BILL ANALYSIS                                                                                                                                                                                                    �






                             SENATE COMMITTEE ON HEALTH
                          Senator Ed Hernandez, O.D., Chair

          BILL NO:       SB 1486
          AUTHOR:        Lieu
          AMENDED:       April 16, 2012
          HEARING DATE:  April 25, 2012
          CONSULTANT:    Orr

           SUBJECT :  Food facilities: menu labeling.
           
          SUMMARY  :  Requires retail food facilities that sell seafood and 
          operate 19 or more locations to provide the common name, country 
          of origin, and whether the seafood was wild-caught or raised to 
          consumers on a menu insert, brochure, or display.

          Existing federal law:
          1.Establishes the Federal Food, Drug, and Cosmetic Act (FFDCA), 
            enforced by the federal Food and Drug Administration (FDA), to 
            regulate the safety of food, drugs, and cosmetics. 

          2.Establishes the Fair Packaging and Labeling Act, which 
            requires that consumers of packaged commodities be provided 
            with accurate information as to its contents.

          3.Establishes the Food Allergen Labeling and Consumer Protection 
            Act of 2004 (FALCPA), which requires food manufacturers to 
            clearly label food products to describe the presence of eight 
            major food allergens.

          4.Establishes Country of Origin Labeling (COOL) to require 
            retailers to notify their customers with information regarding 
            the source of certain foods.
          
          Existing state law:
          1.Establishes the Sherman Food, Drug, and Cosmetic Law, 
            administered by the California Department of Public Health 
            (CDPH), to regulate the contents, packaging, labeling, and 
            advertising of food, drugs, and cosmetics.

          2.Provides, under the California Retail Food Code (CalCode), for 
            the regulation of health and sanitation standards for retail 
            food facilities by CDPH and vests local health agencies with 
            primary responsibility for enforcement.

          3.Deems any food to be misbranded for a variety of reasons, 
                                                         Continued---



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            including if: 
             a.   its labeling is false or misleading, 
             b.   it is offered for sale under the name of another food, 
             c.   it is an imitation of another food but its label does 
               not bear the word "imitation" immediately preceding the 
               food's name,  or
             d.   its labeling does not conform to the nutrient content or 
               health claims set forth in the federal FDCA. 

          4.Makes it a misdemeanor to misbrand any food, and subjects 
            violators to fines of between $1,000 and $10,000 and/or 
            imprisonment, depending on the nature of the violation.
          This bill:
          1.Requires a retail food facility that offers or sells seafood 
            and operates as a chain with at least 19 other food facilities 
            doing business with the same name and offering similar menu 
            items, to identify the scientific common name of the seafood 
            item, the country where the seafood was raised or caught, and 
            whether the seafood was raised or caught wild on a display, 
            menu insert or brochure that is readily available to the 
            consumer.

          2.Requires a retail food facility that has a drive-through and 
            uses a menu board at the drive-through to disclose, for any 
            seafood item offered for sale on the menu board, a specified 
            statement, upon request about the species of seafood, the 
            country where it was raised or caught, and whether it was 
            raised or caught wild.

          3.Requires enforcement of these provisions by the local agencies 
            responsible for enforcing the provisions of CalCode.

          4.Establishes fines for violations of these provisions ranging 
            from $50 to $500 for the first infraction, $100 to $1,000 for 
            the second violation within a five-year period, and $250 to 
            $2,500 for a third or subsequent violation within a five-year 
            period. Stipulates that a violation may not be found more than 
            once during an inspection visit. Allows an enforcement agency 
            to assess civil penalties instead, using the same range 
            specified for fines.

          5.Prohibits a food facility from being liable for a violation of 
            these provisions if the facility was provided false or 
            inaccurate information from the wholesaler, distributor, or 
            other entity from which they receive their seafood. 





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           FISCAL EFFECT  :  This bill has not been analyzed by a fiscal 
          committee. 

           COMMENTS  :  
           1.Author's statement.  According to the author, SB 1486 would 
            help protect the public health and the environment while 
            providing consumers a more accurate understanding of the 
            source of seafood they eat in restaurants. The author claims 
            that seafood fraud is occurring at all points of the supply 
            chain, including at the restaurant level. Also called "bait 
            and switch,"  sellers of seafood will claim the fish is tuna, 
            when in fact it is a less expensive, perhaps less 
            environmentally-friendly fish such as farm-raised tilapia from 
            the Philippines. One recent study done by Oceana, the bill's 
            sponsor, found that over half of the fish tested in markets 
            and restaurants were mislabeled. This bill would require 
            restaurants with 19 or more chains that sell seafood to 
            provide specific information related to the country of origin, 
            the specific species of the seafood, and if the seafood was 
            farm-raised or wild-caught. 

