BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                      



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          |SENATE RULES COMMITTEE            |                  SB 1356|
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                                 THIRD READING


          Bill No:  SB 1356
          Author:   De León (D)
          Amended:  5/29/12
          Vote:     21

           
           SENATE GOVERNANCE & FINANCE COMMITTEE  :  8-1, 4/25/12
          AYES:  Wolk, DeSaulnier, Fuller, Hancock, Hernandez, Kehoe, 
            La Malfa, Liu
          NOES:  Dutton

           SENATE APPROPRIATIONS COMMITTEE  :  7-0, 5/24/12
          AYES:  Kehoe, Walters, Alquist, Dutton, Lieu, Price, 
            Steinberg


           SUBJECT  :    Income taxes:  credits:  contributions to 
          education funds

           SOURCE  :     Author


           DIGEST  :    This bill enacts the Higher Education Investment 
          Tax Credit (HEITC) Program, allowing a tax credit for a 
          percentage of contributions to the state to fund Cal Grant 
          Awards to students. 

           ANALYSIS  :    Existing state and federal laws provide 
          various tax credits designed to provide tax relief for 
          taxpayers who incur certain expenses (child adoption, for 
          example) or to influence behavior, including business 
          practices and decisions (research credits or economic 
          development area hiring credits, for example).  These 
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          credits are designed to provide incentives for taxpayers to 
          perform various actions or activities that they may not 
          otherwise undertake.  Currently, neither federal nor state 
          law provides a credit for contributions to a special 
          education fund.

          Existing federal and state laws allow individuals to deduct 
          certain expenses, such as medical expenses, charitable 
          contributions, interest, and taxes, as itemized deductions. 
           For example, if a taxpayer making $100,000 annually makes 
          a $100 contribution to UCLA, he or she would receive a 
          state deduction for the amount that reduces income subject 
          to the tax at the 9.3 percent rate for the state and a 
          federal deduction of about 35 percent representing the 
          state and federal tax rates.  Therefore, the taxpayer would 
          receive about $10 from the state and about $30 from the 
          federal government so the total out of pocket expense is 
          about $60, thus creating a charitable giving incentive for 
          taxpayers.  Current federal and state law allows a 
          corporation and S-corporation to deduct charitable 
          contributions up to 10 percent of its net income.  
          Contributions in excess of 10 percent may be carried over 
          to five succeeding taxable years.

          This bill establishes the HEITC Program Special Fund and 
          provides a tax credit equal to the following amounts:

           60 percent of the amount contributed to that fund during 
            the 2013 taxable year, as allocated and certified by the 
            State Treasurer's Office (STO).
           55 percent of the amount contributed to that fund during 
            the 2014 taxable year, as allocated and certified by the 
            STO.
           50 percent of the amount contributed to that fund during 
            the 2015 taxable year, as allocated and certified by the 
            STO.

          The aggregate amount of credit allowable in each taxable 
          year would be a maximum of $100 million.  Any credits 
          allocated to a taxpayer, but not used in the taxable year 
          may be carried forward for six years.  

          This bill requires the STO to establish procedures for 
          taxpayers to contribute to the HEITC Program Special Fund 

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          and obtain a certification for the credit, which would be 
          provided to the Franchise Tax Board (FTB).  The STO would 
          notify the taxpayer of the amount that is eligible for a 
          credit within seven days of receiving a contribution.  If 
          the credit is limited or denied because the $500 million 
          annual cap has been reached, the STO would offer the 
          taxpayer the option of either receiving a certification for 
          the next taxable year, if available, or returning the 
          contribution.  Credits would only be allocated and 
          certified through the 2015 taxable year, and the bill's 
          provisions would be repealed on December 31, 2016.

          All revenue contributed to the HEITC Program Special Fund 
          shall be allocated first to the general fund then allocated 
          to the FTB, STO, the Controller and the Student Aid 
          Commission to recover administrative costs incurred in 
          connection to this bill and then to the Student Aid 
          commission for purposes of awarding Cal Grants pursuant to 
          the provisions enacted by SB 1466 (De Leon), a companion 
          measure to this bill.

           Related Legislation
           
          The provisions of this bill are contingent upon the 
          enactment of SB 1466 (De Leon) which would expand 
          eligibility for a Cal Grant beginning in the 2014-15 
          academic year and provide that HEITC funding would be used, 
          until exhausted, to fund grants for qualifying students 
          whose household income does not exceed $150,000, subject to 
          specified funding prioritization.

           Comments
           
          This bill encourages taxpayers to contribute to the state's 
          Cal Grant program through a generous tax credit against 
          contributions.  Depending on the credit amount available in 
          each of the years in which it is available, and depending 
          on how a taxpayer files taxes and the tax bracket that 
          applies, a taxpayer could receive close to 90 percent of 
          his or her donation back in state tax credits and federal 
          tax deductions combined.  For example, if a taxpayer 
          subject to the Federal Alternative Minimum Tax donates 
          $1,000 to the HEITC Fund in 2013, he or she would receive a 
          $600 state tax credit.  The taxpayer would also receive a 

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          federal tax deduction for the $1,000 contribution, reducing 
          federal tax liability by $280 (assuming a 28 percent 
          marginal rate).  The Federal Alternative Minimum Tax filers 
          are not eligible for state tax deductions related to 
          charitable contributions.  On balance, the taxpayer would 
          receive $880 in reduced tax liability for a $1,000 
          contribution, and only be out of pocket a net $120.  

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes   
          Local:  No

          According to the Senate Appropriations Committee, on the 
          prior version of the bill, estimated tax revenue losses of 
          $190 million in 2012-13, $380 million in 2013-14, and $350 
          million in 2014-15 (General Fund).

          According to the author's office, "Rough numbers are that 
          the bill would generate $167 million and $100 million would 
          be given back in credits. Then the $67 Million would have a 
          year to earn interest before the money is given to the 
          Student Aid Commission."

           SUPPORT  :   (Verified  5/29/12)

          California Catholic Conference
          California College Democrats
          Community College League of California 
          University of California Students Association 


          AGB:nl  5/29/12   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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