BILL ANALYSIS                                                                                                                                                                                                    �







                      SENATE COMMITTEE ON PUBLIC SAFETY
                            Senator Loni Hancock, Chair              S
                             2011-2012 Regular Session               B

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          SB 794 (Blakeslee)                                          
          As Introduced February 18, 2011
          Hearing date:  May 3, 2011
          Penal Code
          JM:mc

                   BATTERIES ON PEACE OFFICERS AND STAFF - "GASSING"  

                      PATIENTS CONFINED IN STATE MENTAL HOSPITALS

                                           
                                       HISTORY

          Source:  California Statewide Law Enforcement Association

          Prior Legislation: AB 2246 (Blakeslee) - 2010, held in Assembly 
          Appropriations

          Support: Service Employees International Union, Local 1000; 
                   California Correctional Supervisors Organization; 
                   California Association of Psychiatric Technicians; 
                   American Federation of State, County and Municipal 
                   Employees, AFL-CIO; California Psychological 
                   Association

          Opposition:Disability Rights California; Legal Services for 
                   Prisoners with Children; California Nurses Association; 
                   National Alliance on Mental Illness; California 
                   Coalition for Women Prisoners


                                      KEY ISSUES
           




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                                                         SB 794 (Blakeslee)
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          WHERE A PERSON CONFINED IN A STATE MENTAL HOSPITAL INTENTIONALLY 
          THROWS OR PLACES HUMAN EXCREMENT, BODILY FLUIDS OR BODILY 
          SUBSTANCES ON A PEACE OFFICER OR HOSPITAL EMPLOYEE, SHOULD THE 
          PERSON BE SUBJECT TO PROSECUTION FOR GASSING, AN ALTERNATE 
          FELONY-MISDEMEANOR WITH A PRISON TERM OF 2, 3, OR 4 YEARS?

                                                                (CONTINUED)



          SHOULD A DEPARTMENT OF MENTAL HEALTH (DMH) HOSPITAL DIRECTOR BE 
          REQUIRED TO IMMEDIATELY INVESTIGATE ANY REPORTED GASSING, AND REFER 
          A DOCUMENTED MATTER TO THE DISTRICT ATTORNEY FOR PROSECUTION, AS 
          SPECIFIED?

          SHOULD A DMH HOSPITAL DIRECTOR BE AUTHORIZED TO ORDER TESTING OF THE 
          PERPETRATOR FOR HEPATITIS AND TUBERCULOSIS?

          SHOULD A DETAILED REPORT ABOUT IMPLEMENTATION OF THIS BILL, 
          INCLUDING SPECIFIED DATA, BE PRESENTED BY DMH TO THE LEGISLATURE BY 
          JANUARY 1, 2016?



                                       PURPOSE

          The purposes of this bill are to 1) provide that a person 
          confined in a state hospital who commits battery by "gassing" 
          upon a peace officer or hospital employee is guilty of an 
          alternate felony-misdemeanor, punishable by a jail term of up to 
          six months or a prison term of two, three, or fours years; 2) 
          define gassing as intentionally throwing or placing human 
          excrement, bodily fluids or bodily substances on another person 
          so as to contact the person's skin or membranes; 3) require a 
          DMH hospital director to immediately investigate any reported 
          gassing, and refer documented cases to the district attorney; 4) 
          authorize the director to order testing the perpetrator for 
          hepatitis and tuberculosis; and 5) require DMH to report to the 
          Legislature by January 1, 2016, on DMH gassing incidents and 
          implementation of the bill. 




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                                                         SB 794 (Blakeslee)
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           Existing law  states that every person confined in a state prison 
          or local detention facility who commits gassing of a peace 
          officer or employee of the prison or facility is guilty of 
          aggravated battery, punishable by imprisonment in a county jail 
          for up to six month or by imprisonment in the state prison for 
          two, three, or four years.  (Pen. Code �� 243.9 and 4501.1.)
           
          Existing law  defines "gassing" as intentionally placing or 
          throwing, or causing to be placed or thrown, upon another person 
          any human excrement, bodily fluids or bodily substances or any 
          mixture containing such fluids or substances that result in 
          actual contact with the person's skin or membranes.   (Pen. Code 
          �� 243.9, subd. (b); 4501.1, subd (b).)

