BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  SB 694
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          Date of Hearing:   July 3, 2012

              ASSEMBLY COMMITTEE ON BUSINESS, PROFESSIONS AND CONSUMER 
                                     PROTECTION
                                 Mary Hayashi, Chair
                    SB 694 (Padilla) - As Amended:  June 28, 2012

           SENATE VOTE  :   34-2
           
          SUBJECT  :   Dental care.

           SUMMARY  :   Establishes the Statewide Office of Oral Health 
          (Office) within the State Department of Public Health (DPH) and 
          authorizes the Office to conduct a study to assess the safety, 
          quality, cost-effectiveness, and patient satisfaction of 
          expanded dental procedures performed by specified dental health 
          care providers.  Specifically,  this bill  :   

          1)Establishes the Office within DPH and requires there to be 
            within the office a licensed dentist who serves as the dental 
            director.  The dental director shall be appointed by the 
            Governor, subject to confirmation by the Senate, and shall 
            serve at the pleasure of the Governor.  The dental director 
            shall be a licensed dentist in good standing who has 
            demonstrated dental and management experience, including at 
            least five years of experience in public dental health.

          2)Vests the Office with all of, but not limited to, the 
            following responsibilities:

             a)   Advancing and protecting the oral health of all 
               Californians;

             b)   Developing a comprehensive and sustainable state oral 
               health action plan to address the state's unmet oral health 
               needs;

             c)   Encouraging private and public collaboration to meet the 
               oral health needs of Californians;

             d)   Securing funds to support infrastructure and statewide 
               and local programs;

             e)   Promoting evidence-based approaches to increase oral 
               health literacy; and,








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             f)   Establishing a system for surveillance and oral health 
               reporting.

          3)Allows the state to accept public and private funds for the 
            purpose of implementing this bill, prohibits General Fund (GF) 
            moneys from being used for purposes of the Office, and 
            requires moneys to fund the Office to be secured from other 
            public or private sources.  

          4)Requires the Department of Finance (DOF) to make a 
            determination on January 1, 2014, and annually thereafter 
            regarding the funding status of the Office, and prohibits 
            moneys needed to sufficiently fund and commence the study 
            authorized by this bill from being considered for purposes of 
            determining the funding status of the Office.

          5)Provides that the Office shall be established only after a 
            determination has been made by DOF that public or private 
            funds in an amount sufficient to fully support the activities 
            of the Office, including staffing, have been deposited with 
            the state.  If DOF makes a determination that sufficient 
            funding has been secured to establish the Office, DOF shall 
            file a written statement with the Secretary of the Senate, the 
            Chief Clerk of the Assembly, and the Legislative Counsel 
            memorializing that this determination has been made.

          6)Provides that, if the Office is established pursuant to this 
            bill, the Office shall assume responsibility for identifying 
            and securing funding sources in order to maintain its 
            functions.

          7)Provides that, if DOF makes a determination that the Office 
            has not secured sustainable funding sources to maintain its 
            activities, DOF shall file a written statement with the 
            Secretary of the Senate, the Chief Clerk of the Assembly, and 
            the Legislative Counsel memorializing that this determination 
            has been made.

          8)Makes 1) through 8), above, inoperative on January 1, 2016.

          9)Allows the Office to design and implement a scientifically 
            rigorous study to assess the safety, quality, 
            cost-effectiveness, and patient satisfaction of expanded 
            dental procedures performed by dental care providers for the 








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            purpose of informing future decisions about how to meet the 
            state's unmet oral health need for the state's children.  The 
            research parameters of the study shall include public health 
            settings, multiple models of dentist supervision, multiple 
            pathways of education and training, and multiple dental 
            providers.  Procedures performed during the study shall be 
            performed only by dental care providers within the confines of 
            a university-based study.

          10)       Requires the dental director or, in the absence of a 
            dental director, the Secretary of California Health and Human 
            Services (HHS) or his or her designee to convene an advisory 
            group on study design and implementation.  The advisory group 
            shall be comprised of representatives of all dental practices, 
            including traditional and nontraditional, as well as 
            non-dentists and consumer advocates.

