BILL ANALYSIS                                                                                                                                                                                                    �






           SENATE TRANSPORTATION & HOUSING COMMITTEE       BILL NO: SB 1117
          SENATOR MARK DESAULNIER, CHAIRMAN              AUTHOR:  Desaulnier
                                                         VERSION: 3/29/12
          Analysis by:  Art Bauer                        FISCAL:  yes
          Hearing date: April 24, 2012



          SUBJECT:

          Rail planning 


          DESCRIPTION:

          This bill requires the California Transportation Commission 
          (CTC) to prepare a statewide passenger rail transportation plan 
          for conventional and high-speed intercity passenger rail, 
          commuter rail, and urban rail transit. 

          ANALYSIS:

          Since 1995, the Department of Transportation (Caltrans) has 
          prepared a ten-year intercity rail transportation plan, which it 
          updates biennially.  Caltrans submits the plan to the CTC for 
          its "advice and consent" and then forwards it the governor, 
          Legislature, and the Public Utilities Commission. 

          Existing law is very prescriptive as to the contents of the 
          state's intercity passenger rail plan. It especially emphasizes 
          planning for services that have sound operating economics.  In 
          addition, the plan includes forecasted capital needs and an 
          assessment of funding for both investments and operations.  
          Caltrans include a summary of the state's commuter rail agencies 
          plans in the state plan.  Caltrans is currently updating the 
          plan consistent with federal requirements that each state 
          prepare a state intercity passenger rail plan.  This is the 
          first passenger rail plan required by the federal government. 

          Existing state and federal law requires local commuter and rail 
          transit agencies to prepare rail transit development plans in 
          coordination with the preparation of the regional transportation 
          plans to ensure the proposed investments are consistent with the 
          forecasted available funding for investing in a region's 
          multimodal regional transportation system.   





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          Finally, capital investments in the intercity passenger rail 
          plan and in regional and urban rail transit programs are 
          included in the State Transportation Improvement Program (STIP), 
          the state's five-year transportation capital outlay program, 
          which the CTC updates and adopts every two years. 

          SB 375 (Steinberg), Chapter 728, of the Statutes of 2008, 
          requires regional transportation plans to include a Sustainable 
          Communities Strategy designed to achieve the targets for 
          greenhouse gas emission reduction.  This requirement essentially 
          links transportation and land use planning. 


           This bill  : 
           
             1.   Requires the CTC to prepare a statewide passenger rail 
               plan with the following elements:

                  a.        Goals for an integrated rail passenger system 
                    consisting of the four rail modes:  high-speed 
                    intercity rail, conventional intercity rail, commuter 
                    rail, and urban rail transit.

                  b.        Proposed regional and state investments in the 
                    four rail systems. 

                  c.        An assessment that the rail plans proposed by 
                    the regional transportation planning agencies are 
                    consistent with SB 375, Chapter 728, Statutes of 2008. 


                  d.        An assessment of transportation energy 
                    requirements for the four rail modes.

                  e.        An assessment of the reduction in regional and 
                    intercity highway congestion due to the regional 
                    plans, and in the case of high-speed rail, an 
                    assessment of the ability of the service to reduce 
                    intercity airline travel and airport congestion.

                  f.        Identification of rail corridors in which 
                    investments will be made and the expected impediments, 
                    if any, to their development, including right-of-way 
                    availability for facilities.

                  g.        CTC - developed performance goals related to 




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                    financial capacity, service performance and frequency, 
                    and the connections between rail modes to increase 
                    travel opportunities.

                  h.        An estimate of the capital and operating 
                    revenue available for the development of the four rail 
                    services in five-, ten-, and twenty-year time 
                    horizons.

             2.   Authorizes the CTC to prepare policy guidelines for the 
               plan in consultation with the High-Speed Rail Authority 
               (HSRA), Caltrans, regional transportation planning 
               agencies, and urban transit and commuter rail operators.  
               The regional transportation planning agencies shall use 
               these guidelines when developing their regional plans. 

             3.   Directs, for the high-speed rail element of the plan, 
               the HSRA, consistent with the policies of the CTC and the 
               high-speed rail bond act, to develop an incremental 
               investment plan for the Phase I high-speed rail corridor 
               between San Francisco Transbay Terminal to Los 
               Angeles/Anaheim that benefits both conventional rail 
               services and future high-speed service.  The HSRA must 
               submit the plan to the CTC identifying one or more possible 
               operating segments in the Phase I corridor as a candidate 
               for a public-private partnership.  The HSRA must submit a 
               draft of the incremental development program to the CTC by 
               December 31, 2013. 

             4.   Requires the CTC to submit a draft rail transportation 
               plan to the Legislature and stakeholders by April 30, 2014. 
                The CTC shall adopt the final plan at its September 2014 
               meeting and submit the plan to the Legislature and 
               stakeholders.  The CTC shall adopt an update plan every 
               four years thereafter. 

          COMMENTS:
          
              1.   Purpose  . Because California may be embarking upon a 
               major rail transportation program by investing in 
               high-speed rail, the author believes that it is important 
               to have an overall policy framework for rail development.  
               Such a plan will ensure that the public is obtaining the 
               greatest return on its investments in the four modes of 
               rail transit. In addition, the enactment of SB 375 
               established a policy framework that integrates land use and 




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               transportation development.  This bill ensures there is a 
               statewide framework for rail development consistent with SB 
               375. 

              2.   Enlarges the CTC's role  .  Existing law requires the CTC 
               to adopt the STIP every two years.  The CTC also adopts the 
               ten-year State Highway Operations and Protection Program 
               (SHOPP), which is updated every two years.  In addition, 
               the CTC adopts guidelines that govern regional 
               transportation planning.  Because of the requirements of SB 
               375, the guidelines are quite substantial, focusing on 
               several issues, including the modeling of transportation 
               and land use.  To be sure, the adoption of a state rail 
               plan encompassing the four major modes-urban transit, 
               commuter rail, conventional intercity rail, and high-speed 
               rail-is an enlargement of the CTC's role, but it reflects 
               the direction of state transportation policy.  With the 
               high-speed rail program now focusing on an incremental 
               development strategy, which relies on existing railroad 
               infrastructure, as well as the state and regional rail 
               programs, the need for state coordination with the other 
               rail modes and agencies will grow in importance.  Because 
               of California's tradition of devolving authority and 
               responsibility for much of transportation development to 
               local agencies and regions, the CTC is a venue for 
               providing an overview of rail investments throughout the 
               state and for providing state policy guidance.  This bill 
               requires the CTC to integrate the regional plans into a 
               statewide plan.  It also provides a framework for 
               integrating the high-speed rail plans into a state-regional 
               partnership.  

                To date, the CTC has relied upon Caltrans to prepare its 
               various documents.  This has allowed the CTC to maintain a 
               small staff that focuses on the needs of the commissioners 
               to address transportation policy issues, without the 
               inevitable distractions of managing a large staff.  This 
               bill is silent on where the responsibility rests for 
               preparing the rail transportation plan.  The committee may 
               wish to amend the bill to assign responsibility for the 
               preparation of the proposed policies and the plan to 
               Caltrans, but under the policy direction of the CTC. 

          
          POSITIONS:  (Communicated to the committee before noon on 
          Wednesday, 




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                     April 18, 2012)

               SUPPORT:  None received.

          
               OPPOSED:  None received.