BILL ANALYSIS                                                                                                                                                                                                    �







                      SENATE COMMITTEE ON PUBLIC SAFETY
                            Senator Loni Hancock, Chair              S
                             2011-2012 Regular Session               B

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          SB 1150 (Dutton)                                           0
          As Introduced February 21, 2012 
          Hearing date:  April 24, 2012
          Penal Code
          AA:mc


                          PUBLIC SAFETY REALIGNMENT OF 2011:

                          POSTRELEASE COMMUNITY SUPERVISION  


                                       HISTORY

          Source:  Author

          Prior Legislation: AB 109 (Committee on Budget) - Ch. 15, Stats. 
          2011
                       ABx1 17 (Blumenfield) - Ch. 12, Stats. 2011

          Support: California Correctional Peace Officers Association; 
                   California District Attorneys Association; Peace 
                   Officers Research Association of California; California 
                   Police Chiefs Association; California State Sheriffs 
                   Association; Kern County Board of Supervisors; Loma 
                   Linda Chamber of Commerce

          Opposition:Legal Services for Prisoners with Children
           


                                         KEY ISSUE
           




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          SHOULD ELIGIBILITY FOR "POSTRELEASE COMMUNITY SUPERVISION" - A 
          COMPONENT OF THE 2011 CRIMINAL JUSTICE REALIGNMENT UNDER WHICH 
          CERTAIN PERSONS RELEASED FROM PRISON ARE SUPERVISED BY LOCAL 
          PROBATION INSTEAD OF STATE PAROLE - BE NARROWED, AS SPECIFIED?





                                       PURPOSE

          The purpose of this bill is to narrow eligibility for local 
          "Postrelease Community Supervision," a component of the 2011 
          criminal justice realignment, thereby increasing the number of 
          persons supervised by state parole instead of local probation 
          upon release from prison, as specified.

           Current law  , enacted as part of the 2011 realignment legislation 
          addressing public safety, includes the "Postrelease Community 
          Supervision Act of 2011," ("PRCS") as specified.  (Penal Code � 
          3450 et seq.)  

           Under current law  , PRCS generally provides that certain felons 
          released from prison on and after October 1, 2011, "shall, upon 
          release from prison and for a period not exceeding three years 
          immediately following release, be subject to community 
          supervision provided by a county agency designated by each 
          county's board of supervisors which is consistent with 
          evidence-based practices, including, but not limited to, 
          supervision policies, procedures, programs, and practices 
          demonstrated by scientific research to reduce recidivism among 
          individuals under postrelease supervision."  (Penal Code � 3451 
          (a).)  

           Under current law  , felons released from prison after having 
          served a prison term for any of the following are ineligible for 
          PRCS (and therefore subject to supervision by state parole):

               (1) A serious felony described in subdivision (c) of 
          Section 1192.7.




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               (2) A violent felony described in subdivision (c) of 
          Section 667.5.
               (3) A crime for which the person was sentenced pursuant to 
          paragraph (2) of subdivision       (e) of Section 667 or 
          paragraph (2) of subdivision (c) of Section 1170.12.
               (4) Any crime where the person eligible for release from 
          prison is classified as a High        Risk Sex Offender.
               (5) Any crime where the person is required, as a condition 
          of parole, to undergo treatment       by the State Department of 
          Mental Health pursuant to Section 2962.  (Penal Code �          
          3451(b).)

           This bill  would revise this provision to additionally exclude 
          from PRCS felons being released from prison who have a prior 
          conviction for any of the following:

               (1) A serious felony described in subdivision (c) of 
          Section 1192.7.
               (2) A violent felony described in subdivision (c) of 
          Section 667.5.
               (3) A crime for which the person was sentenced pursuant to 
          3-Strikes (paragraph (2) of       subdivision (e) of Section 667 
          or paragraph (2) of subdivision (c) of Section          
          1170.12).
               (4) Any crime that resulted in the person's classification 
          as a High Risk Sex Offender.
                                          


                    RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION
                                      ("ROCA")
          
          In response to the unresolved prison capacity crisis, since 
          early 2007 it has been the policy of the chair of the Senate 
          Committee on Public Safety and the Senate President pro Tem to 
          hold legislative proposals which could further aggravate prison 
          overcrowding through new or expanded felony prosecutions.  Under 
          the resulting policy known as "ROCA" (which stands for 
          "Receivership/Overcrowding Crisis Aggravation"), the Committee 
          has held measures which create a new felony, expand the scope or 