          11)       Requires the dental director or, in the absence of a 
            dental director, the Secretary of HHS or his or her designee 
            to provide input regarding study design and implementation, 
            receive all study data and reports, and develop a report and 
            recommendations to be submitted to the Legislature based on 
            the study findings.  The dental director or, in the absence of 
            a dental director, the Secretary of HHS or his or her designee 
            shall also consult with the Legislative Analyst's Office in 
            designing the study and selecting any contractors.

          12)       Limits the study to a California licensed dentist, and 
            at least two registered dental hygienists (RDHs) and 
            registered dental assistants (RDAs) in extended functions 
            educated in a limited number of additional dental procedures.

          13)       Limits the dental procedures that may be examined in 
            the study to the following: administration of local 
            anesthesia; tooth preparation for, and the placement and 
            finishing of, direct restorations; placement of interim 
            therapeutic restorations; stainless steel crown placement; 
            therapeutic pulpotomy; pulp cap placement, direct and 
            indirect; and, extraction of primary teeth.

          14)       Requires the study to examine and compare the 
            procedures described above, as performed under the following 
            types of supervision:

             a)   Direct supervision, as specified;








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             b)   General supervision, as specified; and,

             c)   Remote supervision by a dentist where the supervising 
               dentist is not onsite while a dental care provider is 
               practicing as authorized by the study and shall be 
               facilitated by "standing orders" as an agreement between 
               the dental care provider and supervising dentist.  The 
               dental care provider shall not perform duties beyond what 
               is agreed upon in the standing orders.  Remote supervision 
               may:

               i)     Incorporate the use of technology, such as 
                 telehealth, to facilitate dentists providing remote 
                 supervision to the dental care provider, where the dental 
                 care provider does not have to be in the same location as 
                 the supervising dentist;

               ii)    Include a mechanism for the dental care provider to 
                 seek and receive additional professional advice in a 
                 timely manner as needed; and,

               iii)   Include a mechanism for the dental care provider to 
                 make referrals to a qualified dentist, as needed.

          15)       Requires the study to examine dental care providers in 
            public health settings that represent the racial, ethnic, 
            urban, and rural diversity of California's child population.  
            Settings may include, but not be limited to, community health 
            clinics, Head Start, and schools with greater than 50% 
            participation in the federal free and reduced-price lunch 
            program.

          16)       Requires the study to be conducted through a dental 
            school at an institution of higher education within the state.

          17)       Prohibits any GF moneys from being used to carry out 
            the study.  Moneys to fund the study, including analysis and 
            findings, and all procedures administered by dental care 
            providers during the study, shall be secured from other public 
            or private sources.  No one provider group or interest group 
            may provide more than half the private funding for the study.

          18)       Makes this bill's provisions authorizing the study 
            inoperative on January 1, 2014, if the study is not 








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            sufficiently funded and commenced by that date, and repeals 
            this bill's provisions authorizing the study on January 1, 
            2017, as specified.

          19)       Makes inoperative existing statutes requiring DPH to 
            maintain a dental program on the date DOF memorializes in 
            writing, pursuant this bill, that sufficient funds have been 
            deposited with the state to establish the Office, and makes 
            them operative again on the date DOF memorializes in writing, 
            pursuant to this bill, that the Office has not secured 
            sustainable funding sources to maintain its activities, or on 
            January 1, 2016, whichever occurs first.

          20)       States legislative findings and declarations.

           EXISTING LAW  : 

          1)Requires DPH to maintain a dental program including, but not 
            limited to, the following:

             a)   Development of comprehensive dental health plans within 
               the framework of the State Plan for Health to maximize 
               utilization of all resources; 

             b)   Provide the consultation necessary to coordinate 
               federal, state, county, and city agency programs concerned 
               with dental health;

             c)   Encourage, support, and augment the efforts of city and 
               county health departments in the implementation of a dental 
               health component in their program plans; 

             d)   Provide evaluation of these programs in terms of 
               preventive services; and, 

             e)   Provide consultation and program information to the 
               health professions, health professional educational 
               institutions, and volunteer agencies.

          2)Establishes the Dental Board of California to license and 
            regulate the practice of dentistry.

          3)Establishes functions for RDHs, and various categories of 
            RDAs.









