BILL ANALYSIS                                                                                                                                                                                                    �




                     SENATE GOVERNANCE & FINANCE COMMITTEE
                            Senator Lois Wolk, Chair
          

          BILL NO:  SB 1341                     HEARING:  4/11/12
          AUTHOR:  Wolk                         FISCAL:  Yes
          VERSION:  3/27/2012                   TAX LEVY:  No
          CONSULTANT:  Phan                     

                     CHARITABLE CORPORATION ADMINISTRATION
          

          Requires the FTB to provide a filing grace period to 
          certain charities to maintain their state tax exempt 
          status.


                           Background and Existing Law  

          Charitable corporations are required to register with the 
          Secretary of State's Office and the Attorney General's (AG) 
          Office upon formation and may apply for tax exemption from 
          the Internal Revenue Service (IRS) and the Franchise Tax 
          Board (FTB).  The AG's Office requires charitable 
          corporations to renew their registrations annually. 

          If a charitable corporation fails to renew its paperwork, 
          the AG's Office assumes the charitable corporation received 
          the IRS's maximum tax filing extension (6 months) and gives 
          the charitable corporation this same extension.  A 
          charitable corporation that does not file its paperwork 
          after this 6-month extension receives a letter from the 
          AG's Office warning of possible fines and taxes if it does 
          not renew its registration within the given timeframe 
          (usually 30 days from the date the letter was sent).  The 
          AG's Office may send additional warning letters. 

          If a charitable corporation does not meet its filing 
          requirement, the AG's Office sends a request to the FTB to 
          revoke the charitable corporation's tax exempt status.  The 
          FTB assesses the minimum franchise tax ($800 per year) for 
          each year the charitable corporation did not file its 
          paperwork.  Many charitable corporations are assessed the 
          franchise tax for several years of non-filing. 

          The FTB must tax the charitable corporation once the AG's 
          Office refers it, and the charitable corporation cannot 
          clear its tax debt until it pays all amounts due. If the 




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          charitable corporation does not pay the tax, it faces the 
          same consequences that for-profit corporations do, such as 
          it cannot transact business legally, bring an action or 
          defend itself in court, receive an automatic extension to 
          file taxes, file a claim for a refund, file or maintain an 
          appeal before the Board of Equalization, or begin or 
          continue a protest. 

          The AG's registry lists over 50,000 charitable corporations 
          as "delinquent" because they failed to renew their 
          registrations.  For 2009-10, the FTB imposed taxes on 140 
          charitable corporations for a total of 664 years of 
          non-filing and $531,200 in outstanding tax.  For 2010-11, 
          the FTB imposed taxes on 54 charitable corporations for a 
          total of 388 years and $310,400 in outstanding tax.  
          However, the state collects only about $20,000 each year 
          from delinquent charitable corporations because many of 
          them disband when they cannot afford to pay the bill. 


                                   Proposed Law  

          Senate Bill 1341 requires the FTB to revoke a charitable 
          corporation's tax exempt status if the charitable 
          corporation fails to file registration forms and reports 
          required by state law with the AG.  Under the bill, 
          revocation occurs only after the AG has notified the FTB 
          that a charitable corporation failed to file any 
          registration or periodic report, and the FTB mailed a 
          notice to the charitable corporation stating it intends to 
          revoke the exemption if the charitable corporation does not 
          file all past due and currently due documents with the AG.  
          After the AG has received all required documents from the 
          charitable corporation, the AG is required to notify the 
          FTB and the charitable corporation that all past due and 
          currently due documents were appropriately filed. 

          If the AG does not notify the FTB that the charitable 
          corporation has complied with the filing requirements by 
          the last day of the applicable period, the FTB must revoke 
          the charitable corporation's tax exemption on the first day 
          after the applicable period. 

          SB 1341 defines the applicable period as:
               1.     120 days after the date on which this bill 
                 takes effect for notifications of noncompliance from 





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                 the AG that the FTB received before SB 1341's 
                 effective date.
               2.     120 days after the FTB mails notification of 
                 the intent to revoke the exemption granted to the 
                 charitable corporation for notifications of 
                 noncompliance from the AG that the FTB received on 
                 or after SB 1341's effective date. 

          An organization that lost its tax exempt status due to 
          non-filing may be reestablished as an exempt organization 
          upon the filing or payment of both of the following:
               1.     A new application for exemption and payment of 
                 the filing fee;
               2.     Any returns, statements, or payment of any 
                 amounts due which were not previously submitted or 
                 paid and which resulted in the revocation.

          When revocation occurs because the charitable corporation 
          failed to confine its activities to those permitted by the 
          section, it may be reestablished as an exempt organization 
          if it can provide satisfactory proof that all of the 
          following have occurred:
               1.     The organization corrected its nonexempt 
                 activities
               2.     The organization will operate in an "exempt 
                 manner" pursuant to California law
               3.     The payment of any tax for periods the 
                 organization was not qualified for exemption. 


                               State Revenue Impact
           
          According to the FTB, this bill will result in revenue 
          losses to the state of less than $20,000 annually. 


                                     Comments  

          1.   Purpose of the bill  .  The purpose of SB 1341 is to 
          increase compliance with the AG's filing requirements by 
          providing charitable corporations--entities that would 
          otherwise not be taxed--with a 120-day grace period to 
          fulfill their reporting requirement before the tax is 
          imposed.  According to the AG's Office, charitable 
          corporations that complied after receiving a bill from the 
          FTB were seldom delinquent with their registrations again.  





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          Because many of these charitable corporations are small and 
          volunteer-managed, some are unaware of the filing 
          requirement.  (Some of the groups listed on the AG's 
          website of delinquent charitable corporations include: 
          choral societies, painting groups, volunteer firefighter 
          associations, and park restoration groups.)  When they 
          receive a bill from the FTB, many are unable to pay the tax 
          and abandon their charitable corporation altogether.  
          Without this bill, the FTB will continue to revoke tax 
          exemptions to charitable corporations that the AG's Office 
          refers, which could lead to thousands more charitable 
          corporations disbanding.

          2.   Multiple warnings .  These charitable corporations have 
          received multiple notices from the AG's Office warning them 
          of possible consequences if they do not renew their 
          registration.  If they still do not comply, shouldn't they 
          face the consequences of their action and pay the minimum 
          franchise tax?  SB 1341 will help large and professional 
          charitable corporations in addition to small and 
          nonprofessional ones.  If these better staffed charitable 
          corporations do not renew their registration, shouldn't 
          they pay for their delinquency?  The Committee may wish to 
          consider penalizing charitable corporations with different 
          amounts of wealth or staff size differently.


























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                         Support and Opposition  (4/5/12)

           Support  :  Franchise Tax Board (Sponsor); Girl Scouts Heart 
          of Central California; CA Association of Nonprofits.  

           Opposition  :  Unknown.