           Existing law  provides that a person who was insane when he or 
          she committed a crime is not guilty by reason of insanity (NGI). 
           One is insane if he or she does not understand the nature of 
          the charged act, or does not understand the difference between 
          right and wrong.  (Pen. Code �� 25, subd. (b) and 1026.)
           

          Existing law  provides that persons who, by reason of mental 
          disorders, are "dangerous to others or to themselves or who are 
          gravely disabled" may be involuntarily held for 72 hours, and 
          then held and treated for 14, 30, and 180 days following 
          judicial hearings at each step.   (Welf. & Inst. Code � 5000 et 
          seq.)

           Existing law  provides that a prisoner found to be a mentally 
          disordered offender (MDO) can be required to receive mental 
          treatment as a condition of parole and may annually be civilly 
          confined after his or her parole expires.  (Pen. Code � 2960 et 
          seq.)

           Existing law  provides that a person found to be sexually violent 
          predator (SVP) shall be committed to DMH for indefinite 
          treatment.  An "SVP" has been convicted of a sexually violent 
          offense for which he or she received a determinate sentence and 
          has a mental disorder that makes him likely to engage in 




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          sexually violent criminal behavior.  (Welf. & Inst. Code �� 
          6600-6608.)

           Existing law  provides that a person is incompetent to stand 
          trial (IST) where the person, as a result of a mental disorder 
          or developmental disability is: 1) unable to understand the 
          nature of the proceedings; or 2) unable to rationally assist 
          counsel in the presentation of a defense.  A person who is IST 
          is immune from trial or punishment.  (Pen. Code � 1367.)  
           
          Existing law  requires the court to order that an IST defendant 
          be placed in a state hospital, a public or private treatment 
          facility, or on outpatient status.  (Pen. Code � 1370.)

           Existing law  provides that where a person held as NGI escapes, 
          he or she is guilty of an alternate misdemeanor-felony, 
          punishable by up to one year in the county jail, or one year and 
          one day in state prison.  (Pen. Code �� 1026 and 1026.4.)

           Existing law  mandates where an IST defendant escapes from a 
          mental health facility, he or she is guilty of an alternate 
          misdemeanor-felony, punishable by up to one year in the county 
          jail, or one year and one day in state prison.  (Pen. Code � 
          1370.5.)

           This bill  provides that every person confined to a state 
          hospital who commits gassing of any peace officer or employee of 
          a state hospital is guilty of aggravated battery and shall be 
          punished by imprisonment in a county jail or imprisonment in the 
          state prison for two, three, or four years.

           This bill  defines "gassing" as intentionally placing or 
          throwing, or causing to be placed or thrown, upon the person of 
          another, human excrement, bodily fluids or bodily substances, or 
          any mixture thereof, resulting in contact with the other 
          person's skin or membranes.

           This bill  requires the hospital director to use all available 
          means to immediately investigate gassing incidents.  The 
          director may order the perpetrator to be immediately tested for 




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          hepatitis or tuberculosis, or both, and thereafter as necessary. 
           Test results shall be provided to the victim.

           This bill  mandates the hospital director to refer all documented 
          gassing incidents, as specified, to the district attorney for 
          prosecution.

           This bill  provides that DMH shall report to the Legislature, by 
          January 1, 2016, on gassing incidents at state hospitals.  The 
          report shall include, but not be limited to, all of the 
          following:

                 The total number of gassing incidents at each hospital.
                 The disposition of each incident, including 
               administrative penalties, the number of incidents 
               prosecuted, and the results of prosecutions, including 
               penalties.
                 A profile of the individuals who commit gassings, 
               including the number of individuals who have one or more 
               prior serious or violent felony convictions. 
                 Efforts to limit gassing, including training and use of 
               protective clothing and goggles.
                 The results and costs of the medical testing authorized 
               by this section.

           This bill  provides that it shall stay in effect until January 1, 
          2017, and as of that date is repealed, unless a later enacted 
          statute that is enacted before January 1, 2017, deletes or 
          extends that date.