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          4)Provides various definitions under the Dental Practice Act, 
            including:

             a)   Direct Supervision, which means the supervision of 
               dental procedures based on instructions given by a licensed 
               dentist who is required to be physically present in the 
               treatment facility during the performance of procedures; 
               and,

             b)   General Supervision, which means the supervision of 
               dental procedures based on instruction given by a licensed 
               dentist who is not required to be physically present in the 
               treatment facility during the performance of procedures.

          5)Establishes, under federal law, the Patient Protection and 
            Affordable Care Act (PPACA), which imposes various 
            requirements, some of which take effect on January 1, 2014, on 
            states, insurance carriers, employers, and individuals to 
            expand health care coverage.  Establishes essential health 
            benefits, which include pediatric dental care.

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   

           Purpose of this bill  .  According to the author, "Oral health is 
          a critical component of overall health.  According to the 
          National Maternal and Child Oral Health Resource Center, poor 
          dental health can disrupt normal childhood development, 
          seriously damage overall health, and impair a child's ability to 
          learn, concentrate, and perform well in school. 

          "The Dental Health Foundation reports that both nationally and 
          in California, tooth decay ranks as the most common chronic 
          disease and unmet health care need of children?The California 
          Healthcare Foundation found that in 2007, more than 83,000 
          Californians visited the emergency room for dental problems at a 
          cost of more than $55 million?Additionally, in 2007, California 
          children missed 874,000 school days due to dental problems.  
          According to the UCLA Center for Health Policy Research, this 
          resulted in the loss of nearly $30 million in attendance based 
          school funding.

          "Throughout California there is a mismatch of providers and 
          services needed.  The United States (U.S.) Department of Health 








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          and Human Services reports that the state has 333 federally 
          designated dental health professional shortage areas?With the 
          passage of PPACA, children are entitled to dental coverage.  
          Starting in 2014, approximately 1.2 million additional 
          Californian children are expected to gain dental coverage over 
          time, leading to an even greater need to address the dental 
          health access crisis in our state. 

          "To address unmet need, a comprehensive solution is necessary.  
          As part of the solution we must study innovative policies to 
          determine the best way to bring basic oral health care to 
          underserved children in California.  The comprehensive solution 
          must also be based on state oral health leadership that can draw 
          down federal dollars and that can coordinate essential dental 
          public health functions, including assessing need and capacity 
          to address that need."

           Background  .  The Center for Health Policy Research at the 
          University of California, Los Angeles, reports in a June 2009 
          health policy fact sheet that California has about 14% of the 
          total number of dentists nationwide (the largest percentage of 
          any state).  The dentist-to-population ratio in California is 
          estimated at 3.5 dentists per 5,000 or a dentist for every 1,440 
          persons.  This ratio is higher than the national estimate of 
          three dentists per 5,000, or a dentist for every 1,660 persons.  


          However, although there is a large number of practicing dentists 
          in California, many areas in the state continue to have a 
          shortage of dentists, and these areas are mostly located in 
          rural areas, including Yuba, Alpine, Colusa, Mariposa, Mono and 
          San Benito Counties.  In addition, according to the U.S. Health 
          and Human Services Agency, there are 333 dental health 
          professional shortage areas statewide.  These designated areas 
          generally have a dentist-to-population ratio of one per 5,000 or 
          lower; a high population need with a ratio of at least 1.25 
          dentists per 5,000 (or 1 per 4,000); and, a public or non-profit 
          health center that provides dental services to shortage areas or 
          populations.  

          Furthermore, the percentage of dentists who may be nearing 
          retirement age is greater than the percentage of newly licensed 
          dentists.  In some counties, far fewer are newly licensed and 
          many more are nearing retirement age.  These shortages could 
          potentially impact the implementation of PPACA.  








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          In California, implementation of PPACA is underway with the 
          establishment of the California Health Benefits Exchange 
          (Exchange) within HHS.  According to advocates, an estimated 1.2 
          million California children will soon gain dental coverage due 
          to the recent enactment of PPACA.  Advocates argue that 
          California will not be able to fulfill the promise of improving 
          children's dental health if there are not enough dental 
          providers to meet this growing demand.  

