BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  SB 952
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          Date of Hearing:   June 19, 2012

                       ASSEMBLY COMMITTEE ON HIGHER EDUCATION
                                 Marty Block, Chair
                    SB 952 (Alquist) - As Amended:  June 11, 2012

           SENATE VOTE  :   36-1
           
          SUBJECT  :   Public postsecondary education:  employee 
          compensation.

           SUMMARY  :   Restricts the ability of the Trustees of the 
          California State University (CSU) during the specified time 
          periods, to provide a compensation increase for a CSU employee, 
          relative to the immediately prior contract for that same 
          position, when the salary exceeds $200,000 from General Fund 
          sources and student fee revenues.  Specifically,  this bill  :

          1)Prohibits, from August 1, 2012, to June 30, 2014, the CSU 
            Trustees from entering into, or renewing, a contract that 
            provides for a compensation increase for a CSU employee whose 
            annual salary exceeds $200,000 from General Fund sources and 
            student fee revenues in the fiscal year during which the 
            contract is executed, relative to the immediately prior 
            contract for that same position.  

          2)Prohibits, on or after July 1, 2014, and until July 1, 2018, 
            the CSU Trustees from entering into, or renewing, a contract 
            that provides for a compensation increase of more than 10% for 
            a CSU employee whose annual salary exceeds $200,000 from 
            General Fund sources and student fee revenues in the fiscal 
            year during which the contract is executed, relative to the 
            immediately prior contract for that position.

          3)Sunsets these provisions on July 1, 2018.

          4)Declares this to be an urgency measure in order to respond to 
            and alleviate the effects of the state's current fiscal crisis 
            and resulting additional budget cuts and tuition increases for 
            CSU.

           EXISTING LAW  :

          1)Establishes the CSU Trustees, requires that they administer 
            CSU, and outlines the authorities, responsibilities, and 








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            requirements of the Trustees relative to personnel matters.  
            (Education Code � 66600, 89500 et. seq.)

          2)Requires the proposals for the compensation packages of 
            specified executive officers, including the Chancellor, 
            president of an individual campus, vice chancellor, treasurer, 
            general counsel and the Trustee's secretary, occur in open 
            sessions of a committee of the Trustees and the full Board of 
            Trustees, as specified.  (EC � 66002.7)

          3)Requires meetings of state bodies, including CSU, to be open 
            and public, requires state bodies to publish a specific agenda 
            and notice of each meeting at least 10 days in advance of the 
            meeting, and requires executive compensation, as defined, to 
            be publicly disclosed.  (Government Code � 11120-11132)

           FISCAL EFFECT  :   The Senate Appropriations Committee determined 
          that there was either no cost to the state or minimal costs, 
          pursuant to Rule 28.8.

           COMMENTS  :    Background  .  In July 2011, the CSU Trustees approved 
          an annual salary for the incoming president of San Diego State 
          University that was $100,000 greater than his predecessor's 
          salary.  Prior to this action, the Governor submitted a letter 
          to the Trustees expressing concern about CSU's compensation 
          approach and asking the Trustees to rethink their criteria for 
          setting administrator salaries, as well questioning whether CSU 
          could select future presidents from within the CSU system 
          instead of recruiting and paying higher compensation for 
          candidates from other states.  The Trustees appointed a special 
          committee to review its executive compensation policy.

           Need for this bill  .  According to the author, "The CSU Board of 
          Trustees has adopted policies regarding salary increases, but 
          they only apply to campus presidents and are not binding."

           CSU compensation policy  .  This year, the CSU Trustees adopted an 
          executive compensation policy that: (a) caps a successor 
          president's base salary, paid with public funds, at the salary 
          of the previous incumbent; (b) establishes a cap of no more than 
          10% above the predecessor's salary from foundation funds for 
          incoming presidents; (c) establishes a new set of comparison 
          institutions, divided into tiers to recognize the differences in 
          the sizes and mission of the 23 campuses; and (d) increases 
          opportunities for CSU campus and system leaders to develop the 








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          experience and skills necessary to be a successful president.  
          This policy will remain in effect until January 2014, when it 
          will be re-examined by the Trustees.  

          In comparing CSU's policy to this bill:

          1)CSU's policy applies only to campus presidents, while this 
            bill applies to any employee with a salary exceeding $200,000 
            from General Fund sources. 

          2)CSU's policy is in effect until January 2014.  This bill would 
            impose a salary freeze until June 30, 2014, and would limit 
            salary increases until June 30, 2018. 

           Rational for $200,000 threshold  .  The author determined the 
          $200,000 threshold in order to capture all campus presidents as 
          well as other senior administrators. 

           Who would be captured by this policy  ?  According to information 
          provided by CSU, 90 employees would be affected by this policy:  
          the Chancellor, the 23 campus presidents, 5 executives, and 61 
          employees who are most likely campus vice presidents.  This 
          policy may apply to the future presidents of the Monterey Bay, 
          Stanislaus, and Dominguez Hills campuses where presidential 
          searches are underway, if the incoming presidents are selected 
          before August, and would likely apply to the next CSU 
          Chancellor, since Chancellor Reed recently announced his 
          retirement.  

           Issues to consider  .

          1)This bill would remove the Trustees' authority for determining 
            executive compensation by placing these compensation 
            parameters in statute rather than leaving these decisions to 
            the discretion of the Board, which has fiduciary 
            responsibility for the institution and whose members are 
            chosen by the Governor and confirmed by the Senate.  CSU 
            estimates an 18% base salary lag in administrative salaries 
            compared to systems in other states.  How will this bill 
            affect California's ability to attract or retain the 
            professionals necessary to fill these positions?  Does it put 
            California's public institutions at a competitive disadvantage 
            for recruiting leaders and risk undermining their quality?  

          2)This bill only applies to CSU; however, previous versions also 








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            encouraged the University of California (UC) to comply with 
            these policies.  If the Legislature determines that enacting 
            statutory executive compensation guidelines is appropriate 
            policy for the CSU Board of Trustees, should this bill 
            encourage the UC Board of Regents to adopt this policy?  

          3)Is it realistic for this bill to be signed into law before the 
            August 1 implementation date for these provisions?  

           Related legislation  .  The following bills were introduced this 
          year on this topic:

          AB 1561 (Hern�ndez), which was held in the Assembly 
          Appropriations Committee, limits compensation increases for 
          certain executive-level positions at UC and CSU in years when 
          General Funds support is reduced or student fees are increased.

          AB 1684 (Eng), which was held in the Assembly Appropriations 
          Committee, as introduced would have limited the pay of 
          California Community College Chancellors to no more than twice 
          the highest faculty member salary.  This Committee replaced 
          these provisions with language initiating a study of CCC 
          executive compensation.

          SB 967 (Yee), which failed passage in the Senate Education 
          Committee, limits UC and CSU executive compensation at 5% of the 
          predecessor's total compensation.  

          SB 1368 (Anderson), which failed passage in the Senate 
          Governmental Organization Committee, limits the annual rate of 
          salary of a state officer or employee to the annual salary 
          authorized to be received by the Governor.  

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          None on file.
           
            Opposition 
           
          California State University


           Analysis Prepared by :    Sandra Fried / HIGHER ED. / (916) 








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