BILL ANALYSIS                                                                                                                                                                                                    �




                   Senate Appropriations Committee Fiscal Summary
                           Senator Christine Kehoe, Chair

                                          SB 778 (Padilla)
          
          Hearing Date: 1/17/2012         Amended: 1/05/2012
          Consultant: Maureen Ortiz       Policy Vote: GO 10-0
          _________________________________________________________________
          ____
          BILL SUMMARY:  SB 778 authorizes wine, beer and spirits 
          producers to conduct, sponsor, or participate in consumer 
          contests or sweepstakes. 
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          ____
                            Fiscal Impact (in thousands)

           Major Provisions         2012-13      2013-14       2014-15     Fund
           
          Admin/enforcement                     $47.5                $95   
                           $95            Special*                    
          *Alcoholic Beverage Control Fund
          _________________________________________________________________
          ____

          STAFF COMMENTS: 
          
          The Department of Alcoholic Beverage Control (ABC) indicates the 
          need for one new Investigator position in the Trade Enforcement 
          Unit at a cost of approximately $95,000 annually for salary and 
          benefits.  This estimate is based on about 25 additional 
          investigations resulting each year from the new contests and 
          sweepstakes authorization.  Investigations are complaint driven 
          and involve requesting, collecting and reviewing records, 
          conducting interviews, as well as other administrative duties.

          SB 778 will allow licensees to conduct, sponsor, or participate 
          in contests and sweepstakes subject to numerous conditions 
          including the following:

          1)   A purchase or entry fee shall not be required to enter a 
          contest or sweepstakes; entry shall be limited to persons 21 
          years of age or older; and entry or extra chances shall not be 
          made available via the purchase of an alcoholic beverage.

          2)  Items that are attached to an alcoholic beverage such as 
          caps, corks, labels, etc shall not be used to enter a contest or 








          SB 778 (Padilla)
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          to determine the amount or size of the prize.  Neck hangers may 
          carry an entry form but forms must also be made available at the 
          point of sale.

          3)  Scratch-offs, pull tabs, or other means of instant wins are 
          not permitted; and a visit to a retail premise shall not be 
          required to enter a contest or sweepstakes.

          4)  Prizes must not include alcoholic beverages or anything 
          redeemable for alcoholic beverages.

          5)  Retail licensees are prohibited from serving as an agent of 
          an authorized licensee and may not collect or forward entries or 
          award prizes to a winner.

          6)  A licensee that is not an authorized licensee shall not 
          share in, or contribute to, the costs of a contest. 

          Additionally, SB 778 places several conditions on the 
          advertising of contests and sweepstakes including the following:

          1)  Advertising at an on-sale or off-sale retail license 
          location must comply with existing signage and advertising 
          restrictions, and with any regulations issued by the department.

          2)  No retail licensee can be identified during any advertising 
          or promotion of a contest or sweepstakes.

          3)  Advertising or promotion of a contest or sweepstakes shall 
          only be conducted on the premises of a retail licensee when such 
          advertisement or promotion involves a minimum of two 
          unaffiliated retail licensees.

          4)  Placement of signs or other advertising of a contest or 
          sweepstakes in a licensed retail premises shall not be 
          conditional upon product placement within that premises, nor on 
          the sale of any product produced by an authorized licensee.

          5)  Contest prizes shall not be awarded to any retail or 
          wholesale licensee or agent, officer, or family member of any 
          retail or wholesale licensee.  An authorized licensee shall 
          maintain all records pertaining to a contest or sweepstakes for 
          three years following the completion of the contest.








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          SB 778 authorizes the department to, in addition to any other 
          penalty imposed, prohibit an authorized licensee from 
          conducting, sponsoring, or participating in a contest or 
          sweepstakes for a period of 12 months for violations of these 
          provisions.

          SB 778 defines "contest" as a game, contest, puzzle, scheme, 
          plan, or similar activity that holds out or offers to 
          participants the opportunity to receive or compete for gifts, 
          prizes, gratuities, or other things of value as determined by 
          skill, knowledge, or ability rather than upon random selection.  
          "Sweepstakes" is defined as a procedure, activity, or event for 
          the distribution of anything of value by lot, chance or random 
          selection where the odds for winning a prize are equal for each 
          entry.

          Alcohol retailers had been offering contests and sweepstakes to 
          California consumers until the ABC amended its Rule 106 in 1999 
          to clarify that existing law prohibits the giving of any 
          premium, gift, or free goods, by any means whatsoever, 
          including, but not limited to, sweepstakes, drawings, prizes, 
          and cross-merchandising promotions, where the value of such 
          premium, gift, or free good exceeds the monetary limits 
          determined in statute.  These contests are authorized in 49 
          other states.