BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  SB 1489
                                                                  Page  1

          Date of Hearing:   June 19, 2012
          Counsel:          Stella Choe


                         ASSEMBLY COMMITTEE ON PUBLIC SAFETY
                                 Tom Ammiano, Chair

                    SB 1489 (Harman) - As Amended:  June 11, 2012
           

          SUMMARY  :   Authorizes a court to order the destruction of 
          exhibits in a death penalty case 30 days after the death of a 
          defendant while awaiting execution.  Deletes paper exhibits from 
          the definition of a "court record."

           EXISTING LAW:  

          1)Requires all exhibits which have been introduced or filed in 
            any criminal action to be retained by the clerk of the court 
            who shall establish a procedure to account for the exhibits 
            properly until final determination of the action or 
            proceedings and the exhibits shall thereafter be distributed 
            or disposed of as provided.  (Penal Code Section 1417.)

          2)Prohibits a court from ordering the destruction of an exhibit 
            prior to the final determination of the action or proceeding.  
            (Penal Code Section 1417.1.)

          3)Provides that the date when a criminal action or proceeding 
            becomes final is as follows:

             a)   When no notice of appeal is filed, 30 days after the 
               last day for filing that notice;

             b)   When a notice of appeal is filed, 30 days after the date 
               the clerk of the court receives the remittitur affirming 
               the judgment;

             c)   When an order for a rehearing, a new trial, or other 
               proceeding is granted, and the ordered proceedings have not 
               been commenced within one year thereafter, one year after 
               the date of the order; and

             d)   In cases where the death penalty is imposed, 30 days 
               after the date of execution of sentence.  �Penal Code 








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               Section 1417.1(a) to (d).]

          4)Provides that prior to the final determination of the action 
            or proceedings, exhibits offered by the state or defendant 
            shall be returned to the party offering them by order of the 
            court when an exhibit poses a security, storage, or safety 
            problem.  The clerk, upon court order, shall substitute a full 
            and complete photographic record of any exhibit or part of any 
            exhibit returned to the state.  The party to whom the exhibit 
            is being returned shall provide the photographic record.  
            �Penal Code Section 1417.3(a).]

          5)States that exhibits toxic by their nature that pose a health 
            hazard to humans shall be introduced to the court in the form 
            of a photographic record and a written chemical analysis 
            certified by competent authority.  Where the court finds that 
            good cause exists to depart from this procedure, toxic 
            exhibits may be brought into the courtroom and introduced.  
            However, following introduction of the exhibit, the person or 
            persons previously in possession of the exhibit shall take 
            responsibility for it and the court shall not be required to 
            store the exhibit.  �Penal Code Section 1417.3(b).]

          6)Provides notwithstanding any other provision of law and 
            subject to the requirements listed below, the appropriate 
            governmental entity shall retain all biological material that 
            is secured in connection with a criminal case for the period 
            of time that any person remains incarcerated in connection 
            with that case.  The governmental entity shall have the 
            discretion to determine how the evidence is retained pursuant 
            to this section, provided that the evidence is retained in a 
            condition suitable for deoxyribonucleic acid (DNA) testing.  
            �Penal Code Section 1417.9(a).]

          7)Authorizes a governmental entity to dispose of biological 
            material before the expiration of the period of time described 
            above if all of the conditions set forth below are met:

             a)   The governmental entity notifies all of the following 
               persons of the provisions of this section and of the 
               intention of the governmental entity to dispose of the 
               material: any person, who as a result of a felony 
               conviction in the case is currently serving a term of 
               imprisonment and who remains incarcerated in connection 
               with the case, any counsel of record, the public defender 








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               in the county of conviction, the district attorney in the 
               county of conviction, and the Attorney General;

             b)   The notifying entity does not receive, within 90 days of 
               sending the notification, any of the following:

               i)     A motion filed for DNA testing.  However, upon 
                 filing of that motion, the governmental entity shall 
                 retain the material only until the time that the court's 
                 denial of the motion is final;

               ii)    A request under penalty of perjury that the material 
                 not be destroyed or disposed of because the declarant 
                 will file within 180 days a motion for DNA testing that 
                 is followed within 180 days by a motion for DNA testing, 
                 unless a request for an extension is requested by the 
                 convicted person and agreed to by the governmental entity 
                 in possession of the evidence; or

               iii)   A declaration of innocence under penalty of perjury 
                 that has been filed with the court within 180 days of the 
                 judgment of conviction or July 1, 2001, whichever is 
                 later.  However, the court shall permit the destruction 
                 of the evidence upon a showing that the declaration is 
                 false or there is no issue of identity that would be 
                 affected by additional testing.  The convicted person may 
                 be cross-examined on the declaration at any hearing 
                 conducted under this section or on an application by or 
                 on behalf of the convicted person filed pursuant to a 
                 motion for DNA testing.  �Penal Code Section 1417.9(a).]

             c)   No other provision of law requires that biological 
               evidence be preserved or retained.  �Penal Code Section 
               1417.9(b).]