                    RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION
          
          For the last several years, severe overcrowding in California's 
          prisons has been the focus of evolving and expensive litigation. 
           As these cases have progressed, prison conditions have 
          continued to be assailed, and the scrutiny of the federal courts 
          over California's prisons has intensified.  

          On June 30, 2005, in a class action lawsuit filed four years 




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          earlier, the United States District Court for the Northern 
          District of California established a Receivership to take 
          control of the delivery of medical services to all California 
          state prisoners confined by the California Department of 
          Corrections and Rehabilitation ("CDCR").  In December of 2006, 
          plaintiffs in two federal lawsuits against CDCR sought a 
          court-ordered limit on the prison population pursuant to the 
          federal Prison Litigation Reform Act.  On January 12, 2010, a 
          three-judge federal panel issued an order requiring California 
          to reduce its inmate population to 137.5 percent of design 
          capacity -- a reduction at that time of roughly 40,000 inmates 
          -- within two years.  The court stayed implementation of its 
          ruling pending the state's appeal to the U.S. Supreme Court.  

          On Monday, June 14, 2010, the U.S. Supreme Court agreed to hear 
          the state's appeal of this order and, on Tuesday, November 30, 
          2010, the Court heard oral arguments.  A decision is expected as 
          early as this spring.  

          In response to the unresolved prison capacity crisis, in early 
          2007 the Senate Committee on Public Safety began holding 
          legislative proposals which could further exacerbate prison 
          overcrowding through new or expanded felony prosecutions.     

           This bill  does appear to aggravate the prison overcrowding 
          crisis described above.

                                      COMMENTS

                          1.               Need for This Bill
           
          According to the author:

               Protecting our community is about more than keeping 
               offenders off the streets.  It's also about ensuring a 
               safe environment for the men and women who work on 
               behalf of our taxpayers in dangerous facilities like 
               Atascadero State Hospital.  Last March, the Atascadero 
               Tribune ran an editorial by representatives of the 
               police officers at Atascadero State Hospital 




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               highlighting a troubling problem ("State hospital 
               police need equal legal protection," March 4).  The 
               California Statewide Law Enforcement Association 
               revealed that although laws protect prison officers 
               from a malicious type of assault known as gassing, 
               these protections do not exist for workers at 
               Atascadero State Hospital who are responsible for the 
               same population of dangerous offenders.

               Gassing is the using of human feces or bodily fluids 
               as weapons, exposing employees to communicable 
               diseases such as hepatitis.  Many gassing offenders at 
               facilities like Atascadero have been in prisons where 
               gassings are on the rise.

               According to a recent report produced by DMH, 21 
               percent of the population in the facility had 
               hepatitis C.  Nationally, between 30 percent and 40 
               percent of prison inmates have hepatitis C and about 
               one in four are infected with tuberculosis.  The risk 
               of contracting one of the dangerous diseases is a 
               threat to the men and women working in these 
               facilities and their family members.  Under current 
               law, gassing of a correctional officer at the 
               California Men's Colony is a felony.  If that same 
               offender is transferred 20 miles to Atascadero and 
               gasses a hospital police officer, nurse or psych 
               technician, the assault is considered a misdemeanor 
               and often goes unprosecuted.  Common sense dictates 
               that all those who oversee the same dangerous 
               population should have the same protections.  The 
               consequences for these vicious assaults should be 
               consistently applied, whether the attack occurs in a 
               prison or in a state hospital.

               Psych technicians, doctors and nurses, mental health 
               experts and police officers at state mental hospitals 
               work with some of the state's most dangerous and 
               disturbed offenders.  These workers do not benefit 
               from the high security of a prison setting. There are 




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               no locked cells or armed guards to protect these men 
               and women who work on the front lines of the state's 
               forensic hospitals.  SB 794 simply extends to state 
               hospital employees the same protections against 
               gassing currently afforded those working in our state 
               prisons.


