BILL ANALYSIS                                                                                                                                                                                                    �



                                                                      



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          |SENATE RULES COMMITTEE            |                  SB 1280|
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                                 THIRD READING


          Bill No:  SB 1280
          Author:   Pavley (D)
          Amended:  5/2/12
          Vote:     21

           
           SENATE EDUCATION COMMITTEE  :  9-0, 4/25/12
          AYES:  Lowenthal, Alquist, Blakeslee, Hancock, Huff, Liu, 
            Price, Simitian, Vargas
          NO VOTE RECORDED:  Runner, Vacancy

           SENATE APPROPRIATIONS COMMITTEE  :  Senate Rule 28.8


           SUBJECT  :    Public contracts:  University of California and 
          California 
                      Community College districts

           SOURCE  :     Glendale Community College District
                      Kern Community College District
                      Los Angeles Community College District
                      Peralta Community College District
                      San Bernardino Community College District
                      San Diego Community College District
                      San Jose-Evergreen Community College District
                      University of California
                      West Kern Community College District
                      Yosemite Community College District


           DIGEST  :    This bill, until January 1, 2018, authorizes a 
          California Community College (CCC) district and the 
          University of California (UC) to let any contract for 
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          expenditures greater than $50,000 and $100,000, 
          respectively for the purchase of supplies and materials in 
          accordance with "best value" policies as adopted by the 
          local governing board, and UC Regents, respectively.  

           ANALYSIS  :    Existing law requires a community college 
          governing board to let any contract involving an 
          expenditure of $50,000 or more for purchase of equipment, 
          materials, supplies repairs and services, other than 
          construction services, to the lowest responsible bidder or 
          to reject all bids.  

          Existing law also requires that the Regents of the UC let 
          any contract involving an expenditure of $100,000 or more 
          for purchase of equipment, materials, supplies repairs and 
          services, other than construction services, to the lowest 
          responsible bidder or to reject all bids.

          Existing law also authorizes school districts to consider, 
          in addition to price, factors such as vendor financing, 
          performance reliability, standardization, life-cycle costs, 
          delivery timetables, support logistics, the broadest 
          possible range of competing products and materials 
          available, fitness of purchase, manufacturer's warranties, 
          and similar factors in the award of contracts for 
          technology, telecommunications, related equipment, 
          software, and services, in recognition of the highly 
          specialized and unique nature of these items and services, 
          and the rapid technological changes they undergo.  Existing 
          law specifically limits this authority to the procurement 
          this type of equipment and prohibits its application to 
          contracts for construction or the procurement of any 
          product available in substantial quantities to the general 
          public.  

          Existing law authorizes Municipal Utility Districts (MUDs) 
          to let contracts for the purchase of supplies and materials 
          in excess of $50,000 in accordance with "best value at the 
          lowest cost acquisition" policies adopted by the local 
          governing board and outlines specific elements to be 
          included in these policies.

          This bill: 


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          1. Authorizes community college districts, until January 1, 
             2018, to use best value contracting, pursuant to 
             policies adopted by the local governing board, for the 
             purchase of supplies and materials when the expenditure 
             exceeds $50,000 and the district determines that it can 
             expect long-term savings through the use of objective 
             performance criteria other than price. 

          2. Defines "best value" as value determined by objective 
             performance criteria that may include, but are not 
             limited to:

                   Price features.

                   Long-term functionality.

                   Life-cycle costs. 

                   Overall sustainability. 

                   Required services to make operational for the 
                community college.

                   Other criteria deemed appropriate by the 
                community college district.

          3. Requires that a CCC district adopting best value 
             policies consider all of the following:

                 Price and service level proposals that reduce 
               overall operating costs, including end-of-life 
               expenditures and impacts.

                 Equipment, services, supplies and materials 
               standards that support strategic acquisition and 
               management program direction.

                 A procedure for bid protest and resolution.

          4. Authorizes consideration of the following factors:

                 Total cost to the district, as specified.

                 Operational cost or benefit as a result of a 

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               contract award.

                 Added value to the district of vendor-added 
               services.

                 Quality and effectiveness of supplies, materials, 
               and services.

                 Reliability of delivery or installation schedules.

                 Terms and conditions of product warranties and 
               vendor guarantees.

                 Financial stability of the vendor.

