BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  SB 1130
                                                                  Page  1

          Date of Hearing:   August 16, 2012

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                  Mike Gatto, Chair

                   SB 1130 (de León) - As Amended:  August 7, 2012 

          Policy Committee:                             Natural 
          ResourcesVote:6-3

          Urgency:     No                   State Mandated Local Program: 
          No     Reimbursable:              

           SUMMARY  

          This bill establishes the Nonresidential Building Energy 
          Retrofit Financing Act of 2012 and requires the California 
          Energy Commission (CEC) to establish the Nonresidential Building 
          Energy Retrofit Financing Program by July 1, 2013 to provide 
          financial assistance through revenue bonds for owners of 
          eligible buildings to implement energy efficiency improvements 
          and renewable energy generation. 

          Specifically, this bill: 

          1)By July 1, 2013, requires CEC to develop a request for 
            proposal to develop the program by a third-party administrator 
            to administer the program and establish an automated, 
            asset-based underwriting system for all eligible buildings.  
            The administrator shall only be selected if the program is 
            self-supporting with costs to be covered by loan recipients, 
            administrator or bond purchasers.

          2)Requires the administrator to establish underwriting 
            guidelines that consider an applicant's qualificationÝs] and 
            other appropriate factors, as specified.  Requires any owner 
            who wishes to participate in the Program to submit an 
            application to the administrator.  

          3)Establishes requirements for the application and related 
            information and requires the administrator to recommend to the 
            CEC the approval or disapproval of the application.  

          4)Requires the administrator to establish an annualized schedule 
            for the repayment required by the agreement. Requires the 








                                                                  SB 1130
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            Board of Equalization (BOE) to collect the repayment 
            installments.  

          5)Authorizes the California Alternative Energy and Advanced 
            Transportation Financing Authority (CAEATFA), on behalf of 
            CEC, to incur indebtedness and issue and renew specified forms 
            of debt.  Specifies that all indebtedness shall be payable 
            solely from moneys received from the program and limits total 
            indebtedness to $2 billion. States that the Program shall not 
            include General Fund costs or liabilities, except start-up 
            costs as specified. 

           FISCAL EFFECT  

          1)Administrative expenses to CAEATFA, the CEC and BOE in the 
            millions of dollars.

          2)Initial administrative expenses to be financed by a loan from 
            the General Fund of no more than $7 million.  The program must 
            reimburse the General Fund by 2023 with interest paid to the 
            General Fund at the pooled money investment rate.

           COMMENTS  

           1)Purpose  .  According to the author, studies have shown 
            investment in energy efficiency retrofits provide superior 
            financial, employment and environmental benefits compared to 
            equivalent investment in any other clean energy resource.  The 
            author states the bill addresses the dearth of primary market 
            capital to fund commercial energy efficiency retrofits in 
            California.  The author argues that financial institutions 
            have large pools of funds to invest in mortgage-related 
            securities, but there is little to no origination occurring, 
            in part, because the market lacks appropriate incentives to 
            drive private capital.

            The author also notes the California economy continues to 
            suffer from long-term unemployment with the most hard-hit 
            sector being construction.  The author argues driving private 
            capital to spur retrofit activity at no cost to taxpayers 
            would help alleviate this problem and achieve significant 
            carbon dioxide reductions.

           2)Background  .  In 2009 the Legislature enacted AB 758 (Skinner), 
            Chapter 470, Statutes of 2009.  The bill addressed the issue 








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            that about 60 % of California's residential and nonresidential 
            buildings were built prior to adoption of energy efficiency 
            building standards.  AB 758 requires the CEC to develop a 
            comprehensive energy efficiency strategy for this old building 
            stock, both residential and nonresidential.  To date, the CEC 
            has funded pilot programs to develop and advance the tools, 
            protocols and workforce to conduct best practice building 
            energy assessments and retrofits, which the CEC says will 
            generate information for developing the long-term strategy.  
            As required by AB 758, the CPUC has opened a rulemaking to 
            investigate the ability of IOUs to provide energy efficiency 
            financing options to customers to implement the CEC's strategy 
            for building retrofits, and is considering financing as part 
            of its proceedings governing the IOU energy efficiency 
            portfolios.

           3)Financing.   CAEATFA provides financing for facilities that use 
            alternative energy sources and technologies.  CAEATFA can 
            issue revenue bonds, make loans, loan loss reserves, loan 
            guarantees, and other financial instruments to develop and 
            commercialize advanced transportation technologies that 
            conserve energy, reduce air emissions and promote economic 
            development and jobs.  CAEATFA's board consists of the 
            Treasurer, Controller, Director of Finance, Chair of the CEC 
            and President of the PUC, which determines which projects 
            receive funding.  Current law limits CAEATFA's total debt to 
            $1 billion.
              


           Analysis Prepared by  :    Roger Dunstan / APPR. / (916) 319-2081