          2.    Persons to Whom this Bill Applies - Those Confined to State 
          Hospitals  

          This bill defines a new felony of the gassing of a peace officer 
          or hospital employee by persons "confined" in a state hospital.  
          The bill does not define the term "confined in" a state 
          hospital.  Most people confined in state hospitals have been 
          judicially committed in a civil matter.  However, most of the 
          patients committed in civil proceedings are forensic patients.  
          Forensic patients come from the criminal justice system.  Only a 
          small minority of DMH patients, so-called 5150 patients, do not 
          come from jails, prisons or criminal proceedings.  A recent 
          Budget Committee analysis describes the 2011-2011 population in 
          DMH treatment:

          Patients in DMH Facilities
          
           ----------------------------------------------------------------- 
          |Total patients                  |6342                            |
          |--------------------------------+--------------------------------|
          |Acute psychiatric programs at   |766                             |
          |CDCR facilities at              |                                |
          |CMF-Vacaville and Salinas       |                                |
          |Valley Prison                   |                                |
          |                                |                                |
          |--------------------------------+--------------------------------|
          |State hospital patients         |5,558                           |
          |                                |                                |
          |--------------------------------+--------------------------------|
          |Civil commitments               |471 (8.5% of state hospital     |
          |                                |pop.)                           |
          |--------------------------------+--------------------------------|




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          |Forensic commitments            |5087 (91.5% of state hospital   |
          |                                |pop.)                           |
          |--------------------------------+--------------------------------|
          |Forensic commitments and        |5853 (92.3% of total DMH        |
          |treated inmates                 |patients)                       |
          |                                |                                |
           ----------------------------------------------------------------- 

          While all of these patients were involuntarily committed for 
          mental health treatment, there are substantial differences among 
          them.   The following is a short description of the major 
          classes of patients in DMH facilities:

          LPS Patients - Welfare & Institutions Code � 5150 et seq - True 
          Civil Commitment, not from Jail, Prison or a Criminal Case
          
                 Dangerous to self or others, or gravely disabled due to 
               a mental disorder. 
                 Gravely disabled person cannot provide his or her own 
               food, clothing or shelter.
                 Detentions are incremental.  Initial involuntarily 
               evaluation for 72 hours.  (Welf. & Inst. Code, � 5150) 
               72-hour evaluation may lead to civil commitments lasting 14 
               days, 30 days, and 180 days and to establishment of annual 
               conservatorship.  180-day commitment if imminently 
               dangerous to others.  
                 Gravely disabled person - conservatorship for up to one 
               year. 

          Criminal Defendant Incompetent to Stand Trial (IST) - Penal  
          Code � 1368 et seq
          
                 Counsel or court expresses doubt as to defendant's 
               mental competence.
                 IST means defendant cannot understand proceedings or 
               assist in presenting a defense.
                 IST defendant committed to DMH, local facility, or 
               outpatient treatment.
                 Criminal proceedings reinstated after competence 
               restored.




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                 If competence not restored by specified time - the 
               shorter of three years or the maximum sentence for 
               underlying offense - conservatorship can be established.

          Mentally Disordered Offenders - Penal Code � 2960 et seq
          
                 MDO is a prisoner pending parole who has a "severe 
               mental disorder." 
                 Disorder was a cause or factor in the violent commitment 
               offense.
                 Inmate in treatment for at least 90 days preceding year.
                 Experts found that the prisoner poses a substantial 
               danger of physical harm if released.
                 At end of parole, state can petition to extend 
               commitment annually.
                 Many MDOs are placed in the conditional release (CONREP) 
               program.
                 Many MDOs have psychiatric disorders that are treatable 
               with psychotropic medication.  Hospitalized MDO patients - 
               those subject to this bill - could well be floridly 
               psychotic.

          Sexually Violent Predators - Welfare & Institutions Code � 6600 
          et seq
          
                 An SVP has been convicted of a sexually violent offense 
               and has a mental disorder that makes him<1> likely to 
               engage in sexually violent behavior.
              Indefinite commitment to DMH for treatment.
                 Annual review by DMH to determine if SVP meets 
               commitment criteria.
                 Only a small percentage of SVPs have obtained release.
                 SVPs are not likely to suffer from traditional mental 
               illnesses or be incompetent.

