BILL ANALYSIS                                                                                                                                                                                                    �







                      SENATE COMMITTEE ON PUBLIC SAFETY
                            Senator Loni Hancock, Chair              S
                             2011-2012 Regular Session               B

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          SB 1162 (Runner)                                           2
          As Amended May 21, 2012
          Hearing date:  June 12, 2012
          Penal Code (URGENCY)
          MK:mc

                             ANIMAL CONTROL: TRANQUILIZERS  

                                       HISTORY

          Source:  City of Hesperia; Town of Apple Valley

          Prior Legislation: Not applicable

          Support: City of Adelanto; League of California Cities; Santa 
                   Clara County Board of Supervisors; California 
                   Veterinary Medical Association (if amended); State 
                   Humane Association of California (if amended)

          Opposition: None known

          (THIS ANALYSIS REFLECTS AUTHOR'S AMENDMENTS TO BE OFFERED IN 
          COMMITTEE)

                                         KEY ISSUE
           
          SHOULD AN ANIMAL CONTROL OFFICER OR HUMANE OFFICER BE PERMITTED TO 
          ADMINISTER A TRANQUILIZER TO AN ANIMAL WHEN IT IS NECESSARY FOR THE 
          HEALTH AND SAFETY OF THE ANIMAL OR OTHERS AND WHEN THE ANIMAL 
          CONTROL OFFICER IS UNDER THE DIRECT OR INDIRECT SUPERVISION OF, AND 
          HAS RECEIVED THE SPECIFIED TRAINING FROM, A VETERINARIAN?






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                                       PURPOSE

          The purpose of this bill is to allow an animal control or humane 
          officer to administer a tranquilizer when under the direct or 
          indirect supervision of, and trained by, a veterinarian.

           Existing law  authorizes any peace officer, humane society 
          officer, or animal control officer to take possession of a stray 
          or abandoned animal and to provide care and treatment for the 
          animal until the animal is deemed to be in suitable condition to 
          be returned to the owner and also authorizes the officer to 
          immediately seize the animal, as specified, if the officer has 
          reasonable grounds to believe that very prompt action is 
          required to protect the health or safety of the animal or the 
          health or safety of others.  (Penal Code � 597.1 (a).)

           Existing law  authorizes an officer to take charge of any animal, 
          including a dog or cat, that by reason of lameness, sickness, 
          feebleness, or neglect, is unfit for the labor it is performing, 
          or that in any manner is being cruelly treated, and provide care 
          and treatment for the animal until it is deemed to be in a 
          suitable condition to be returned to the owner.  (Penal Code � 
          597.1 (b).) 

           Existing law  provides that every sick, disabled, infirm, or 
          crippled animal, except a dog or cat, that is abandoned in any 
          city, county, city and county, or judicial district may be 
          killed by the officer if, after a reasonable search, no owner of 
          the animal can be found.  However, it shall be the duty of all 
          officers to cause the animal to be killed or rehabilitated and 
          placed in a suitable home on information that the animal is a 
          stray or abandoned.  (Penal Code � 597.1 (b).)

           Existing law  provides that any officer shall convey all injured 
          cats and dogs found without their owners in a public place 
          directly to a veterinarian for a determination of whether the 
          animal shall be immediately and humanely destroyed or shall be 
          hospitalized under proper care and given emergency treatment.  
          (Penal Code � 597.1 (c) (1).)




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           Existing law  provides that any peace officer, humane society 
          officer, or any animal control officer may, with the approval of 
          his or her immediate superior, humanely destroy any stray or 
          abandoned animal in the field in any case where the animal is 
          too severely injured to move or where a veterinarian is not 
          available and it would be more humane to dispose of the animal.  
          (Penal Code � 597.1 (e).)

           Existing law  provides that animal control officers are not peace 
          officers but may exercise the powers of arrest, serve warrants, 
          or carry and use firearms if they receive the appropriate 
          training as specified.  "Firearms" includes capture guns, 
          blowguns, carbon dioxide operated rifles and pistols, air guns, 
          handguns, rifles and shotguns.  (Penal Code � 830.9.)

           Existing law  establishes the California Uniform Controlled 
          Substances Act which regulates controlled substances which are 
          classified according to the degrees of medical usefulness and 
          are subject to restrictions on their use and administration.  
          (Health and Safety Code �� 11000-11651.)

