BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  SB 959
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          Date of Hearing:   June 20, 2012

                           ASSEMBLY COMMITTEE ON INSURANCE
                                 Jose Solorio, Chair
                      SB 959 (Lieu) - As Amended:  May 17, 2012

           SENATE VOTE  :   34-2
           
          SUBJECT  :   Workers' compensation: implantable medical devices

           SUMMARY  :   Repeals the statute that provides for a separate 
          reimbursement for implantable medical devices in addition to the 
          reimbursement paid for the hospital facility, which includes the 
          cost of the device. 

           EXISTING LAW  :

          1)Provides for a comprehensive system of benefits to be provided 
            to workers for injuries or conditions that arise out of, or in 
            the course of, employment, including medical benefits.

          2)Establishes a fee schedule to govern the payment to medical 
            providers for the goods and services that are provided to 
            treat injured workers.

          3)Provides for reimbursement to hospitals for the costs 
            associated with the use of the hospital, surgical, and other 
            facilities and goods provided in the course of in-patient or 
            out-patient treatment of injured workers.

          4)Provides, in addition to the above reimbursement, an 
            additional reimbursement for certain implantable medical 
            hardware used in spinal surgery (often referred to as the 
            "spinal pass-through").

          5)Establishes that these hardware devices will be reimbursed at:

             a)   The provider's documented paid cost of the device, 
               hardware, or instrumentation; plus

             b)   The lesser of either $250 or 10% of the  provider's 
               documented paid cost  for the device, hardware, or 
               instrumentation; plus

             c)   Any sales tax and shipping and handling charges actually 








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               paid.

           FISCAL EFFECT  :   While the bill is not tagged "fiscal" for 
          purposes of referring the bill to the Appropriations Committee, 
          all studies on this issue have found substantial saving to the 
          workers' compensation system, including a significant savings to 
          the State's workers' compensation program.

           COMMENTS  :   

           1)Purpose  .  According to the author and sponsor, studies on the 
            issue of the "spinal pass-through" have uniformly found that 
            the current approach provides inappropriate incentives to 
            medical providers, and results in a "double payment" of the 
            costs of the implantable hardware.  Recent news reports have 
            identified substantially increased utilization at some 
            hospitals that has occurred due to these inappropriate 
            incentives, as well as fatalities when these incentives led to 
            inappropriate types of surgical interventions.

           2)How Does the Workers' Compensation System Currently Reimburse 
            for Spinal Procedures?  
           
            Since 2003, the Official Medical Fee Schedule (OFMS) provides 
            for the reimbursement of most workers' compensation procedures 
            at 120% of the Medicare payment system rate.  Like the 
            Medicare system, the OMFS utilizes Medicare Severity Diagnosis 
            Related Groups (MS-DRG) when calculating appropriate 
            reimbursements for a variety of surgical procedures, including 
            spinal surgeries.  The MS-DRG system was put in place by 
            Medicare in 2007, and it creates a classification system for 
            hospital payments that can be adjusted by the cost of the 
            procedure, geography, and other considerations.  

            The appropriate MS-DRG is selected based on diagnosis of the 
            patient and any relevant complications or co-morbidities (a 
            disease or disorder in addition to the primary disease or 
            disorder) the patient may have.  Using spinal surgeries as an 
            example, MS-DRG 30 is for spinal procedures without major 
            complications or co-morbidities; MS-DRG 28 is for spinal 
            procedures with major complications and co-morbidities.  In 
            both cases, for the purposes of Medicare, the MS-DRG includes 
            the cost of the device.  No additional reimbursement is 
            allowed.









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            However, the workers' compensation system has an additional 
            reimbursement with the spinal pass-through.  According to the 
            California Workers' Compensation Institute,  the spinal 
            pass-through in 2007 and 2008 added, on average, $15,409 to 
            each spinal procedure  , though the cost of the pass-through 
            varies significantly between MS-DRGs (between $6,137 and 
            $49,304).  

           3)Studies on the Spinal Pass-Through in the Workers' 
            Compensation System:

            The spinal pass-through was codified in SB 228 (Alarcon) in 
            2003 in the most recent wave of major workers' compensation 
            reform bills, which culminated in SB 899 (Poochigian) in 2004. 
             Prior to the codification of the spinal pass-through, the 
            Commission on Health, Safety, and Workers' Compensation 
            (CHSWC) released a report from RAND that raised concerns on 
            the need for a spinal pass-through, which at that time existed 
            as a regulation.  The RAND study noted that the pass-through 
            results in the "paying for the hardware twice: once in the DRG 
            fee schedule relative and again in the additional payment for 
            the hardware costs."

            CHSWC commissioned a second study in 2005 to review the spinal 
            pass-through.  This study, titled "Payment for Hardware Used 
            in Complex Spinal Procedures under California's Official 
            Medical Fee Schedule for Injured Workers" made several 
            important findings:

             a)   On average, workers' compensation patients are less 
               costly than Medicare patients and have a shorter length of 
               stay. The Medicare cost per discharge was found to be about 
               14% higher than the cost per discharge for a workers' 
               compensation patient;

             b)   Since the workers' compensation fee schedule reimburses 
               at 120% of the Medicare rates, workers' compensation 
               reimbursements exceed estimated costs without the 
               pass-through; 

             c)   Four hospitals in California showed usages rates in 
               excess of what would be expected when compared to other 
               hospitals performing workers' compensation spinal 
               surgeries; and









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             d)   The existing spinal pass-through does not incentivize 
               prudent purchasing and use of spinal hardware.