          Not Guilty by Reason of Insanity (NGI) - Penal Code � 1026 et 
          seq
          
                 NGI standard:  Defendant either was 1) incapable of 


             --------------------------
          <1> Virtually all persons found to be SVPs have been men.



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               knowing or understanding the nature and quality of his or 
               her act, or 2) incapable of distinguishing right from 
               wrong.
                 Defendant has the burden to prove insanity.
                 Defendant found NGI committed to DMH, community facility 
               or outpatient treatment.
                 NGI patient released upon expiration of maximum term of 
               commitment; or 
                 Release if sanity has been restored; or
                 Court can place non-dangerous patient in treatment on 
               conditional release program for one year.  At end of year, 
               trial held to determine if sanity has been restored.





           3.State Prison Inmates Transferred to DMH Hospitals for 
            Psychiatric Treatment are Considered to be Confined in Prison 
            and likely Covered by Existing Gassing Statute  

          Treatment of Prison Inmates in DMH Hospitals
          
          CDCR can recommend that a mentally ill prisoner be transferred 
          to DMH if recovery can be expedited by treatment at a DMH 
          hospital.  DMH must determine if the inmate would benefit from 
          treatment.  DMH shall keep the inmate until the inmate will not 
          benefit from further treatment.  (Pen. Code � 2684.)

          Prison Inmates Treated at DMH are Still Considered to be 
          Confined in Prison
          
          The California Supreme Court has recently held that prison 
          inmates transferred to DMH for treatment (under Pen. Code � 
          2684) shall be considered confined in state prison.  (People v. 
          Watson (2007) 42 Cal.4th 822.)  It is likely that the courts 
          would hold that such persons would not be considered to also be 
          confined in a state hospital.  As such, prison inmates 
          transferred to DMH for treatment may not be covered by this 
          bill, although the outcome of litigation on the issue cannot be 




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          predicted.  However, it appears that the existing gassing 
          statute applicable to prison inmates would apply to an inmate 
          who was transferred to DMH for treatment.<2>  

          Batteries Committed by Prison Inmates, Including Those 
                                         Temporarily Outside Prison Walls
          
          The defendant in Watson had been transferred to DMH for 
          psychiatric treatment.  While being treated by DMH at 
          Atascadero, Watson punched a nurse.  Watson was convicted under 
          Penal Code Section 4501.5 of battery by a prison inmate on a 
          non-inmate.  Watson argued that because he was being treated in 
          a DMH hospital he was not a prison inmate.  The court rejected 
          that argument and found that Watson was confined in a state 
          prison because at the time of the assault he was only 
          temporarily outside the walls of the prison for a particular 
          purpose.  (Ibid.)

          Any person "confined" in a state prison who commits gassing of a 
          peace officer is guilty of an alternate felony-misdemeanor.  
          (Pen. Code � 4501.1.)  The gassing statute is in a chapter that 
          includes other battery crimes committed by prison inmates. 

          Gassing by Prison Inmates Being Treated at DMH Hospitals can 
          Likely be Prosecuted as Felonies Under Existing Law
          
          It thus appears that any prison inmate who is being treated at a 
          DMH hospital pursuant to the transfer provisions in Section 2684 
          is still considered to be confined in a prison.  Therefore, such 
          a person is subject to prosecution for gassing under existing 
          law.

          IS A PRISON INMATE WHO HAS BEEN TRANSFERRED TO DMH FOR 
          PSYCHIATRIC TREATMENT STILL CONSIDERED TO BE CONFINED IN STATE 
          PRISON AND SUBJECT TO PROSECUTION UNDER SPECIAL BATTERY LAWS, 
          INCLUDING THE GASSING STATUTE, APPLICABLE TO PRISON INMATES?
          ---------------------------
          <2> The existing prison gassings statute only covers gassings of 
          peace officers.  This bill covers gassings of peace officers and 
          all hospital employees.




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           4.Procedures for Crimes Charged Under This Bill Could be 
            Problematic and Complicated
           
          This bill defines a new crime of gassing of DMH police or DMH 
          staff by any person committed to a state hospital.  As noted 
          previously, a great proportion of the patients in state 
          hospitals are forensic patients - patients committed to the 
          state hospital from the criminal justice system.  If charged 
          under the crime defined by this bill, these patients likely 
          would be involved in a complex combination of treatment, 
          prosecution and punishment.  The purposes and procedures 
          involved in these matters could operate at cross-purposes and 
          results.