          8)Provides notwithstanding any other provision of law, the right 
            to receive notice regarding the intent to dispose biological 
            material is absolute and shall not be waived.  This 
            prohibition applies to, but is not limited to, a waiver that 
            is given as part of an agreement resulting in a plea of guilty 
            or nolo contendre.  �Penal Code Section 1417.9(c).]

          9)Defines a "court record" as:

             a)   All filed papers and documents in the case folder, but 








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               if no case folder is created by the court, all filed papers 
               and documents that would have been in the case folder if 
               one had been created;

             b)   Administrative records filed in an action or proceeding, 
               depositions, paper exhibits, transcripts, including 
               preliminary hearing transcripts, and recordings of 
               electronically recorded proceedings filed, lodged, or 
               maintained in connection with the case, unless disposed of 
               earlier in the case pursuant to law; and

             c)   Other records specifically listed records.  �Government 
               Code Section 68151(a).]

          10)Defines the "final disposition of the case" as an acquittal, 
            dismissal, or order of judgment has been entered in the case 
            or proceeding, the judgment has become final, and no 
            postjudgment motions or appeals are pending in the case or for 
            the reviewing court upon the mailing of notice of the issuance 
            of the remittitur.  In a criminal prosecution, the order of 
            judgment shall mean imposition of sentence, entry of an 
            appealable order (including, but not limited to, an order 
            granting probation, commitment of a defendant for insanity, or 
            commitment of a defendant as a narcotics addict appealable 
            under existing law related to appeals), or forfeiture of bail 
            without issuance of a bench warrant or calendaring of other 
            proceedings.  �Government Code Section 68151(c).]

          11)Defines "retain permanently" to mean that the court records 
            shall be maintained permanently according to the standards or 
            guidelines established by Judicial Council.  �Government Code 
            Section 68151(d).]

          12)Authorizes a trial court clerk to destroy court records under 
            Government Code Section 68153 after notice of destruction and 
            if there is no request and order for transfer of the records, 
            except the comprehensive historical and sample superior court 
            records preserved for research under the California Rules of 
            Court, when the following times have expired after final 
            disposition of the case in the categories listed:

             a)   Capital felony (murder with special circumstances where 
               the prosecution seeks the death penalty):  retain 
               permanently. 









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             b)   Felony, except as otherwise specified:  75 years;

             c)   Felony, except capital felony, with court records from 
               the initial complaint through the preliminary hearing or 
               plea and for which the case file does not include final 
               sentencing or other final disposition of the case because 
               the case was bound over to the superior court:  five years;

             d)   Misdemeanor, except as otherwise specified:  five years;

             e)   Misdemeanors related to a driving under the influence 
               offense:  10 years; and

             f)   Habeas corpus:  same period as period for retention of 
               the records in the underlying case category.  �Government 
               Code Section 68152(e) and (f).]

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   

           1)Author's Statement  :  According to the author, "At a time when 
            California Courts are experiencing lay-offs, court room 
            closures and reduction in services there has been an increased 
            focus on implementing new cost-saving ideas for courts to 
            mitigate these funding challenges.  Under current law, courts 
            may destroy exhibits (not evidence which is part of the file 
            and must be retained) in death penalty cases once the 
            defendant is executed.  Senate Bill 1489, if enacted, would 
            allow (permissive) courts to destroy exhibits if defendant 
            dies before execution.  This would make it consistent with 
            existing law to destroy exhibits after the defendant is 
            executed.  It is not mandatory.  Within California there are 
            more than 724 inmates condemned to death row.  To date, there 
            have been 14 executions and 82 non-execution deaths.  This 
            situation forces California courts to bear tremendous 
            financial burden to continue to store and preserve physical 
            exhibits and records, while wrestling with a disparity in the 
            law.

          "Unless the specific item has future evidentiary value, there is 
            no reason to hold onto it once the case has been disposed.  In 
            some instances, evidence can include mannequins to be used as 
            models; stolen property; hazardous waste, residuals, etc."









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           2)Concerns Regarding Adequacy of Timing  :  Under existing law, a 
            court may not order the destruction of an exhibit prior to the 
            final determination of the action or proceeding.  (Penal Code 
            Section 1417.1.)  A "final disposition" in a criminal action 
            or proceeding is defined as an acquittal, dismissal, or order 
            of judgment has been entered in the case or proceeding, the 
            judgment has become final, and no post-judgment motions or 
            appeals are pending in the case or for the reviewing court 
            upon the mailing of notice of the issuance of the remittitur.  
            �Government Code Section 68151(c).]  In cases where the death 
            penalty is imposed, the proceeding becomes final 30 days after 
            the execution of sentence in a death penalty case.  �Penal 
            Code Section 1417.1(d).]  

