BILL ANALYSIS                                                                                                                                                                                                    �



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          SENATE THIRD READING
          SB 730 (Kehoe)
          As Amended  January 25, 2012
          2/3 vote.  Urgency

           SENATE VOTE  :32-5  
           
           APPROPRIATIONS      11-0                                        
           
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          |Ayes:|Fuentes, Blumenfield,     |     |                          |
          |     |Bradford, Charles         |     |                          |
          |     |Calderon, Campos, Gatto,  |     |                          |
          |     |Hall, Hill, Lara,         |     |                          |
          |     |Mitchell, Solorio         |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |     |                          |     |                          |
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           SUMMARY  :  This bill appropriates $13 million to the Department 
          of Justice (DOJ) to pay for settlements in six cases.  Any funds 
          appropriated in excess of the amount required for the payment of 
          these claims reverts to the appropriate fund.  

           FISCAL EFFECT  :  This bill appropriates $12,992,000 ($11,492,000 
          General Fund (GF); $1,500,000 State Parks and Recreation Fund) 
          to pay for six settlements, including interest for two cases 
          (Environmental Protection Information Center, et al. v. 
          California Department of Forestry and Fire Protection, et al. 
          and Steelworkers of American, et al., v. California Department 
          of Forestry and Fire Protection, et al. (Headwaters); and, 
          California School Boards Association, et al. v. State of 
          California).  
           
          Estimated interest on the Headwaters case is about $1,100 per 
          day, beginning November 15, 2011.  Should payment not be made 
          until September 15, for example, interest would amount to about 
          $315,000.  Interest on the school boards case does not begin to 
          accrue if the court-ordered payment is made within 180 days of 
          the stipulation (April 20, 2012).  Should the payment not be 
          made until September 20, for example, interest would amount to 
          about $17,000.   
                    
          Any funds appropriated in excess of the amount required will 
          revert to the appropriate fund.








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          COMMENTS  :  

          Rationale  . This bill is one of two annual bills carried by the 
          Appropriations Committee chairs to provide appropriation 
          authority for legal settlements approved by DOJ and the 
          Department of Finance (DOF).

          These settlements were entered into lawfully by the state upon 
          advice of counsel (DOJ). They are binding state obligations. 

           Case background  . 

          1)Aaron Ciccotti, Harold Ciccotti, and Bradley Ciccotti v. State 
            of California; Merced County Superior Court - $1.5 million 
            (State Parks and Recreation Fund).

            On October 23, 2009, plaintiffs brought an action against the 
            state Department of Parks and Recreation as the result of a 
            June 19, 2009, accident at the Los Banos Creek Reservoir in 
            Gustine.  Aaron Ciccotti was struck by a large tree that fell 
            by his campsite.  As a result of this accident, Aaron Ciccotti 
            underwent three surgeries to his clavicles and right knee. The 
            complaint included a cause of action for negligence and for 
            dangerous condition of public property.  The matter was 
            resolved with a $1.5 million settlement. 

          2)Environmental Protection Information Center, et al v. 
            California Department of Forestry and Fire Protection, et al. 
            and Steelworkers of American, et al., v. California Department 
            of Forestry and Fire Protection, et al.; Humboldt County 
            Superior Court - $5.5 million (GF), $3.5 million, plus 
            interest, for EPIC, and $2 million, plus interest, for the 
            steelworkers.  

            The Headwaters Agreement entered into in 1996 between the 
            state and federal governments and the Pacific Lumber Company 
            (PLC) set aside the old-growth redwood trees of the Headwaters 
            Grove for conservation purposes.  This grove belonged to the 
            PLC, and in return the PLC was authorized to harvest redwood 
            trees on the remainder of its lands subject to permits. The 
            plaintiffs challenged certain permits and findings associated 
            with California Environmental Quality Act compliance. 









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            Petitioners alleged abuse of discretion and violations of the 
            Forest Practice Act and the California Environmental Quality 
            Act, among other things.  From 1999 to 2010, the parties 
            litigated the cases in the trial court, the Court of Appeal 
            and the Supreme Court.  Ultimately, the appellate courts found 
            certain provisions of the incidental take permit and the 
            sustained yield plan invalid.  Petitioners moved for 
            attorneys' fees, initially requesting nearly $14 million for 
            their work in invalidating the sustained yield plan and 
            certain provisions of the incidental take permit.  In 2011, 
            the agencies and the petitioners settled the attorneys' fees 
            issue.  