          A good example of the complexity that could arise under this 
          bill concerns persons who are incompetent to stand trial (IST).  
          A person who is IST is unable to understand the criminal process 
          or assist counsel.  A defendant who is IST cannot be tried until 
          competency is restored.  While one need not be psychotic or 
          gravely disabled to be IST, many IST defendants are seriously 
          mentally ill.  This is likely to be especially true for IST 
          defendants committed to the state hospital, as the court can 
          also commit an IST defendant to outpatient treatment, a 
          community facility.  Those committed to DMH likely have serious 
          mental illnesses.

          An IST patient charged with gassing would be taken to court for 
          arraignment on the gassing charges, while the prior charges are 
          stayed because of his or her incompetence.  It would appear 
          likely that the person would be found to be incompetent on the 
          gassing charges as well.  New experts could be required to 
          assess competency as to the gassing charges.  In addition, 
          interrupting IST patients' treatment for the new criminal 
          proceedings could cause many of them to decompensate, making a 
          return to competence much more difficult and interfering with 
          any broader progress in treating the patient's mental illness.  

          Similar issues would arise with MDO patients, who are treated 
          while on parole.  (Following parole, a new commitment hearing 




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          must be held annually.)  As such, an MDO in DHM could be subject 
          to revocation of parole for a gassing incident and returned to 
          prison.  It is unknown whether such circumstances have arisen.  
          However, it is likely that the person still would be in need of 
          treatment.  Problems could arise where the person's DMH 
          treatment is interrupted for prosecution under this bill or by a 
          revocation of parole under existing law.  

          WOULD MANY, IF NOT MOST, PERSONS BEING TREATED AT A STATE 
          HOSPITAL AS INCOMPETENT TO STAND TRIAL ON EARLIER CRIMINAL 
          CHARGES ALSO BE FOUND TO BE INCOMPETENT ON THE GASSING CRIME 
          PROPOSED BY THIS BILL?

          WOULD INTERRUPTING AN "IST" PATIENT'S TREATMENT IN ORDER TO 
          COMMENCE CRIMINAL PROCEEDINS ON GASSING CHARGES CREATE A 
          SUBSTANTIAL RISK THAT THE PATIENT WOULD DECOMPENSATE AND BECOME 
          MORE MENTALLY ILL, INCREASING THE TIME NECESSARY TO RESTORE THE 
          PATIENT TO COMPETENCE AND EXACERBATING THE PERSON'S UNDERLYING 
          MENTAL ILLNESS?

           5.Violence is Relatively Common in DMH Hospitals Despite 
            Existing Assault, Battery and other Crime Statutes  

          According to myriad media reports, court filings and monitor 
          reviews and other studies, serious violence is relatively 
          common, if not rampant, in the state hospitals. 

           NPR Report<3> on Aggressive Incidents per 100 Patients at 
          Atascadero (US DOJ Stats.)

          
           ----------------------------------------------------------------- 
          |1990                            |44.7                            |
          |--------------------------------+--------------------------------|
          |1995                            |45-7                            |
          ---------------------------
          <3> Ina Jaffe NPR; 
          http://www.npr.org/2011/04/07/134961467/at-california-mental-hosp
          itals-fear-is-part-of-the-job 
          http://www.npr.org/2011/04/08/134961895/violence-surges-at-hospit
          al-for-mentally-ill-criminals.



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          |--------------------------------+--------------------------------|
          |2000                            |50.7                            |
          |--------------------------------+--------------------------------|
          |2007                            |96.7                            |
          |--------------------------------+--------------------------------|
          |2008                            |116.2                           |
           ----------------------------------------------------------------- 

          NPR Report on Physical Assaults at Napa - Patient Assaults on 
          other Patients (DOJ Stats.)

