BILL ANALYSIS                                                                                                                                                                                                    �






           SENATE TRANSPORTATION & HOUSING COMMITTEE       BILL NO: SB 734
          SENATOR MARK DESAULNIER, CHAIRMAN              AUTHOR:  Price
                                                         VERSION: 4/26/11
          Analysis by:  Art Bauer                        FISCAL:  yes
          Hearing date:  May 3, 2011



          SUBJECT:

          High-Speed Rail Authority: small business bidding preferences

          DESCRIPTION:

          This bill mandates that the High-Speed Rail Authority (HSRA) 
          develop an outreach and retention plan for small businesses, 
          microbusinesses, and disable veteran enterprises. 

          ANALYSIS:

          SB 1420 (Kopp), Chapter 796, Statutes of 1996, created the HSRA 
          with a nine-member governing board, including five members 
          appointed by the governor, two members appointed by the Senate 
          Rules Committee, and two members appointed by the Speaker of the 
          Assembly.

          AB 3034 (Galgiani), Chapter 267, Statutes of 2008, authorized 
          the Safe, Reliable High-Speed Passenger Train Bond Act for the 
          21st Century (Proposition 1A), which allows the HSRA to develop 
          a high-speed rail system extending from San Diego to Sacramento 
          with Phase I connecting Anaheim-Los Angeles Union 
          Station-Bakersfield-Fresno-San Jose-San Francisco Transbay 
          Terminal, authorizes $9.95 billion in general obligation bonds 
          to support the project, and requires the HSRA to prepare a draft 
          business plan by October 1, 2011 and a final plan by January 1, 
          2012, with updated plans due every two years.  The bill also 
          authorizes the HSRA to enter into contracts with private or 
          public entities for the design, construction, and operation of 
          high-speed trains.  In November 2008, the people passed 
          Proposition 1A. 

          California's Small Business and Procurement Act defines a 
          California-certified small business, and the Department of 
          General Services Office of Small Business and Disabled Veteran 
          Business Enterprise Services (DGS-OSDS) oversees their 
          certification.  To be certified, a California-certified small 




          SB 734 (PRICE)                                         Page 2

                                                                       


          business cannot be dominant in its field.  Furthermore, 
          regulation establishes that a certified small business is one 
          that meets each of the following requirements:

                 is independently-owned and operated;
                 has its principal office located in California;
                 has owners or officers who are domiciled in California; 
               and
                 is either a business with 100 or fewer employees and an 
               average annual gross receipts of $14 million or less over 
               the last three tax years; a manufacturer with 100 or fewer 
               employees, or a microbusiness, defined as a small business 
               with gross annual receipts less than $3,500,000; or a 
               manufacturer with 25 or fewer employees.

          In addition, existing law establishes a state government small 
          business participation goal of 25 percent for contracts awarded 
          by the state. 

          When a state agency awards a low-cost contract, state law grants 
          a preference of 5 percent of the lowest responsible bid to a 
          small firm, if the low bid has been submitted by a firm other 
          than a small business.  Further, existing law provides that the 
          5 percent preference is given to a nonsmall business contractor, 
          if the contractor commits 25 percent of the bid price to an 
          eligible small business that is included in the bid as a 
          subcontractor. 

          When a state agency awards a contract to the highest scored 
          bidder based on specified evaluation criteria in addition to 
          price, existing law provides a small business preference of 5 
          percent of the highest scored bidder, if the low score bid has 
          been submitted by a firm other than a small business.  Further, 
          existing law provides that the 5 percent preference is given to 
          a nonsmall business contractor, if the contractor commits 25 
          percent of the bid price to an eligible small business is 
          included in the bid as a subcontractor. 

           This bill  : 

             1.   Makes findings and declarations related to the 
               importance of small businesses to California's economy.

             2.   Mandates that the HSRA, with the assistance of the 
               Department of General Services (DGS), prepare and adopt a 
               small business, microbusiness, and disabled veteran 




          SB 734 (PRICE)                                         Page 3

                                                                       


               business enterprise outreach and retention plan which the 
               HSRA is to adopt by July 31, 2012. 

             3.   Requires HSRA to create an advisory committee with at 
               least nine members, the majority of whom shall represent 
               small businesses, microbusinesses, and disable veteran 
               business enterprises.

             4.   Requires the HSRA to hold a public hearing on the draft 
               plan at a monthly board meeting at least one month before 
               the plan's adoption.  The draft plan and the final plan 
               shall be posted on the HSRA's website.

             5.   Mandates that all procurement documents include a 
               summary of the plan and a link to the plan on HSRA's 
               website.

             6.   Affirms that HSRA is subject to the provisions of the 
               Small Business Procurement and Contract Act, including all 
               contract preferences included in the act.

             7.   Mandates that the HSRA shall include at all bidders 
               conferences a presentation of the plan and the state's 
               small business participation goals and shall request a DGS 
               representative attend to explain the state's small business 
               program.

             8.   Establishes an additional price preference or score of 
               2.5 percent of the bid amount to state-qualified 
               microbusinesses.  

          
          COMMENTS:

              1.   Purpose  .  The author points out that small businesses 
               employ 6.8 million persons with fifty percent of 
               California's work force and 98 percent of all business 
               enterprises.  The high-speed rail project will have a 
               positive economic impact throughout the state.  The author 
               believes that it is important that the HSRA have a small 
               business outreach and retention program that will provide 
               "opportunities for California's small businesses, including 
               its certified qualified microbusinesses." 

              2.   Background  .  The HSRA expects to issue design-build 
               contracts to construct an initial segment of high-speed 




          SB 734 (PRICE)                                         Page 4

                                                                       


               rail in the 2012-2013 fiscal year in the San Joaquin 
               Valley.  The estimated cost of this proposed project is 
               $5.5 billion.  The entire cost of the project from San 
               Francisco/Transbay Terminal to Los Angeles/Anaheim via the 
               San Joaquin Valley is between $43 and $65 billion.  
               Although the HSRA is unclear as to the organizational and 
               financial structure for delivering the entire project, it 
               will undoubtedly generate many contracting opportunities. 

              3.   Microbusinesses preferences .  As noted above 
               microbusinesses are entitled to a 5 percent preference when 
               bidding on price based or score based contracts.  This bill 
               would provide microbusinesses an additional 2.5 five 
               percent preference for a total of 7.5 percent.  The author 
               argues that this additional preference is necessary because 
               microbusinesses were awarded only 41 percent of the 
               contracts issued by the state in 2009. 


          POSITIONS:  (Communicated to the Committee before noon on 
          Wednesday,
                     April 27, 2011 )

               SUPPORT:  Asian Business Association
                         California Black Chamber of Commerce
                         Latin Business Association
                         National Black Contractors Association
                         SCI Pavement Services, LP

               OPPOSED:  None received.