           Existing law  provides that except in the regular practice of his 
          or her profession (as a practitioner), no person shall knowingly 
          prescribe, administer, dispense, or furnish a controlled 
          substance to or for any person or animal, which is not under his 
          or her treatment for a pathology or condition other than 
          addiction to a controlled substance, except as otherwise 
          provided, and that no person shall knowingly solicit, direct, 
          induce, aid, or encourage a practitioner authorized 

          to write a prescription to unlawfully prescribe,  administer, 
          dispense, or furnish a controlled substance.  (Health and Safety 
          Code � 11154.)

           Existing law  defines a "practitioner" as: 

                 A physician, dentist, veterinarian, podiatrist, 
               pharmacist, a registered or advanced registered nurse, 




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               physician assistant, or optometrist acting within their 
               scope of practice as provided under the Business and 
               Professions Code.
                 A pharmacy, hospital, or other institution licensed, 
               registered, or otherwise permitted to distribute, dispense, 
               conduct research with respect to, or to administer, a 
               controlled substance in the course of professional practice 
               or research in this state.
                 A scientific investigator, or other person licensed, 
               registered,  or otherwise permitted, to distribute, 
               dispense, conduct research with respect to, or administer, 
               a controlled substance in the course of professional 
               practice or research in this state.  (Health Safety Code � 
               11026.)

           Existing law  specifies that only a practitioner including a 
          naturopathic doctor may write or issue a prescription as 
          permitted under the Business and Professions Code.  (Health and 
          Safety Code 
          � 11150.)

           Existing law  provides that a prescription for a controlled 
          substance shall only be issued for a legitimate medical purpose 
          by an individual practitioner acting in the usual course of his 
          or her professional practice.  The responsibility for the proper 
          prescribing and dispensing of controlled substances is upon the 
          prescribing practitioner.  (Health and Safety Code � 11153.)

           Existing law  makes possession of a controlled substance a felony 
          unless upon the written prescription of a physician, dentist, 
          podiatrist, or veterinarian licensed to practice in this state.  
          (Health and Safety Code � 11350.)

           Existing law  establishes the Veterinary Medicine Practice Act, 
          which provides for the licensing and regulation of approximately 
          9,800 veterinarians and 4,300 registered veterinary technicians 
          (RVT) by the Veterinary Medical Board within the Department of 
          Consumer Affairs.  





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           Existing law  provides that a person practices veterinary 
          medicine, surgery, and dentistry, and the various branches 
          thereof, when he or she does any of the following:  

                 Represents himself or herself as engaged in the practice 
               of veterinary medicine, veterinary surgery, or veterinary 
               dentistry in any of its branches.
                 Diagnoses or prescribes a drug, medicine, appliance, 
               application, or treatment of whatever nature for the 
               prevention, cure, or relief of a wound, fracture, bodily 
               injury, or disease of animals.
                 Administers a drug, medicine, appliance, application, or 
               treatment of whatever nature for the prevention, cure, or 
               relief of a wound, fracture, bodily injury, or disease of 
               animals, except where the medicine, appliance, application, 
               or treatment is administered by a registered veterinary 
               technician or an unregistered assistant at the direction of 
               and under the direct supervision of a licensed 
               veterinarian, as specified.
                 Performs a surgical or dental operation upon an animal.
                 Uses any words, letters, or titles in such connection or 
               under such circumstances as to induce the belief that the 
               person using them is engaged in the practice of veterinary 
               medicine, veterinary surgery, or veterinary dentistry.  
               This use shall be prima facie evidence of the intention to 
               represent himself or herself as engaged in the practice of 
               veterinary medicine, veterinary surgery, or veterinary 
               dentistry.  (Business and Professions Code � 4826.)

           Existing law  allows a RVT or an unregistered assistant to 
          administer a drug under the direct or indirect supervision of a 
          licensed veterinarian when done pursuant to the order, control, 
          and full professional responsibility of a licensed veterinarian. 
           (Business and Professions Code � 4836.1 (a).)

           Existing law  defines "drug" as specified under the Health and 
          Safety Code (which includes controlled substances), and defines 
          "indirect supervision" as:





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                 The supervisor is not physically present at the location 
               where animal health care job tasks are to be performed, but 
               has given either written or oral instructions ("direct 
               orders") for treatment of the animal patient.
                 The animal has been examined by a veterinarian at such 
               time as good veterinary practice requires, consistent with 
               the particular delegated animal health care task and the 
               animal is not anesthetized as defined in current 
               regulations of the Board.  (Title 16, California Code of 
               Regulations � 2034.)