            A settlement to award attorney fees was agreed upon in 
            lawsuits filed by the steel workers and the Environmental 
            Protection and Information Center (EPIC) against the 
            Department of Forestry and Fire Protection (CAL FIRE), and the 
            Department of Fish and Game (DFG).  The settlement requires 
            CAL FIRE and DFG to pay $2 million, plus interest, to the 
            Steel Workers and $3.5 million, plus interest, to EPIC.

          3)California School Boards Association, et al. v. State of 
            California; San Diego Superior  Court - $312,000, with 
            interest, (GF). 

            This case challenged the practice of deferring education 
            mandates by partially funding them with a $1,000 
            appropriation.  The Court of Appeal ruled the partial funding 
            practice was inconsistent with the constitutional and 
            statutory scheme, but reversed the trial court's writ and 
            injunctive relief.  

            The school districts' cross-appeal seeking the right to $900 
            million owed the districts from existing state accounts was 
            rejected.  The Court of Appeal found that permitting such an 
            incursion into the budgeting process would elevate the 
            judiciary over the legislative branch and violate principles 
            of separation of powers.

            The parties agreed to resolve the petitioners' attorney fees 
            claim without further litigation. Fees and costs total 
            $294,974, plus interest.   

          4)Mather Development Partners IV, L.P. v. EdFund, Inc., et al; 








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            Sacramento County Superior Court - $4,230,000 (GF). 
            In October 2006, Mather entered into a 10-year commercial 
            lease agreement with the California Student Aid Commission's 
            (CSAC) auxiliary organization, EdFund, a nonprofit public 
            benefit corporation.  EdFund provided operational and 
            administrative services related to CSAC's state guarantor 
            responsibilities under the Federal Family Education Loan 
            Program (FFELP).  The State of California did not sign the 
            lease, but CSAC and EdFund jointly solicited bids for the 
            lease and shared a planning committee for the move to Mather's 
            newly constructed buildings. Under an operating agreement 
            between EdFund and CSAC, EdFund paid the lease payments and 
            then sought approval and reimbursement from CSAC.  On October 
            31, 2010, the U.S. Department of Education terminated CSAC's 
            guarantor designation under the FFELP, and ordered the 
            transfer of all CSAC and EdFund guarantor functions, 
            operations, and assets to a private entity, causing EdFund to 
            default on its lease with Mather.

            Mather claimed losses exceeding $40 million from the breach of 
            the commercial lease and the failure to properly phase out the 
            state's non-profit corporation.  Claims against the state 
            included breach of contract, negligent misrepresentation, 
            fraudulent conveyance of funds, and third party beneficiary 
            liability arising under the CSAC/EdFund Operating Agreement.  
            Mather filed a lawsuit in March 2011 against the outstanding 
            lease obligation.

            DOF participated in mediation in June 2011 with Mather, CSAC, 
            and EdFund.  Subsequent discussions resulted in a settlement 
            of $4,230,000 for tenant improvements, real estate broker 
            commissions, assets, and other costs.  

          5)Entertainment Merchants Association v. Edmund Brown; U.S. 
            Supreme Court, referred to Ninth Circuit - $950,000 (GF).

            On June 27, 2011, the U.S. Supreme Court affirmed the judgment 
            of the Court of Appeal and the District Court for the Northern 
            District of California to award attorney fees and expenses 
            incurred by plaintiffs in their successful defense in the case 
            of Entertainment Merchants Association v. Edmund Brown.  The 
            Supreme Court ruled that a 2005 California law that banned the 
            sale of certain violent video games to children under 18 
            without parental supervision violated the First Amendment.  








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            The court's stipulation agreement requires that by no later 
            than June 30, 2012, the state pay $950,000 in attorney fees.  
            These fees are for U.S. Supreme Court proceedings only; the 
            parties had previously settled fee requests in the district 
            court and the Ninth Circuit.

           Related legislation  . 

          1)AB 140 (Fuentes) and SB 206 (Kehoe), both chaptered in 2011, 
            appropriated funds for state settlements last year. 

          2)AB 1714 (Fuentes) and SB 911 (Kehoe), both chaptered in 2010, 
            appropriated funds for state settlements in 2010. 


           Analysis Prepared by  :    Geoff Long / APPR. / (916) 319-2081 FN: 
          0003122