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                                                           SB 1150 (Dutton)
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          penalty of an existing felony, or otherwise increase the 
          application of a felony in a manner which could exacerbate the 
          prison overcrowding crisis by expanding the availability or 
          length of prison terms (such as extending the statute of 
          limitations for felonies or constricting statutory parole 
          standards).  In addition, proposed expansions to the 
          classification of felonies enacted last year by AB 109 (the 2011 
          Public Safety Realignment) which may be punishable in jail and 
          not prison (Penal Code section 1170(h)) would be subject to ROCA 
          because an offender's criminal record could make the offender 
          ineligible for jail and therefore subject to state prison.  
          Under these principles, ROCA has been applied as a 
          content-neutral, provisional measure necessary to ensure that 
          the Legislature does not erode progress towards reducing prison 
          overcrowding by passing legislation which could increase the 
          prison population.  ROCA will continue until prison overcrowding 
          is resolved.

          For the last several years, severe overcrowding in California's 
          prisons has been the focus of evolving and expensive litigation. 
           On June 30, 2005, in a class action lawsuit filed four years 
          earlier, the United States District Court for the Northern 
          District of California established a Receivership to take 
          control of the delivery of medical services to all California 
          state prisoners confined by the California Department of 
          Corrections and Rehabilitation ("CDCR").  In December of 2006, 
          plaintiffs in two federal lawsuits against CDCR sought a 
          court-ordered limit on the prison population pursuant to the 
          federal Prison Litigation Reform Act.  On January 12, 2010, a 
          three-judge federal panel issued an order requiring California 
          to reduce its inmate population to 137.5 percent of design 
          capacity -- a reduction at that time of roughly 40,000 inmates 
          -- within two years.  The court stayed implementation of its 
          ruling pending the state's appeal to the U.S. Supreme Court.  

          On May 23, 2011, the United States Supreme Court upheld the 
          decision of the three-judge panel in its entirety, giving 
          California two years from the date of its ruling to reduce its 
          prison population to 137.5 percent of design capacity, subject 
          to the right of the state to seek modifications in appropriate 




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          circumstances.  Design capacity is the number of inmates a 
          prison can house based on one inmate per cell, single-level 
          bunks in dormitories, and no beds in places not designed for 
          housing.  Current design capacity in CDCR's 33 institutions is 
          79,650.

          On January 6, 2012, CDCR announced that California had cut 
          prison overcrowding by more than 11,000 inmates over the last 
          six months, a reduction largely accomplished by the passage of 
          Assembly Bill 109.  Under the prisoner-reduction order, the 
          inmate population in California's 33 prisons must be no more 
          than the following:

                 167 percent of design capacity by December 27, 2011 
               (133,016 inmates);
                 155 percent by June 27, 2012;
                 147 percent by December 27, 2012; and
                 137.5 percent by June 27, 2013.
               
           This bill  does not appear to aggravate the prison overcrowding 
          crisis described above under ROCA.

                                      COMMENTS

          1.  Stated Need for This Bill

           The author states:

               California communities and neighborhoods are at 
               greater risk because some convicted felons are being 
               released under the states Post Release Community 
               Supervision program.  Under current law, only the 
               felon's most recent crime is used in determining if 
               that individual is eligible for "Post Release 
               Community Supervision.  Under Senate Bill 1150, the 
               felon's entire criminal history would have to be 
               reviewed before becoming eligible for this lower level 
               of probation supervision.

          2.  What This Bill Would Do




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           As explained above, this bill would change the provisions in the 
          2011 criminal justice realignment concerning postrelease 
          community supervision of felons being released from prison.  
          This bill would narrow PRCS eligibility and thereby expand the 
          category of felons who would be subject to state supervision 
          (parole) instead of local supervision (probation).  

          Current law generally determines PRCS eligibility based on the 
          crime for which the person has just served a prison term - not 
          priors.  This bill would add prior convictions to this 
          determination, by providing that felons being released from 
          prison with a prior conviction for a serious felony, a violent 
          felony, or sentenced under 3-Strikes, or any crime that resulted 
          in the person's classification as a High Risk Sex Offender, 
          shall be ineligible for local supervision.  This change would 
          essentially shift, as discussed below, these felons from  local  
          probation supervision to  state  parole supervision during the 
          period immediately following their release from prison.  