           This bill  provides that if an animal control or humane control 
          officer, when necessary to protect the health and safety of a 
          wild, stray or abandoned animal or the health and safety of a 
          wild, stray, or abandoned animal or the health and safety of 
          others, seeks to administer a tranquilizer that contains a 
          controlled substances to gain control of the animal, he or she 
          may possess and administer that tranquilizer with direct or 
          indirect supervision as determined by a licensed veterinarian 
          provided that the officer has received the specified training in 
          the administration of tranquilizers from a licensed 
          veterinarian.

           This bill  provides that in order to administer the tranquilizer, 
          the officer must meet all of the following requirements:

                 The training required shall be approved by the 
               California Veterinary Medical Board.
                 He or she has successfully completed the firearms 
               component of a course relating to the exercise of police 
               powers as specified in Section 832 of the Penal Code.
                 He or she is authorized by his or her agency or 
               organization to possess and administer the tranquilizer in 
               accordance with a policy established by the agency or 
               organization and approved by the veterinarian who obtained 
               the controlled substance.
                 He or she has successfully completed the euthanasia 
               training set forth in Section 2039 of Title 16 of the 
               California Code of Regulations.




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                 He or she has completed a state and federal 
               fingerprinting background check and does not have any drug 
               or alcohol related convictions.

                    RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION
                                      ("ROCA")
          
          In response to the unresolved prison capacity crisis, since 
          early 2007 it has been the policy of the chair of the Senate 
          Committee on Public Safety and the Senate President pro Tem to 
          hold legislative proposals which could further aggravate prison 
          overcrowding through new or expanded felony prosecutions.  Under 
          the resulting policy known as "ROCA" (which stands for 
          "Receivership/Overcrowding Crisis Aggravation"), the Committee 
          has held measures which create a new felony, expand the scope or 
          penalty of an existing felony, or otherwise increase the 
          application of a felony in a manner which could exacerbate the 
          prison overcrowding crisis by expanding the availability or 
          length of prison terms (such as extending the statute of 
          limitations for felonies or constricting statutory parole 
          standards).  In addition, proposed expansions to the 
          classification of felonies enacted last year by AB 109 (the 2011 
          Public Safety Realignment) which may be punishable in jail and 
          not prison (Penal Code section 1170(h)) would be subject to ROCA 
          because an offender's criminal record could make the offender 
          ineligible for jail and therefore subject to state prison.  
          Under these principles, ROCA has been applied as a 
          content-neutral, provisional measure necessary to ensure that 
          the Legislature does not erode progress towards reducing prison 
          overcrowding by passing legislation which could increase the 
          prison population.  ROCA will continue until prison overcrowding 
          is resolved.

          For the last several years, severe overcrowding in California's 
          prisons has been the focus of evolving and expensive litigation. 
           On June 30, 2005, in a class action lawsuit filed four years 
          earlier, the United States District Court for the Northern 
          District of California established a Receivership to take 
          control of the delivery of medical services to all California 




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          state prisoners confined by the California Department of 
          Corrections and Rehabilitation ("CDCR").  In December of 2006, 
          plaintiffs in two federal lawsuits against CDCR sought a 
          court-ordered limit on the prison population pursuant to the 
          federal Prison Litigation Reform Act.  On January 12, 2010, a 
          three-judge federal panel issued an order requiring California 
          to reduce its inmate population to 137.5 percent of design 
          capacity -- a reduction at that time of roughly 40,000 inmates 
          -- within two years.  The court stayed implementation of its 
          ruling pending the state's appeal to the U.S. Supreme Court.  

          On May 23, 2011, the United States Supreme Court upheld the 
          decision of the three-judge panel in its entirety, giving 
          California two years from the date of its ruling to reduce its 
          prison population to 137.5 percent of design capacity, subject 
          to the right of the state to seek modifications in appropriate 
          circumstances.  Design capacity is the number of inmates a 
          prison can house based on one inmate per cell, single-level 
          bunks in dormitories, and no beds in places not designed for 
          housing.  Current design capacity in CDCR's 33 institutions is 
          79,650.

