annual electric savings (kilowatt-hour �kWh]) 
          264,759,662
          Total annual demand savings (kWh)     38, 703
          Total annual carbon dioxide reductions (tons)    90,450
           
           Related Legislation  .   AB 14X1 (Skinner), Chapter 9, 
          Statutes of 2011-12, First Extraordinary Session, requires 
          CAEATFA to administer a "Clean Energy Upgrade" program to 
          be developed by CEC and CAEATFA to help finance energy 
          efficiency and water efficiency improvements and the 
          installation of renewable energy generation technologies 
          and electric vehicle charging equipment on residential and 
          commercial properties authorize the $50 million 
          appropriated for the PACE program for this purpose. 

           FISCAL EFFECT  :    Appropriation:  Yes   Fiscal Com.:  Yes   

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          Local:  No

          According to the Senate Appropriations Committee:

                         Fiscal Impact (in thousands)

           Major Provisions      2011-12     2012-13     2013-14     Fund  

          Energy efficiency loans            Up to $50,000           
          General *

          * Renewable Resources Trust Fund

           SUPPORT  :   (Verified  8/31/11)

          California State Association of Counties 
          League of California Cities
          Natural Resources Defense Council 
          Regional Council of Rural Counties
          Southern California Edison
          Union of Concerned Scientist


           ASSEMBLY FLOOR  :  69-6, 09/01/11
          AYES:  Achadjian, Alejo, Allen, Ammiano, Atkins, Beall, 
            Bill Berryhill, Block, Blumenfield, Bradford, Brownley, 
            Buchanan, Butler, Charles Calderon, Campos, Carter, 
            Cedillo, Chesbro, Conway, Cook, Dickinson, Feuer, 
            Fletcher, Fong, Fuentes, Furutani, Beth Gaines, Galgiani, 
            Garrick, Gordon, Grove, Hagman, Hall, Harkey, Hayashi, 
            Roger Hern�ndez, Hill, Huber, Hueso, Huffman, Jeffries, 
            Jones, Lara, Logue, Bonnie Lowenthal, Ma, Mendoza, 
            Miller, Mitchell, Monning, Nestande, Norby, Olsen, Pan, 
            Perea, V. Manuel P�rez, Portantino, Silva, Skinner, 
            Smyth, Solorio, Swanson, Torres, Valadao, Wagner, 
            Wieckowski, Williams, Yamada, John A. P�rez
          NOES:  Donnelly, Gatto, Halderman, Knight, Morrell, Nielsen
          NO VOTE RECORDED:  Bonilla, Davis, Eng, Gorell, Mansoor


          RM:kc  9/1/11   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE


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