          3.  Background    

          Prior to realignment, California law generally provided that 
          persons who had served a determinate sentence in state prison 
          for a felony were subject to up to three years of conditional 
          release ("parole") supervised by the Department of Corrections 
          and Rehabilitation ("CDCR").<1>  This policy of providing a 
          period of conditional, supervised release for felons immediately 
          following a determinate prison term has continued under 
          realignment.<2>  Realignment requires, however, that on and 
          after October 1, 2011, some of these felons - generally 
          depending upon the crime that sent them to prison - are subject 
          instead to postrelease community supervision ("PRCS") by a local 
          entity determined by each county's board of supervisors - which 
          ---------------------------
          <1>  See Penal Code � 3000.  Parole periods for certain 
          offenses, such as sex crimes, can exceed three years; 
          realignment does not change the length of these parole periods.
          <2>   See Penal Code � 3000(a) (1), as amended by Section 36 of 
          AB 117.     




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          in every county has been determined to be probation.     

          Certain inmates are categorically excluded from PRCS by statute; 
          these offenders are subject to state parole supervision.  
          Specifically, prison inmates conditionally released after 
          serving a sentence for one of the following crimes are 
           statutorily excluded  from PRCS, and instead are supervised by 
          state parole:

              (1)            A serious felony as described in subdivision 
                (c) of Section 1192.7.
              (2)            A violent felony as described in subdivision 
                (c) of Section 667.5.
              (3)            A crime for which the person has been 
                sentenced to a life term under the 3-strikes law.
              (4)            Any crime where the person eligible for 
                release from prison is classified as a High Risk Sex 
                Offender.
              (5)            Any crime where the person is required, as a 
                condition of parole, to undergo treatment by the 
                Department of Mental Health as a mentally ill offender.
              (6)            Any felony committed while the person was on 
                parole for a period exceeding three years where the person 
                was required to register as a sex offender or was subject 
                to parole for life, as specified.<3>

          On and after October 1, 2011, persons released from prison after 
          serving a determinate prison sentence who are not excluded 
          because of the above-enumerated reasons are subject to PRCS 
          provided by a county agency designated by each county's board of 
          supervisors "which is consistent with evidence-based practices, 
          including, but not limited to, supervision policies, procedures, 
          programs, and practices demonstrated by scientific research to 
          reduce recidivism among individuals under postrelease 



          ---------------------------
          <3>   Penal Code � 3000.08, as amended by Sections 37 and 38 of 
          AB 117, and Section 17 of ABx1 17; see also Penal Code � 
          3451(b), as amended by Section 47 of AB 117.






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          supervision."<4>  The criminal justice realignment codifies 
          legislative findings and declarations including, with respect to 
          PRCS, the following:

                 Realigning the postrelease supervision of certain felons 
               reentering the community after serving a prison term to 
               local community corrections programs, which are 
               strengthened through community-based punishment, 
               evidence-based practices, and improved supervision 
               strategies, will improve public safety outcomes among adult 
               felon parolees and will facilitate their successful 
               reintegration back into society.
                 Community corrections programs require a partnership 
               between local public safety entities and the county to 
               provide and expand the use of community-based punishment 
               for offenders paroled from state prison.  Each county's 
               local Community Corrections Partnership . . . should play a 
               critical role in developing programs and ensuring 
               appropriate outcomes for persons subject to postrelease 
               community supervision.<5>
            