          
           ----------------------------------------------------------------- 
          |Sept. 2008 -  Feb. 2009         |220                             |
          |--------------------------------+--------------------------------|
          |March 2009 - Aug. 2009          |300                             |
          |--------------------------------+--------------------------------|
          |Sept. 2009 - Feb. 2010          |486                             |
          |                                |                                |
           ----------------------------------------------------------------- 

          NPR Report on Physical Assaults at Napa - Patient Assaults on 
          Staff (DOJ Stats.)
          
           ----------------------------------------------------------------- 
          |Sept. 2008 -  Feb. 2009         |75                              |
          |--------------------------------+--------------------------------|
          |March 2009 - Aug. 2009          |165                             |
          |--------------------------------+--------------------------------|
          |Sept. 2009 - Feb. 2010          |287                             |
          |                                |                                |
           ----------------------------------------------------------------- 

          The rising rates of violence at state hospitals has occurred  
          despite numerous felonies for assault, battery and sex crimes.  
          The existence of these statutes arguably has not significantly 
          limited the violence in DMH hospitals.  This raises the question 
          of whether or not a new gassing crime applicable to DMH patients 
          would significantly reduce such incidents.





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          Gassing Incidents in State Hospitals (DMH Statistics provided by 
          author.)

          As to gassing in particular, the author has provided the 
          following DMH statistics:

           ----------------------------------------------------------------- 
          |2005-2010                       |56 gassings - DMH hospitals     |
          |                                |combined                        |
          |                                |                                |
           ----------------------------------------------------------------- 

          A Los Angeles Times article provided by the author's office 
          noted that in 1999, a year after the prison gassing law went 
          into effect, gassing incidents were rapidly increasing.  
          (Inmates Use "Gassing" to Strike Back at the System, Mark Arax, 
          L.A. Times, June 1, 1999.)  The article noted that a substantial 
          number of the inmates who engaged in gassing were mentally ill 
          or had serious mental health issues from being kept in solitary 
          confinement in places like the Secured Housing Unit (SHU) in 
          Pelican Bay State Prison.  This raises a serious concern as to 
          whether or not an available felony for gassings committed by DMH 
          patients would deter such conduct.   Members may wish to 
          consider whether DMH patients would be more likely to be 
          deterred from gassing by a new criminal penalty than prison 
          inmates.

           6.Institutional Safety Measures and Plans are Essential in DMH 
            Facilities
                  
          Arguably, the main problem in DMH facilities is a lack of 
          institutional safety procedures and policies.  In recent decades 
          the percentage of forensic patients in DMH facilities has grown 
          to well over 90% of the population.  These patients often have a 
          serious history of violence and may have particularly severe 
          mental illnesses.  It appears that hospital facilities and 
          procedures have not adjusted adequately to the change in patient 
          population.

          Budget Committee staff has informed Committee staff that the 




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          Governor's May Revise Budget may include additional money for 
          critically needed security in DMH facilities.  DMH officials 
          have begun a program to increase security in DMH facilities.

          In particular, administrators at Napa State Hospital have issued 
          a plan for increased security at the hospital in response to the 
          murder of a staff member by a patient in October, 2010.  The 
          plan includes prohibition on individual staff members escorting 
          patients, restricted areas of hospital grounds, elimination of 
          areas for persons to hide, lighting upgrades, individual alarms, 
          violence reduction seminars and a detailed plan for enhanced 
          security through hospital police procedures.

          WILL A PLAN FOR INCREASED INSTITUTIONAL SECURITY AT NAPA STATE 
          HOSPITAL REDUCE VIOLENCE?

           7.CRIPA (Constitutional Rights of Institutionalized Persons Act) 
            U.S. Department of Justice (DOJ) Consent Decree and Monitoring 
            of all DMH Hospitals except Coalinga
           
          The Budget Committee has drafted the following summary of the 
          ongoing U.S. DOJ investigation and litigation under the 
          Constitutional Rights of Institutionalized Persons Act 
          concerning conditions and treatment in DMH:

               CRIPA Plan Generally: In July 2002, the U.S. DOJ 
               completed a review of conditions at Metropolitan State 
               Hospital.  Recommendations for improvements at 
               Metropolitan in the areas of patient assessment, 
               treatment, and medication were  provided to DMH.  
               Since this time, the U.S. DOJ identified similar 
               conditions at Napa, Patton, and Atascadero �but not 
               Coalinga].  The Administration and US DOJ reached a 
               Consent Judgment for an "Enhanced Plan"? on May 2, 
               2006.  

