BILL ANALYSIS                                                                                                                                                                                                    �          1





                SENATE ENERGY, UTILITIES AND COMMUNICATIONS COMMITTEE
                                 ALEX PADILLA, CHAIR
          

          SB 1128 -  Padilla                                Hearing Date:  
          April 24, 2012             S
          As Amended:         April 16, 2012           FISCAL       B

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                                      DESCRIPTION
           
           Current law  creates the California Alternative Energy and 
          Advanced Transportation Financing Authority (CAEATFA) for the 
          purpose of promoting the development and utilization of 
          alternative energy sources and the development and 
          commercialization of advanced transportation technologies and 
          authorizes up to $1 billion in revenue or prepayment bonds to 
          fund projects.

           Current law  authorizes CAEATFA to utilize a sale/lease-back 
          mechanism with manufacturers which results in a sales and use 
          tax exemption on tangible personal property utilized for the 
          design, manufacture, production, or assembly of advanced 
          transportation technologies or alternative energy source 
          products, components or systems.  The sales and use tax 
          exemption sunsets on January 1, 2021.

           This bill  expands the sales and use tax exemption mechanism to 
          include advanced manufacturing (ADM), as defined, which would be 
          inoperative on July 1, 2016 and sunset on January 1, 2017.

           This bill  requires CAEATFA to study of the efficacy and cost 
          benefit of the sales and use tax exemption for ADM.

                                      BACKGROUND
           
          The California Alternative Energy Source Financing Authority was 
          created in 1980 with an authorization of $200 million in revenue 
          bonds to finance projects utilizing alternative sources of 
          energy, such as cogeneration, wind and geothermal power. It was 
          renamed in 1994 as the California Alternative Energy and 










          Advanced Transportation Financing Authority (CAEATFA) and its 
          charge expanded to include the financing of "advanced 
          transportation" technologies.

          During the energy crisis of 2001, its authority was again 
          expanded, this time to provide financial assistance to public 
          power entities, independent generators, and others for new and 
          renewable energy sources, and to develop clean distributed 
          generation.  CAEATFA's board, composed of the Treasurer, 
          Controller, Director of Finance, Chairperson of the Energy 
          Commission and President of the Public Utilities Commission, 
          decides which projects to assist. 

          In 2010 its authority was expanded by SB 71 (Padilla) which 
          allows CAEATFA to grant a sales and use tax exemption to an 
          eligible firm that purchases property necessary to design, 
          produce, manufacture, or assemble advanced transportation 
          technologies or alternative energy source products, components, 
          or systems. Selected firms purchase equipment without paying the 
          sales and use tax that would normally apply, lowering their cost 
          of capital. Neither CAEATFA nor the state is a creditor to the 
          selected firm in any way under the SB 71 program. Instead, 
          CAEATFA calculates whether the exemption will yield a net 
          environmental and economic benefit for the state. Thus far, 
          CAEATFA has approved $104 million to 33 firms that applied for 
          the SB 71 benefit, of which 33 firms have monetized $31.6 
          million in exemptions. Some of the firms have purchased the 
          property and deployed it in the manufacturing process, while 
          others have won the award, but not yet purchased the equipment.

          To date, CAEATFA has approved financial assistance for private 
          entities in the following fields: electric vehicle 
          manufacturing, solar photovoltaic manufacturing, landfill gas 
          capture and production, biogas capture and production (dairies 
          and waste water treatment plants), demonstration hydrogen fuel 
          production, electric vehicle battery manufacturing, biomass 
          processing and fuel production, and others.

                                       COMMENTS
           
              1.   Author's Purpose  . California prospered for decades on 
               its ability to research, develop and manufacture products 
               for national and international markets. Manufacturing led 
               California's economic strength in the 20th century, pushing 
               the Golden State to rank among the top eight global 









               economies. Manufacturing provides employment for millions 
               of Californians.

               However, California's manufacturing sector has declined. 
               Other states and nations invested in their manufacturing 
               sectors and created policies to attract and retain 
               business. At the turn of the 21st century it was cost 
               effective and easier for manufacturers to invest outside 
               California and overseas. 

               Last summer President Obama launched the Advanced 
               Manufacturing Program, to "invest in the emerging 
               technologies that will create high quality manufacturing 
               jobs". The program directed the U.S. Departments of 
               Commerce and Energy to invest more than $500 million to 
               expand manufacturing capabilities, expedite the production 
               of advanced materials, promote energy and resource 
               efficiency and provide high wage jobs. The Advanced 
               Manufacturing Program offers new opportunities for 
               California to draw down federal dollars, attract new 
               investment, and employ our workforce.  States such as 
               Massachusetts, Michigan and Georgia are creating 
               collaborative centers between industry and government to 
               attract advanced manufactures and draw down the federal 
               dollars. California must act to remain competitive.

              2.   What is "Advanced Manufacturing  ?"  This Committee and 
               the Committee on Government and Finance held an 
               informational hearing on March 21st to discuss the 
               definition of advanced manufacturing.  The committees 
               learned that the definition is still a work in progress and 
               many states and the federal government do not have a 
               consistent definition.  The definition this bill uses 
               focuses on industries that manufacture more efficiently 
               while using sustainable standards that are above and beyond 
               those required in existing state and federal law.  It draws 
               on three primary sources:

                           "Preparing for our future: Developing a common 
                    strategy for key enabling technologies in the EU," 
                    September 30, 2009;
                           "High Level Group on Key Enabling 
                    Technologies, Thematic Report by the Working Team on 
                    Advanced Manufacturing Systems," December 9, 2010; and
                           "Emerging Global Trends in Advanced 









                    Manufacturing," Institute for Defense Analyses, March 
                    2012.

              1.   Study Deadline  ?  This bill requires the CAEATFA to study 
               the efficacy and benefit of the ADM sales and use tax 
               exemption but does not include a deadline for the study.  
               The committee should consider amending the bill to specify 
               a deadline of January 1, 2017 for that study which would 
               coincide with the sunset of the program.

              2.   Technical Amendment  .  The author's intent is that this 
               bill establish an additional manufacturing exemption with 
               criteria separate from the SB 71 green manufacturing 
               program.  However this bill includes ADM as an additional 
               element of qualification for the SB 71 program.  To ensure 
               the author's intent is met, the committee should consider 
               an amendment to strike the reference to ADM at page 15, 
               lines 21-23 and add ADM as another eligible project in the 
               definition of "project" in 26003(a)(8)(B) at page 8, lines 
               8 to 12.  

              3.   Double Referral  . This bill was approved by the Senate 
               Committee on Governance and Finance on April 11, 2012 by a 
               (9-0) vote. 

                                       POSITIONS
           
           Sponsor:
           
          Author

           Support:
           
          Applied Materials
          BayBio
          California Healthcare Institute
          California Manufacturers and Technology Association, if amended
          California State Association of Electrical Workers
          California State Pipe Trades Council
          Pharmaceutical Research and Manufacturers of America
          Western States Council of Sheet Metal Workers

           Oppose:
           
          None on file











          Kellie Smith 
          SB 1128 Analysis
          Hearing Date:  April 24, 2012