          2.Seafood safety.  In 2010 more than 80 percent of seafood 
            consumed in the United States-such as shrimp, salmon, and 
            tilapia-was imported, with about half coming from aquaculture 
            (fish farming), according to estimates from the Department of 
            Commerce's National Oceanic and Atmospheric Administration. 
            Because farmed fish can have high rates of bacterial 
            infections, farmers may treat them with drugs, such as 
            antibiotics and antifungal agents, to increase their survival 
            rates. Once drugs are introduced, their residue can remain in 
            the fish through harvesting, processing, and consumption. 
            According to a 2008 FDA report to Congress, the residues of 
            some of these drugs can cause cancer, allergic reactions, and 
            antibiotic resistance when consumed by humans. As imports of 
            farmed fish increase, so too do the concerns over the presence 
            of drug residues.
            While the health benefits of seafood are well known and 
            documented, according to the Seafood Safe, a testing program 
            for mercury and PCBs in seafood, fish can also pose health 
            risks when contaminated with substances such as heavy metals 
            (e.g., mercury and lead), industrial chemicals (e.g., 
            polychlorinated biphenyls�PCBs]) and pesticides (e.g., 
            dichlorodiphenyltrichloroethane �DDT]) and eaten in large 
            quantities. These contaminants can come from industrial and 
            municipal discharges, agricultural practices, and storm water 




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            runoff that enter waterways and accumulate in sediments at the 
            bottoms of streams, rivers and lakes and coastal areas. These 
            contaminants can be particularly harmful if ingested in large 
            quantities by young children, pregnant women, and older 
            adults. Certain species of fish are known to be contaminated 
            with higher amounts of these chemicals, like swordfish, and 
            people are advised to limit consumption to protect their 
            health. Because of these potential safety issues, Seafood Safe 
            recommends that consumers keep track of their cumulative fish 
            consumption, especially if consuming more than one species. 

          3.Seafood fraud and mislabeling. With increased seafood imports 
            and decreased monitoring, fraud and deception in seafood 
            marketing is becoming more widespread, according to a July 
            2010 Congressional Research Service report on seafood 
            marketing. The report asserts that "the flesh of many fish 
            species is similar in taste and texture and, therefore, it is 
            difficult to identify species in fillet form, especially after 
            preparation for consumption." This can make it relatively easy 
            for a restaurant to replace an inexpensive fish species for a 
            more expensive species, and charge the consumer for the price 
            of the latter. Seafood fraud can also occur at the 
            manufacturing level, by knowingly packaging and mislabeling a 
            fish product. Some distributors have also been found to 
            knowingly sell restaurants and retailers lower-valued species, 
            claiming they are different species of a higher value.

            Routine examinations of seafood products by the Department of 
            Commerce's National Marine Fisheries Service (NMFS) National 
            Seafood Inspection Laboratory between Fiscal Years 1988-97 
            found that 37 percent of fish and 13 percent of other seafood 
            (i.e. shellfish, edible seaweed) from randomly selected 
            vendors were mislabeled. Examples of commonly substituted 
            seafood includes yellowtail for mahi mahi, Alaskan pollock for 
            cod, sea bass for halibut, steelhead trout for salmon, tilapia 
            for snapper, and paddlefish for caviar. A more recent study 
            conducted by Oceana found 55 percent of fish samples collected 
            at restaurants in Los Angeles and Orange counties were 
            mislabeled, according to federal guidelines. The amount of 
            seafood mislabeling detected (according to FDA standards) 
            varied greatly among the three types of retail venues sampled, 
            with sushi venues ranking the highest (87 percent), grocery 
            stores the lowest (31 percent) and restaurants in the middle 
            (45 percent). Oceana found that nearly nine out of every ten 
            sushi samples from their targeted sampling were mislabeled. Of 
            those sushi samples, eight out of nine labeled as "white tuna" 




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            were actually escolar, which is a snake mackerel species that 
            has been responsible for food poisoning outbreaks. 
            