          PPACA requires a number of things that will likely impact the 
          dental workforce in California, including:

           Requiring that insurance plans offered under the Exchange 
            include oral care for children;

           Expanding school-based sealant programs;

           Authorizing $30 million for fiscal year 2010 to train the oral 
            health workforce;

           Establishing five-year, $4 million demonstration projects to 
            test alternative dental health care providers;

           Establishing a public health workforce track, including 
            funding for scholarships and loan repayment programs for 
            dental students and grants to dental schools;

           Establishing three-year, $500,000 grants to establish new 
            primary care residency programs, including dental programs; 
            and,

           Providing funding for new and expanded graduate medical 
            education, including dental education.

          The Oral Health Unit (formerly the Office of Oral Health) within 
          DPH has one staff member and, among other functions, is charged 
          with maintaining a dental program that: develops a comprehensive 
          dental health plan; coordinates federal, state, county, and city 
          agency programs related to dental health; and, encourages, 
          supports, and augments the efforts of city and county health 
          departments in the implementation of a dental health component.

           Support  .  The Children's Partnership writes, "Addressing the 
          dental access problem requires a comprehensive approach.  An 








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          essential element of that approach is to test different 
          workforce models that include providers whose scope of practice 
          is narrower than that of dentists but who can effectively 
          deliver urgently needed, high-quality preventive and routine 
          restorative dental care in places where children who would 
          otherwise go without dental care are located.  More than 50 
          other countries and native communities in Alaska have seen 
          significant increases in access to dental care and improved 
          dental health among children as the result of the deployment of 
          new workforce models.  The results of the study authorized by SB 
          694 will inform how to shape California's dental workforce so 
          that children get the preventive care they need, while saving 
          the State money in the long run.

          "In addition, SB 694 strengthens California's Statewide Office 
          of Oral Health.  A key role of the office will be to draw down 
          federal dollars for oral health programs.  These are dollars 
          that the State is currently foregoing because it does not have a 
          structure in place to apply for and manage federal dollars for 
          oral health programs.  Many of the programs funded by the 
          federal program focus on preventive care for children, such as 
          school sealant programs." 

           Opposition  .  The California Nurses Association (CNA) states, "SB 
          694 seeks to study the efficacy of dentist and non-dental 
          providers to practice very serious procedures like triage care, 
          infection, fillings, tooth extractions, baby root canals and 
          anesthesia.  AB 694 is an unnecessary and dangerous piece of 
          legislation.

          "The skill and maturity that's acquired through four years of 
          undergraduate plus four years of dental school is the minimum 
          required to safely treat our children.  Anything less would be 
          unconscionable.  California has the best dentist patient ratio 
          in the country; there is no shortage in the workforce.  It's a 
          provider distribution problem and lack of funding in our state 
          budgets.  Dental and other health programs are on the chopping 
          block every budget cycle.  Dentistry is a well evolved and 
          established practice.  We know what works and what is safe for 
          children.  CNA would support alternative ways to incentivize 
          dentist providers to fill the gaps in our state's geography to 
          ensure every child is covered.  We oppose any legislation that 
          would subject our patients to a sub-standard, two-tiered system 
          of health care."









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           Related legislation  .  SB 540 (Price) Chapter 385, Statutes of 
          2011, extends the sunset date of the Dental Board of California, 
          among other provisions.

           Double referred  .  This bill is double-referred to Assembly 
          Health Committee.

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          The Children's Partnership (sponsor)
          California Dental Association
          California District of the American Academy of Pediatrics
          California Primary Care Association
          California School Health Centers Association
          California Society of Pediatric Dentistry
          Center for Oral Health
          Children Now
          First 5 Los Angeles
          First 5 Marin Children and Families Commission
          First 5 Trinity County
          Los Angeles Area Chamber of Commerce
          Regional Economic Association Leaders Coalition
          Santa Barbara County Children's Oral Health Collaborative 
          Executive Committee
          Shasta Community Health Center
          The Arc and United Cerebral Palsy in California
          Worksite Wellness Los Angeles
          One individual
           
            Opposition 
           
          California Nurses Association
          Numerous individuals

           Analysis Prepared by  :    Angela Mapp / B.,P. & C.P. / (916) 
          319-3301