          On January 6, 2012, CDCR announced that California had cut 
          prison overcrowding by more than 11,000 inmates over the last 
          six months, a reduction largely accomplished by the passage of 
          Assembly Bill 109.  Under the prisoner-reduction order, the 
          inmate population in California's 33 prisons must be no more 
          than the following:

                 167 percent of design capacity by December 27, 2011 
               (133,016 inmates);
                 155 percent by June 27, 2012;
                 147 percent by December 27, 2012; and
                 137.5 percent by June 27, 2013.
               
          This bill does not aggravate the prison overcrowding crisis 
          described above under ROCA.

                                      COMMENTS




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          1.    Need for This Bill  

          According to the author:

               When necessary to protect an animal or the safety of 
               the public, animal control officers are required to 
               take possession of any stray or abandoned animal and 
               provide care and treatment for the animal.

               Local animal control officers must sometimes use a 
               controlled substance to tranquilize and gain control of 
               an animal.  California law requires that such drugs be 
               stored in a central location and officers obtain 
               contemporaneous authorization from a licensed 
               veterinarian prior to administering any drugs.  In 
               practice, however, a licensed veterinarian is not 
               always available and the necessity of having a 
               veterinarian supervise when administering the drugs 
               could jeopardize public safety.

               A recent Attorney General's decision indicates that 
               prior consultation with a licensed veterinarian is 
               insufficient.  (Opinion 08-505, 12/23/11.)  Moreover, 
               the AG's opinion finds that "the duties of local animal 
               control officers, which consist of protecting animals 
               and the public through the enforcement of local animal 
               control laws," does not fit within the context of 
               current law.

               Animal control officers must act quickly when there is 
               an emergency situation in the field in order to capture 
               injured animals or to protect the public from dangerous 
               animals.  It is not always possible to immediately 
               determine whether or not an animal is stray, abandoned 
               or wild.  While animal control officers have general 
               authority to kill an injured animal or one posing an 
               immediate threat to public safety, this is a remedy of 
               the last resort.  In the case of a protected species, 




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               like a mountain lion, a depredation permit may be 
               required before killing the animal which caused further 
               concerns.

               Limited authorization to use tranquilizers would be 
               humane and would better protect public safety.

          2.            Background  
           
          A recent Attorney General's Opinion (Opinion 08-505, 12/23/11) 
          stated that California law requires that an animal control 
          officer must take possession of an animal that he or she 
          reasonably believes is a stray or has been abandoned by its 
          owner, and must provide care and treatment for the animal until 
          it is in a fit condition to be returned to its owner, or place 
          for adoption.  An animal control officer may also seize an 
          animal when reasonably necessary to protect the safety of the 
          animal or the public, and that he or she may destroy an animal 
          when circumstances require, for example when an animal is too 
          severely injured to move and it would be more humane to destroy 
          it.  Although they are not peace officers, animal control 
          officers may, under specified circumstances, exercise powers of 
          arrest, carry and use firearms, and serve warrants.

          The AG Opinion further pointed out animal control officers must 
          often react swiftly to emergency situations in the field in 
          order to capture injured animals or to protect the public from 
          rabid or otherwise dangerous, domesticated or wild animals such 
          as dogs, foxes, and coyotes, as well as from inherently 
          dangerous wild animals, such as mountain lions and bears.  In 
          many cases, it is necessary to use controlled substances (which 
          are stored securely in a city's or county's animal control 
          shelter) to subdue an animal.  However, prior to any use of 
          drugs, animal control officers must obtain authorization from a 
          designated licensed veterinarian.

          The AG Opinion indicates that they have been told that in 
          practice a licensed veterinarian is not always available for 
          consultation when an animal-control emergency arises.  Moreover, 




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          the necessity of retrieving controlled substances from a central 
          location and of waiting for them to be brought into the field 
          can create delays that may be detrimental to the public's health 
          and safety. 
           
          The AG was asked to determine whether an animal control officer 
          may ever lawfully administer a controlled substance on his or 
          her own authority to subdue wild or dangerous animals without 
          the contemporaneous consultation of a licensed veterinarian.  
          The AG concluded that the applicable statutory scheme does not 
          give animal control officers independent authority to administer 
          controlled substances.  The AG opined that the California 
          Uniform Controlled Substances Act prohibits the possession of a 
          controlled substance, unless upon the written prescription of a 
          licensed practitioner, as defined, or the administering of this 
          type of drug in the field by an animal control officer without 
          first contemporaneously consulting and receiving direction from 
          a licensed veterinarian.