          4.Federal efforts to prevent seafood fraud. Three federal 
            agencies play key roles in detecting and preventing seafood 
            fraud: the Department of Homeland Security's Customs and 
            Border Protection (CBP), the NMFS, and the FDA. According to a 
            January 2009 Governmental Accountability Office (GAO) report 
            on seafood fraud, CBP and NMFS conduct several activities to 
            help detect and prevent seafood fraud. CBP reviews seafood 
            import documentation to detect schemes to avoid paying the 
            appropriate customs duties as seafood products enter the 
            country, among other things. NMFS addresses seafood fraud 
            through its voluntary, fee-for-service inspection program, 
            which includes inspecting seafood that retailers, among 
            others, are purchasing to verify its net weight and ensure the 
            species is correctly identified. According to NMFS officials, 
            NMFS inspects approximately one-third of the seafood consumed 
            in the United States.

            For its report on seafood fraud, the FDA told GAO that it 
            focuses primarily on food safety and undertakes very few 
            fraud-related activities. Under the federal FFDCA, the FDA is 
            responsible for ensuring that the nation's food supply, 
            including imported seafood, is safe, wholesome, sanitary, and 
            properly labeled. FDA examines only about two percent of 
            imported seafood annually, and its primary seafood oversight 
            program does not address economic fraud risks. The FDA 
            maintains a publicly available list of seafood names that is 
            intended to help the industry correctly label products. 
            However, until 2009, the GAO claims the FDA had not fully 
            updated this list. GAO also notes that FDA's guidance to help 
            seafood processors comply with its seafood oversight program 
            does not reflect the FALCPA seafood labeling requirements to 
            include the species of fish or shellfish on product labels. 
            Because of the limited scope of FDA's seafood oversight 
            program, its mismanagement of the Seafood List, and its 
            failure to update its guidance to reflect the allergen 
            labeling requirement, GAO claims consumers have less assurance 
            that the seafood they purchase is correctly labeled.
            
          5.Recent federal food labeling laws.
             a.   FALCPA. According to Michigan State University's 
               Institute for Food Laws and Regulations, FALCPA requires 
               food manufacturers to clearly label food products with 




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               common names to describe the presence of the eight major 
               food allergens, beginning January 1, 2006. These allergens 
               include milk, eggs, fish, crustacean shellfish, tree nuts, 
               peanuts, wheat, and soybeans. These eight major food 
               allergens are associated with 90 percent of all reported 
               allergic reactions to foods in the United States.
             b.   COOL. COOL requires retailers, such as full-line grocery 
               stores, supermarkets, and club warehouse stores, notify 
               their customers with information regarding the source of 
               certain foods, according to the United States Department of 
               Agriculture (USDA). Food products (covered commodities) 
               contained in the law include muscle cut and ground meats; 
               wild and farm-raised fish and shellfish; fresh and frozen 
               fruits and vegetables; peanuts, pecans, and macadamia nuts; 
               and ginseng. Regulations for fish and shellfish covered 
               commodities became effective in 2005. Fish and shellfish 
               are required to be labeled as either farmed or wild-caught. 
               However, processed or cooked foods do not fall under COOL. 
               For instance, raw shrimp is required to be labeled, but 
               cooked shrimp is not.  Restaurants and small retail 
               establishments are not included in these provisions.
            
          6.Federal legislation.  Several bills have been introduced in 
            the U.S. Senate to address seafood fraud:
             a.   S. 50, the Commercial Seafood Consumer Protection Act 
               seeks to implement many of the recommendations of the 2009 
               GAO report on seafood fraud, including developing 
               agreements to improve federal agency coordination, testing 
               of seafood imports, tracking and labeling of seafood 
               products, inspection capacity, and enforcement. 
             b.   S. 52, the International Fisheries Stewardship and 
               Enforcement Act would increase enforcement capabilities and 
               establish strong new civil and criminal penalties for 
               mislabeling of fish and the trade and sale of illegal, 
               unreported, and unregulated (IUU) harvested fish. 
             c.   S. 1980, the Pirate Fishing Elimination Act includes 
               provisions to close U.S. ports to foreign IUU fishing 
               vessels and vessels supporting IUU activity and penalize 
               related activities.
          7.Related legislation. AB 1616 (Gatto) would establish the 
            California Homemade Food Act to regulate the production and 
            sale of certain non-potentially hazardous foods prepared in a 
            home kitchen. AB 1616 is pending hearing in the Assembly 
            Appropriations Committee.