               The �judgment] also appointed a Court Monitor to 
               review implementation of the plan and to ensure 
               compliance.  Failure to comply with the Enhanced Plan 
               �could] result in ? receivership.  ? DMH has until 




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               November 2011 to fully comply with the �plan].











































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               The �plan] provides a timeline for the Administration 
               to address the CRIPA deficiencies and included 
               agreements related to treatment planning, patient 
               assessments, patient discharge planning, patient 
               discipline, and documentation requirements.  It also 
               addresses issues regarding quality improvement, 
               incident management and safety hazards in the 
               facilities. 

               Wellness and Recovery Model Support System:  DMH has 
               developed and implemented the Wellness and Recovery 
               Model Support System (WaRMSS), a real-time application 
               used to assist with treatment and CRIPA 
               implementation.  WaRMSS allows clinical teams to 
               tailor individualized treatment plans, document 
               patient goals, document progress toward goals, and 
               modify treatment plans as needed.  The DMH states that 
               WaRMSS will enable them to assume an effective long 
               term self-monitoring and oversight role.  �WaRMSS 
               includes provisions to reduce redundant data and 
               standardize business procedures as all hospitals.] 

           8.Some DMH Staff Argue the CRIPA Plan has Made DMH 
            Facilities More Dangerous  

          Media reports have noted numerous complaints from staff members 
          that the CRIPA plan has increased violence in the hospitals.  
          Stories about the treatment plan and hospital violence, 
          particularly at Atascadero and Napa, were prominently featured 
          on NPR's Morning Edition in the week of April 3rd.  Staff 
          members have objected to increased documentation requirements 
          that decrease time for treatment and observation of patients.  
          There have been numerous complaints that the plan is too 
          deferential to patients and does not recognize that DMH forensic 
          patients may be particularly dangerous.  Some staff have 
          complained that patients do not face negative consequences for 







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          violent behavior. <4>  

          Regardless of any possible deficiencies in the CRIPA plan, 
          reports of the violence in DMH hospitals demonstrates that DMH 
          facilities and procedures are inherently insecure and dangerous. 
           For example, Napa is an open campus of 138 acres with isolated 
          areas.  Donna Gross, the psych tech who was murdered by patient 
          Jess Massey in October 2010, came upon Massey along a path 
          outside in the campus.  Massey, despite his serious criminal 
          history, could walk unsupervised on hospital grounds.  Reports 
          state that Massey dragged Gross over a wall where he could not 
          be seen.  Because Gross was outside, her personal alarm would 
          not have worked.   

          SHOULD SUBSTANTIAL EFFORTS BE MADE TO MAKE DMH FACILITIES 
          SECURE?

          WOULD INCREASING SECURITY BE MORE EFFECTIVE IN REDUCING VIOLENCE 
          IN STATE HOSPITALS THAN INCREASED CRIMINAL PENALTIES?

          9.  Security Screenings of Patients - Review of Commitment Status  

          SB 60 (Evans) - expected to be heard on May 3, 2011 - requires 
          security screening of all patients admitted to state hospitals.  
          SB 60 also requires housing and treatment of patients that will 
          ensure the safety of patients and staff. 

          SHOULD STATE HOSPITAL PATIENTS BE EVALUATED FOR RISK OF 
          VIOLENCE?

          Further, if, as staff members claim, a significant number of 
          forensic patients are faking mental illness, commitment status 
          should be carefully reviewed and monitored.  Committee members 
          may wish to inquire if there is a process for questioning and 
          evaluating the legitimacy of a patient's mental illness.

          IS THERE A PROCESS FOR STAFF TO EXPRESS AND THE HOSPITAL TO 
          ---------------------------
          <4> 
          http://www.npr.org/2011/04/08/134961895/violence-surges-at-hospit
          al-for-mentally-ill-criminals.











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          RESOLVE DOUBTS ABOUT THE LEGITIMACY OF A PATIENT'S MENTAL 
          ILLNESS?


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