          When a defendant is sentenced to the death penalty, an appeal is 
            automatically taken by the defendant without an action by him 
            or her or his or her counsel.  �Penal Code Section 1239(b).]  
            The trial attorney has the duty to review the entire record of 
            the proceedings to ensure its accuracy and completeness.  
            Because of the magnitude of the penalty, the California 
            Supreme Court must review the entire record of the 
            proceedings.  (Cal. Rules of Ct. 39.5.)  Under current law, 
            paper exhibits are considered court records which must be 
            retained permanently in capital cases. 

          When a person is executed, he or she has exhausted all appeals 
            or writs of habeas corpus.  When a person dies while awaiting 
            the execution of his sentence, there is no guarantee that the 
            person was able to exhaust his or her appeals or writs of 
            habeas corpus.   A person could commit suicide, die of an 
            illness or die of natural causes at any point after being 
            sentenced.  Given the backlog of automatic appeals to the 
            California Supreme Court and long wait times to have an 
            attorney appointed, a person who dies awaiting execution could 
            still have a pending motion or appeal at the time of death.  
            Because the appeal would be vacated upon death, there would be 
            no opportunity to obtain a final disposition in the case as 
            would be obtained in a case where a person is executed after 
            judgment in his or her appeals and writs of habeas.

          This bill aligns the time frame for destroying exhibits in death 
            penalty cases where a person dies while awaiting execution 
            with the 30-day time frame for a person who is executed.  If 
            the death of a defendant awaiting execution is sudden or 
            unexpected, 30 days may not be adequate time for academics, 








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            law makers, counsel representing a co-defendant or 
            co-perpetrator tried separately, or other interested parties 
            including members of the public to obtain copies or 
            reproductions of exhibits scheduled for destruction.  
            Considering that a person who dies prior to execution may not 
            have exhausted all of his or her appeals or writs of habeas, 
            and considering that there is a strong public interest in 
            evaluating the fairness, efficacy and efficiency of our death 
            penalty laws, should the proposed 30-day window between the 
            defendant's death and the destruction of exhibits be expanded?

           3)Argument in Opposition  :  According to the  California Attorneys 
            for Criminal Justice  , "The incidence of mistaken 
            identification in capital cases is alarming.  As the New York 
            Times noted in April 12, 2012, 123 convicts with death 
            sentences have been exonerated since 1973.  These 123 
            exonerations mean that 123 actual murderers were not 
            apprehended and convicted.  �]  Law enforcement needs every 
            tool at its disposal to apprehend the actual perpetrators of 
            these heinous crimes. 

          "In addition, even where the actual perpetrator is convicted, 
            sentenced to death, and dies, there are important reasons not 
            to destroy the court records in the case.  Policy makers, 
            academics and the general public have a strong interest in 
            evaluating the fairness, efficacy and efficiency of our death 
            penalty laws.  They should not be deprived of original source 
            material for analysis of these important questions."  

          4)Related Legislation  :  SB 490 (Hancock) would have abolished 
            the death penalty, upon voter approval, as a punishment option 
            for persons convicted of murder in the first degree with 
            special circumstances.  SB 490 was never heard by the Assembly 
            Committee on Appropriations.

           5)Previous Legislation  :  

             a)   SB 1025 (Harman), of the 2009-2010 Legislative Session, 
               would have required the Supreme Court to develop necessary 
               rules and procedures for initiating habeas petitions in the 
               Superior Court.  SB 1025 failed passage in the Senate 
               Committee on Public Safety.

             b)   SB 1471 (Runner), of the 2007-08 Legislative Session, 
               would have required habeas petitions in death penalty cases 








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               to be filed within one year, changed the standards for 
               competent counsel; and provided that habeas petitions in 
               capital cases be filed in superior court.  SB 1471 failed 
               passage in the Senate Committee on Public Safety.

             c)   SB 315 (Harman), of the 2007-08 Legislative Session, 
               would have required all appellate attorneys who accept 
               appointments for indigent parties to accept appointments 
               for capital appeals regardless of qualifications.  SB 315 
               failed passage in this Committee.

             d)   SB 1257 (Morrow), of the 2005-06 Legislative Session, 
               would have expedited the appellate process for capital 
               cases by specifying timeframes for appointment of counsel, 
               certification of the record and filing of the opening 
               brief, and by requiring any person appointed to a 
               non-capital appeal to also be available to take a capital 
               appeal. SB 1257 failed passage in Senate Committee on 
               Public Safety.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          None

           Opposition 
           
          California Attorneys for Criminal Justice


           Analysis Prepared by  :    Stella Choe / PUB. S. / (916) 319-3744