          8.Prior legislation.  AB 88 (Huffman) of 2011 would have 




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            required that genetically engineered (GE) salmon or other 
            finfish products prepared from those fish or the progeny of GE 
            fish be conspicuously disclosed on the label. GE fish without 
            this label will be considered misbranded. AB 88 failed passage 
            in the Assembly Appropriations Committee. 

            AB 1217 (Monning) Chapter 279, Statutes of 2009, requires the 
            Ocean Protection Council to develop and implement a voluntary 
            sustainable seafood promotion program. Requires development of 
            a label to identify and market seafood caught in California 
            that is certified to meet internationally accepted 
            sustainability standards.

            SB 1121 (Migden) of 2008 would have required the labeling of 
            all food containing genetically modified animals. SB 1121 was 
            held in the Senate Appropriations Committee.

            SB 1576 (Florez) of 2008 would have required the retailer of 
            any meats and perishable agricultural commodities to provide 
            information on the country of origin of the item by means of a 
            label or other specific means at the final point of sale to 
            consumers. SB 1576 was held in the Senate Appropriations 
            Committee.

            AB 2079 (Emmerson), Chapter 73, Statutes of 2008, deems food 
            to be misbranded if the labeling does not conform to federal 
            food allergen labeling requirements.

            AB 1058 (Koretz) of 2005 would have required retailers of beef 
            products to label beef produced outside the United States with 
            the country of origin, as specified.  AB 1058 was vetoed.
            
          9.Support. The Monterey Bay Aquarium (MBA) believes that the 
            lack of information about seafood in the marketplace makes it 
            difficult for consumers to make sustainable seafood choices. 
            MBA states that adding to the confusion, seafood is often 
            mislabeled, and many of the same seafood items are sold under 
            different names in different places. Some seafood, including 
            in many restaurants, is not labeled at all. MBA believes that 
            this bill would help overcome these challenges by providing 
            consumers with more accurate information about their seafood 
            choices. MBA asserts that, this information, coupled with 
            advice from MBA's Seafood Watch program, would enable 
            consumers to make more informed choices when ordering seafood 
            in California restaurants, and as a result, both consumers and 




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            businesses will be better equipped to support sustainable 
            seafood and sustain healthy ocean ecosystems into the future.

          10.Opposition.  The California Retailers Association (CRA) 
            believes this measure sets a bad precedent in requiring 
            food-specific labeling without an evident need or health and 
            safety risk. CRA claims that their member restaurants are 
            already highly regulated for food safety and are subject to 
            menu labeling requirements to reflect caloric content. CRA 
            fears that further regulations on food products could be 
            endless and at some point unreasonable, especially if not 
            needed due to the lack of a health and safety concern.


          11.Policy comments. 
             a.   Responsibility on the restaurants? The supply chain for 
               seafood can involve a large number of intermediaries 
               between the fisherman and the consumer, including foreign 
               and domestic processors and distributors. This means there 
               are several places along the chain where fraud can occur. 
               By the time the seafood reaches a restaurant, is it   fair 
               to place the burden of assuring the seafood's authenticity 
               solely on restaurants, given the supply chain? 
             b.   Enforcement. Local environmental health officers are 
               currently responsible for enforcing food safety laws, and 
               also enforce recently-implemented menu labeling laws. While 
               they may be able to inspect a facility's menus, displays or 
               brochures as outlined in this bill to ensure the seafood 
               menu items are properly labeled, they may not be able to 
               authenticate that the seafood sold is actually the seafood 
               that the menus, displays or brochures claim it is. Even if 
               this bill becomes law, it is unclear if consumers will 
               actually receive the particular seafood they believe they 
               are buying. 
             c.   Federal involvement. Since seafood is caught and 
               distributed from around the world and is subject to several 
               federal labeling and safety laws, it may be more prudent or 
               efficient for the federal government, through the FDA or 
               other entity, to act on this issue, as opposed to the 
               state. The author may wish to insert a caveat that allows 
               the bill to be operative only until the federal government 
               acts to prevent this type of fraud. 

          12.Author's amendments. The author asks the Committee to approve 
            an amendment to remove a provision deeming food facilities not 
            liable for violations if the wholesaler, seafood distributor, 




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            or other entity providing seafood gives the food facility 
            false information.  
               
           SUPPORT AND OPPOSITION  :
          Support:  Oceana (sponsor)
                    Monterey Bay Aquarium

          Oppose:   California Restaurant Association
                    California Retailers Association

                                      -- END --