          Prison inmates eligible for PRCS are required to enter into a 
          postrelease community supervision agreement prior to, and as a 
          condition of, their release from prison.<6>  This agreement 
          includes 19 statutorily-enumerated conditions of their release 
          from prison.  These conditions generally reflect parole 
          conditions applicable to inmates released on parole, and 
          additionally require an inmate to agree to a period of "flash 
          incarceration" in county jail of not more than 10 consecutive 
          days for any violation without the right to a court hearing. <7> 
           Every person placed on PRCS, and his or her residence and 
          possessions, are required by statute to be subject to search or 
          ---------------------------
          <4>   Penal Code � 3451 as enacted by Section 479 of AB 109 and 
          amended by Section 47 of AB 117.  Realignment requires counties 
          notify CDCR on or before August 1, 2011, of the county agencies 
          that have been designated as the local entity responsible for 
          providing postrelease supervision.  (Section 69, AB 117.)
          <5>   Penal Code � 3450, as enacted by Section 479 of AB 109 and 
          amended by Section 27 of ABx1 17.
          <6>   Penal Code � 3452, as enacted by Section 479 of AB 109.
          <7>   Penal Code � 3453, as enacted by Section 479 of AB 109, 
          and amended by Section 48 of AB 117 and Section 28 of ABx1 17.



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          seizure at any time of the day or night, with or without a 
          warrant, by an agent of the supervising county agency or by a 
          peace officer.<8>

          Criminal justice realignment provides that PRCS shall not extend 
          beyond three years from the date of the person's initial entry 
          onto postrelease supervision, except when a bench or arrest 
          warrant has been issued by a court or its designated hearing 
          officer and the person has not appeared.  During the time the 
          warrant is outstanding the supervision period shall be tolled 
          and when the person appears before the court or its designated 
          hearing officer the supervision period may be extended for a 
          period equivalent to the time tolled.<9>  PRCS is required to be 
          "implemented by a county agency according to a postrelease 
          strategy designated by each county's board of supervisors."<10>  


          PRCS continues until one of the following occurs:

            (1) The person has been subject to postrelease supervision 
          pursuant to this title for three             years at which time 
          the offender shall be immediately discharged from postrelease 
          supervision.
            (2) Any person on postrelease supervision for six consecutive 
          months with no violations               of his or her conditions 
          of postrelease supervision that result in a custodial sanction 
          may            be considered for immediate discharge by the 
          supervising county.
            (3) The person who has been on postrelease supervision 
          continuously for one year with               no violations of 
          his or her conditions of postrelease supervision that result in 
          a custodial              sanction shall be discharged from 
          supervision within 30 days.
            (4) Jurisdiction over the person has been terminated by 
          operation of law.
          ---------------------------
          <8>   Penal Code � 3465, as enacted by Section 33 of ABx1 17.
          <9>   Penal Code � 3455, as enacted by Section 479 of AB 109 and 
          amended by Section 50 of AB 117 and Section 30 of ABx1 17. 
          <10>   Penal Code � 3451(c) (1), as amended by Section 47 of AB 
          117.



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            (5) Jurisdiction is transferred to another supervising county 
          agency.
            (6) Jurisdiction is terminated by the revocation hearing 
          officer upon a petition to revoke            and terminate 
          supervision by the supervising county agency.<11> 

          Time during which a person on PRCS is suspended because the 
          person has absconded shall not be credited toward any period of 
          PRCS.<12>  Criminal justice realignment also provides a 
          statutory process for the transfer of persons subject to PRCS 
          between counties, as specified.<13>
           
          Since October 1, 2011, CDCR has been required to inform inmates 
          subject to PRCS of the inmate's responsibility to report to the 
          county agency that will supervise the inmate.  CDCR also is 
          required to notify the county of all information otherwise 
          required for parolees, as specified, thirty days prior to the 
          inmate's release, as specified.<14>  

          4.  Parole and Probation Supervision

           The California Correctional Peace Officers Association, which 
          supports this bill, submits that this bill "recognizes that 
          state parole is best prepared to supervise these most serious 
          cases, whether or not the instant offense meets the existing 
          criteria for state supervision.  Just because the most recent 
          offense is less serious, does not diminish the risk posed by 
          these individuals."

          Others have argued that realigning parole, as the 2011 criminal 
          justice realignment did, would promote public safety.  In 2008, 
          the Legislative Analyst's Office stated:

               In past years, our office has proposed state parole 
               ----------------------
          <11>   Penal Code � 3456 as enacted by Section 479 of AB 109 and 
          amended by Section 51 of AB 117 and Section 31 of ABx1 17.
          <12>   Id.
          <13>   Penal Code � 3460 as enacted by Section 32 of ABx1 17.
          <14>   Penal Code � 3451(c) (2), as enacted by Section 479 of AB 
          109 and amended by Section 47 of AB 117.