            The findings of this study were further discussed and 
            supported in two RAND studies that followed in 2009.  One 
            study, titled "Inpatient Hospital Services: An Update on 
            Services Provided Under California's Workers' Compensation 
            Program" showed an increase in utilization of spinal hardware 
            from 2003 to 2005, notably in DRGs that included hardware that 
            would qualify for the pass-through.  

            The second study, titled "Regulatory Actions that Could Reduce 
            Unnecessary Medical Expenses Under California's Workers' 
            Compensation Program" identified the spinal pass-through as an 
            area of potential savings in the workers' compensation system. 
             This study pegged the  savings between $23 million and $60 
            million  , depending on the policy adopted to replace the 
            current spinal pass-through reimbursement.

           1)Proponent Arguments  :
            
            Proponents, such as the California Labor Federation and the 
            California Coalition on Workers' Compensation, note that the 
            Official Medical Fee Schedule already provides a reimbursement 
            20% above the Medicare reimbursement, which already includes 
            the cost of the device.  Proponents argue that the RAND 
            studies conclusively show that the additional spinal 
            pass-through reimbursement in the workers' compensation system 
            is unnecessary and promotes destructive incentives.  
            Proponents cite a recent Wall Street Journal (WSJ) article 
            that provides a detailed account of how consultants have 
            helped some hospitals cash in on the high reimbursements and, 
            in the process, intentionally inflated the cost of medical 
            devices in order to profit even more handsomely.  Proponents 
            argue that the story is evidence that the RAND findings are 
            correct and that overreimbursement leads to bad behavior that 
            drives bad results for injured workers and high costs for 
            employers.  Proponents argue that, with the RAND findings and 
            WSJ story taken together, and with the absence of immediate 
            regulatory action by the Division of Workers' Compensation, 
            there is a need for immediate legislative action to repeal the 
            spinal pass-through reimbursement.

           2)Opponent Arguments  :









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            Opponents, such as the California Hospital Association (CHA) 
            and Medtronic, Inc., argue that eliminating the spinal 
            pass-through will limit the ability of injured workers to 
            receive necessary spinal surgeries.  CHA argues that, prior to 
            the existence of the pass-through, hospitals cancelled spinal 
            surgeries for injured workers.  CHA therefore argues that 
            hospitals will be unable to provide this service without the 
            pass-through.  Medtronic also disputes the fiscal analysis 
            done by RAND, as it relies on Medicare data, rather than 
            workers' compensation data.

            Access Mediquip, a third-party benefit manager of surgical 
            implants for hospitals, is also in opposition.  Access notes 
            that their business model of purchasing devices and assuming 
            the liability for workers' compensation claims management is 
            dependent on at least a portion of the pass-through.  Access 
            argues that these services save hospitals significant amounts 
            of money through utilizing the scale of third party benefit 
            managers like Access.  Access also argues that, due to their 
            experience with spinal hardware, they can steer payors towards 
            safer and more cost effective spinal hardware, which provides 
            secondary benefits to the workers' compensation system.  
            Access suggests that the Legislature pursue alternatives to 
            the complete elimination of the spinal pass-through, which 
            would allow companies like Access to continue to provide 
            services to hospitals but remove the "double-dipping" aspect 
            of the current reimbursement system.

          6.  Prior Legislation  :

            SB 228 (Alarcon), Chapter 639, Statutes of 2003, codified the 
            current spinal pass-through reimbursement.


           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          Actief Case Management, Inc. 
          Aerospace Dynamics International, Inc.
          American Insurance Association 
          Association of California Insurance Companies 
          California Association of Joint Powers Authority
          California Coalition on Workers' Compensation
          California Grocers Association 








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          California Labor Federation, AFL-CIO
          California Manufacturers & Technology Association
          California Professional Firefighters
          California Restaurant Association 
          California Retailers Association 
          California Self-Insurers Association 
          California State Association of Counties
          California Trucking Association 
          Costco Wholesale
          County of San Bernardino
          CSAC Excess Insurance Authority 
          EME International
          Employers Group
          FedEx Corporation
          Gallagher Bassett Services, Inc. 
          Grimmway Farms
          IBA West
          Indio Chamber of Commerce
          iUnlimited Investigative Services
          Marriott International, Inc.
          Morehouse Foods, Inc. 
          National Federation of Independent Business
          Nordstrom
          North Bay Schools Insurance Authority
          Pacific Athletic Wear, Inc.
          PPG Aerospace
          Regional Council of Rural Counties 
          San Diego and Imperial County Schools JPA
          Schools Insurance Authority 
          Schools Insurance Group
          Seawright Custom Precast, Inc.
          Sedgwick Claims Management Services, Inc.
          The Boeing Company 
          TRISTAR Risk Management
          Western Home Furnishings Association
          Western Propane Gas Association 

           Opposition 
           
          Access MediQuip
          California Hospital Association
          Medtronic

           Analysis Prepared by  :    Mark Rakich / INS. / (916) 319-2086 









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