                 Vendor's quality assurance program.

                 Vendor experience. 

                 Consistency of the vendor's program, as specified, 
               with the district's supplies and materials procurement 
               program.

                 Economic benefits to the local community, 
               including, but not limited to job creation or 
               retention.

                 Environmental benefits to the local community.

          5. Requires the contract be awarded to the bidder whose 
             proposal is determined, in writing, to be the best value 
             to the district based solely upon the criteria set forth 
             in the request for proposal.

          6. Requires the local governing board to issue written 
             notice of intent to award, as specified, and to publicly 
             announce its award, identify the winning bidder and the 
             details of the winning proposal, as specified, and with 
             the notice and contract file sufficient to satisfy an 
             external audit. 

          7. Requires the district to ensure all businesses have a 
             fair and equitable opportunity to compete for and 
             participate in district contracts and that 

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             discrimination, as defined in specified law, does not 
             occur. 

          8. Requires a district opting to use this authority to 
             report specified information by January 1, 2016, to the 
             Chancellor's Office. 

          9. On or before February 1, 2017, the Legislative Analyst 
             Office (LAO) shall report to the Legislature on the use 
             of best value procurement by the UC.

          10.Establishes parallel authority, requirements, and 
             responsibilities to the UC with the following 
             differences:

                   Applies the best value authority to contracts of 
                $100,000 or more.

                   Authorizes best value when the UC determines it 
                can expect long term savings through the use of 
                life-cycle cost methodology, the use of more 
                sustainable goods and material, and reduced 
                administrative costs.

                   Defines "best value" as the most advantageous 
                balance of price, quality, service, performance and 
                other elements, as defined by the university and 
                achieved as delineated in the bill.

                   Applies its provisions to all campuses of the UC 
                including medical centers, national laboratories, and 
                any future UC locations.

                   Clarifies that the best value authority granted 
                by the bill applies solely to the procurement of 
                goods, materials, or services and prohibits its 
                application to construction contracts. 

          11.Sunsets the best value authorities extended to both the 
             CCC and the UC on January 1, 2018.

           Comments

           I.  Experience with best value contracting  .  This bill 

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             proposes best value contracting for the acquisition of 
             goods and services.  While this will be the first 
             attempt authorized for educational entities, best value 
             has been authorized and used in other instances.

            A.    Best value contracting for goods and services  .  The 
               provisions of this bill are generally patterned after 
               the authority extended to MUDs which appear to be the 
               only sector of state government currently authorized 
               to use best value contracting for the acquisition of 
               goods and services.  AB 793 (Cox), Chapter 665, 
               Statutes of 2001, authorizes MUDs to use best value 
               procurement for individual supplies and materials 
               purchased over $50,000 until 2007.  SB 1169 (Cox), 
               Chapter 248, Statutes of 2006, extends this authority 
               on a limited basis, making the statute permanent for 
               those that used the process before January 1, 2006.  
               However, any MUD that did not use the "best value" 
               contract process prior to January 1, 2006, but now 
               elects to use the process, must submit a specified 
               report to the Legislative Analyst on or before January 
               1, 2011. If best value contracting is not utilized by 
               a MUD during this period, the authority to do so 
               expires on January 1, 2012.

            B.    Best value contracting in construction projects  .  
               Best value contracting has generally been recognized 
               as a viable alternative for construction projects.  
               Traditionally, construction projects have been bid out 
               and awarded based upon a "lowest-cost" approach. Best 
               value, a competitive contracting process, allows 
               projects to be awarded to the contractor offering the 
               best combination of price AND qualifications, instead 
               of just the lowest bid.  In California, for example, 
               design-build best value is a method of project 
               delivery/procurement based on combining the 
               requirements for designing and constructing a project 
               into one contract.  In addition to submitting bids for 
               project cost, prospective design-build teams also 
               submit technical proposals.  The technical proposals 
               are evaluated based on evaluation criteria, and scores 
               are compiled.  The scores are then used to weigh or 
               adjust the submitted bid price.  The contract is 
               awarded to the design-build team with the best value.  

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               The Senate Education Committee recently heard and 
               passed SB 1509 (Simitian, 2012) which eliminates the 
               sunset on the authority of CCC and K-12 districts to 
               use design-build for their construction projects.