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               for realignment for several reasons.  In particular, 
               realignment could result in better public safety 
               outcomes because the realignment of resources and 
               responsibilities provides an incentive for local 
               governments to have a greater stake in the outcomes of 
               these offenders, develop innovative approaches to 
               supervision, and reduce crime.  Moreover, realignment 
               would enable local governments to better meet their 
               public safety priorities, as well as reduce the 
               current duplication of effort that occurs by the state 
               and counties supervising similar offenders in the 
               community.<15> 

          LAO's analysis of the 2011 realignment proposal concerning 
          parole remained consistent with its 2008 recommendation:

                  �         Improved Outcomes and Innovation.  Giving 
                    local governments a direct stake in the success 
                    of offenders living in their communities is 
                    likely to improve offender outcomes and reduce 
                    their risk of reoffending.  Moreover, parole 
                    realignment would encourage small-scale 
                    experimentation and piloting of projects at the 
                    local level to improve offender outcomes.

                  �         Improved Incentive Structure.  Local 
                    governments would have a greater incentive to 
                    intervene and treat these criminal offenders 
                    early because they would be responsible for the 
                    costs of reincarcerating offenders who commit 
                                                          violations of their parole. 








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                  ---------------------
          <15>   The 2008-09 Budget: Perspectives and Issues, Report From 
          the Legislative Analyst's Office to the Joint Legislative Budget 
          Committee 
          (http://www.lao.ca.gov/analysis_2008/2008_pandi/pandi_08.pdf#page
          =133.)









                  �         Eliminates Duplication of Efforts.  Local 
                    probation departments and the state's parole 
                    agency fulfill very similar functions.  In 
                    particular, they supervise criminal offenders 
                    living in the community, monitor their compliance 
                    with state laws and other conditions of their 
                    supervision, and provide programs and services 
                    designed to reduce recidivism.

                  �         Greater Coordination of Programs.  Since 
                    most health and human services programs in 
                    California are administered at the local level, 
                    local governments are better positioned to 
                    provide rehabilitation services for 
                    offenders-which research suggests can reduce 
                    recidivism.<16>

          Members may wish to discuss whether parole is "best prepared" to 
          supervise the felons targeted by this bill, as submitted by the 
          proponent quoted above; whether probation, implementing the 
          "evidence-based" practices described by the PRCS statutory 
          framework and funded with realignment dollars, may be at least 
          equally prepared to supervise these felons, as suggested by the 
          LAO; and whether PRCS should be changed after only several 
          months of being the law.
           
          5.  Impact of Parole Realignment on State Parole Population and 
          CDCR Budget

           In February of this year, LAO noted:

               The 2011 realignment is projected to result in an even 
               greater reduction in the number of parolees supervised 
               by the state. . . .  CDCR projects that the average 
               daily parole population will be nearly 4,300 parolees, 
               ----------------------
          <16>   Governor's Realignment Plan-Criminal Justice, Legislative 
          Analyst's Office (January 25, 2011)( http://www. 
          lao.ca.gov/handouts/crimjust/2011/CJ_Realignment_Plan_01_25_11.pd
          f.)



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               or 5 percent lower, in 2011-12 than it would have been 
               in the absence of realignment.  By 2016-17, the 
               department estimates that the parole population will 
               be nearly 51,000 parolees, or 66 percent lower, than 
               it otherwise would have been absent the 2011 
               realignment. By the end of this projection period, the 
               state parole system is expected to have about 26,000 
               parolees.<17>

          According to CDCR, the change proposed by this bill is estimated 
          to increase the average daily population of CDCR parole at full 
          implementation by over 3,000 persons beginning fiscal year 
          2013/14, with an increased cost of state parole services from 
          approximately $10 to $12 million annually.

          Members and the author may wish to discuss whether PRCS should 
          be revised this early into its implementation, and the fiscal 
          implications to the state and to realignment dollars going to 
          local governments should PRCS-eligibility be narrowed as 
          proposed by this bill.


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          ---------------------------
          <17>   The 2012-13 Budget: Refocusing CDCR After The 2011 
          Realignment, Legislative Analyst's Office (February 23, 2012.) 
          (http://www.lao.ca.gov/analysis/2012/crim_justice/cdcr-022312.pdf
          .)