          However, the AG did indicate (as a footnote) that they 
          understand the practice and need for animal control officers in 
          some local jurisdictions to administer controlled substances in 
          the field without contemporaneous consultation with licensed 
          veterinarians, and the reasons why this is done stem directly 
          from the difficulties encountered in trying to manage extreme 
          and dangerous emergencies where time is of the essence; and the 
          only other alternative may be to destroy the animal in question. 
                                     The AG states, "This opinion concludes that this practice does 
          not comport with current law.  In view of the asserted need for 
          more humane alternatives, the Legislature may wish to consider 
          examining the circumstances confronting local jurisdictions to 
          determine whether adjustments in the law are in order to ensure 
          that the option of tranquilization will be available as an 
          alternative to destroying the animals.  Development of such a 
          policy is, however, beyond the scope of this opinion."   








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          3.     DEA Enforcement of Controlled Substances Act   

          The Drug Enforcement Administration (DEA) is the primary federal 
          agency responsible to enforce the controlled substances laws and 
          regulations of the U.S.  Recently, the DEA has become concerned 
          about controlled substances which are provided to licensed 
          (practitioner) registrants being stored outside the registered 
          place of business of the registrant.  According to the 
          California Veterinary Medical Association (CVMA), in recent 
          weeks, the Sacramento District Office of the DEA has been 
          actively addressing this issue by notifying veterinary 
          professionals of the current law that these drugs must reside 
          with the registrant.  CVMA is concerned that this may cause 
          problems when the tranquilizer drug (controlled substance) is 
          maintained at a location other than that of the veterinarians 
          registered place of business such as an animal shelter or animal 
          control offices.  Specifically, their concern is because the 
          veterinarian:

               as the holder of the DEA license-not the animal control 
               officer-is ultimately liable should these drugs be 
               improperly utilized or stored or if an animal is 
               inadvertently injured or killed.  Since animal control 
               officers are not authorized to obtain DEA licenses, the 
               controlled drugs must be obtained by a veterinarian, 
               using his or her DEA license.

          4.  Direct or Indirect Supervision by Veterinarians   

          The term used by the AG, "contemporaneous consulting," is not 
          normally used within the context of the appropriate level of 
          oversight or direction to be given by a health care 
          practitioner.  The degree of oversight or what is commonly 
          referred to as "supervision" of one practitioner by another, or 
          of someone who is not a licensed practitioner, is usually 
          referred to as either direct or indirect supervision.  If direct 
          supervision is required, it may require the actual presence and 
          consultation with the practitioner; or if indirect supervision 
          is required, it may require that special procedures, protocols, 




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          or written or oral orders be followed with possible consultation 
          either pre- or post-treatment or when the administration of 
          drugs (controlled substances) is provided.  The degree or level 
          of supervision is usually determined by the supervising 
          practitioner and with those being supervised and with facilities 
          where treatment or the administration of drugs is to be 
          provided.  For example, licensed veterinarians may allow a 
          registered veterinary technician, or an unregistered 
          (un-licensed) assistant to administer a drug, including a 
          controlled substance, under either direct or indirect 
          supervision when done pursuant to the order, control, and full 
          professional responsibility of a veterinarian.  Regulations of 
          the Veterinary Medical Board define both direct and indirect 
          supervision and it generally says that the veterinarian does not 
          have to be present at the time and that providing the controlled 
          substance can be done pursuant to either written or oral 
          instructions prior to its administration.  As proposed to be 
          amended, this bill would allow either direct or indirect 
          supervision, which would allow the veterinarian to decide what 
          the appropriate supervision should be.
           
          5.            Requirements for Administering a Tranquilizer  

          As proposed to be amended, this bill specifies that an officer 
          must meet all the following requirements:

                 The training required shall be approved by the 
               California Veterinary Medical Board.
                 He or she has successfully completed the firearms 
               component of a course relating to the exercise of police 
               powers as specified in Section 832 of the Penal Code.
                 He or she is authorized by his or her agency or 
               organization to possess and administer the tranquilizer in 
               accordance with a policy established by the agency or 
               organization and approved by the veterinarian who obtained 
               the controlled substance.
                 He or she has successfully completed the euthanasia 
               training set forth in Section 2039 of Title 16 of the 
               California Code of Regulations.











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                 He or she has completed a state and federal 
               fingerprinting background check and does not have any drug 
               or alcohol related convictions.

           
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