            C.    Best value contracting for technology equipment  .  
               Best value contracting has also been used for the 
               acquisition of technology, telecommunications and 
               related equipment.  As noted in the background of this 
               analysis, school districts are granted this authority, 
               but specifically prohibited from applying this 
               authority to contracts for construction or to the 
               procurement of any product available in substantial 
               quantities to the general public.  Similarly, MUDs 
               serving more than 250,000 customers have been 
               authorized to use best value procurements to acquire 
               information technology and industry specific 
               equipment.  This specific authority was repealed in 
               2006.

          II.  Related LAO study  .  According to its 2006 statutorily 
             required report on the use of best value procurement by 
             MUDs, the LAO opines that best value procurement can 
             provide MUDs with an important tool.  The LAO also notes 
             that an organization must make the up-front investment 
             necessary to support such procurement through staff 
             training and develop procurement requirements that 
             promote the organization's strategic goals.  The LAO 
             also noted that, early on, best value procurements could 
             be time-consuming and cumbersome as bid evaluation 
             criteria are developed and fine-tuned.

          III.  Broader discretion  .  In 2011, issues and concerns were 
             raised around the implementation of the Los Angeles 
             Community College District's (LACCD) construction 
             program. An independent panel was appointed by the 
             District's Chancellor to review the district's 
             rebuilding projects and recommend changes to ethics 
             rules and construction oversight.  In January 2012, the 
             panel recommended that district implement stronger 
             financial controls, modify construction management 
             structures and implement new procedure to ensure all 
             actions within the building program met the highest 
             ethical standards.  The panel also determined that the 

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             building program generally had achieved "a good level of 
             success" in the number of projects that had been 
             completed. The LACCD reports that it has taken numerous 
             steps to reform its building program by strengthening 
             the District Citizen's Oversight Committee, directing 
             the preparation of a master budget plan, and 
             implementing cost controls.  

           Prior Legislation
           
          This bill is almost identical to AB 2448 (Furutani, 2010) 
          and AB 2550 (Furutani, 2008), with the exception that these 
          bills did not include the provisions regarding the UC.  
          Both bills were vetoed by the Governor whose veto messages 
          read, in pertinent part:

            AB 2448 (Furutani, 2010) - This bill is substantially 
            the same as legislation I have vetoed in the past 
            because it may allow subjective methods to govern the 
            bidding process for procurement of supplies and 
            materials, which could be more open to manipulation and 
            abuse in the ultimate bid selection.  Such abuse could 
            lead to non-competitive bidding and higher costs to the 
            State's taxpayers and community college students.

            AB 2550 (Furutani, 2008) - I support the notion that 
            best value contracting is a reasonable alternative for 
            construction projects which allows projects to be 
            awarded based on a combination of best price and 
            qualifications because construction projects represent 
            a large, long term investment of resources.  However, I 
            am concerned that this legislation may allow subjective 
            methods to govern the bidding process for procurement 
            of supplies and materials with a relatively short life 
            cycle, which could be more open to manipulation and 
            abuse in the bid selection process.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes   
          Local:  No

           SUPPORT  :   (Verified  5/22/12)

          Glendale Community College District (co-source)
          Kern Community College District (co-source)

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          Los Angeles Community College District (co-source)
          Peralta Community College District (co-source)
          San Bernardino Community College District (co-source)
          San Diego Community College District (co-source)
          San Jose-Evergreen Community College District (co-source)
          University of California (co-source)
          West Kern Community College District (co-source)
          Yosemite Community College District (co-source)


           ARGUMENTS IN SUPPORT  :    According to the author's office, 
          awarding contracts on the basis of "lowest responsible 
          bidder" does not always result in the ability to purchase 
          supplies and materials in the most cost effective and 
          economic manner.  An ability to consider criteria other 
          than price (such as longevity of product, sustainable 
          characteristics, operating expenses) and the ability to 
          include additional discounts and services are necessary.  
          This bill provides the ability to structure a competitive 
          bid process that recognizes life cycle cost, sustainable 
          characteristics and efficiency in the acquisition process.  
          According to the author's office, this bill allows the UC 
          and the CCC the ability to stretch scarce funds as far as 
          possible by giving them the flexibility to make wise 
          procurement decisions.


          PQ:do  5/22/12   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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