BILL ANALYSIS                                                                                                                                                                                                    �



                                                                      



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          |SENATE RULES COMMITTEE            |                  SB 1516|
          |Office of Senate Floor Analyses   |                         |
          |1020 N Street, Suite 524          |                         |
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                                 THIRD READING


          Bill No:  SB 1516
          Author:   Leno (D)
          Amended:  5/22/12
          Vote:     21

           
           SENATE GOVERNMENTAL ORGANIZATION COMM  :  13-0, 4/24/12
          AYES:  Wright, Anderson, Berryhill, Calderon, Cannella, 
            Corbett, De Le�n, Evans, Hernandez, Padilla, Walters, 
            Wyland, Yee

           SENATE APPROPRIATIONS COMMITTEE  :  Senate Rule 28.8


           SUBJECT  :    Public contracts:  bids

           SOURCE  :     Author


           DIGEST  :    This bill prohibits public works contract bid 
          specifications from requiring a bidder to provide 
          submission of data substantiating a request or a 
          substitution of "an equal" item prior to the bid or 
          proposal submission deadline.  This would not apply to 
          contracts with an agency of the state, a public officer of 
          the state, or a person charged with the letting of 
          contracts for an agency of the state.

           ANALYSIS  :    Public Contract Code Section 3400 is known as 
          the "or-equal statute" that encourages 
          contractors/manufacturers to propose creative alternatives 
          that are equal to or greater than the contract requirements 
          originally given by the agency, and at a lower price.   Its 
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          purpose is to give taxpayers the benefit of 
          contractor/manufacturer ingenuity that reduces the cost of 
          construction while providing the same functionality of the 
          product or construction method specified by the public 
          agency that is bidding out the work.  

          To help ensure that the "or-equal clause" achieved its 
          goal, the law was amended in 2001 to allow a contractor up 
          to 35 days after the award of the contract to submit 
          documentation to the entity demonstrating that the material 
          or method was equal to or greater than that which was 
          specified in the Request for Proposals.  

          Existing law:

          1.Prohibits a state or local agency or public officer 
            charged with letting of contracts for any public works 
            project from drafting bid specifications for that 
            contract:

             A.   In a manner that directly or indirectly limits the 
               bidding to any one specific concern; or 

             B.   Calling for a designated material, product, thing, 
               or service by specific brand or trade name, unless the 
               specification is followed by the words "or equal" so 
               that bidders may furnish any equal material, product, 
               thing, or service.

          1.Requires bid specifications to provide time prior to 
            (and/or) after the award of the contract to allow the 
            contractor to submit data demonstrating that a product he 
            or she will provide under the contract is equal to the 
            product identified in the bid specification.

          2.Requires the specifying public agency, if it is aware of 
            an equal product manufactured in this state, to name that 
            product in the bid specification.

          3.Declares legislative intent to encourage contractors and 
            manufacturers to develop and implement new and ingenious 
            materials, products, and services that function as well, 
            in all essential respects, as materials, products, and 
            services that are required by a contract, but at a lower 

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            cost to taxpayers. 

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes   
          Local:  No

           SUPPORT  :   (Verified  5/25/12)

          California Chapter of American Fence Association
          California Fence Contractors' Association
          Engineering Contractors' Association 
          Flasher Barricade Association
          Marin Builders Association

           OPPOSITION  :    (Verified  5/25/12)

          California's Coalition for Adequate School Housing
          Desert Sands Unified School District, La Quinta
          Fenton Construction Services, Inc.

           ARGUMENTS IN SUPPORT  :    The author states that taxpayers 
          have benefitted tremendously under this law because it has 
          led to reduced costs of construction of public projects.  
          The author states that at least one local agency requires 
          receipt of "or-equal" submittals before bid day by way of 
          issuance of an addendum to the bid package before bid day.  
          The author contends that, when a local agency receives an 
          effective and cost-saving "or-equal" submittal prior to the 
          bid deadline, the agency may circulate the idea to other 
          bidders, thereby giving competitors an opportunity to take 
          advantage of the contractor's/manufacturer's ingenuity at 
          an even lower bid.  

          Although the public agency states that this requirement 
          allows the agency sufficient time to evaluate a product's 
          equality, and issue an addendum to all bidders in order to 
          prevent one bidder from having an unfair advantage over 
          another, the sponsors believe that ingenuity that leads to 
          a lower bid is not an unfair advantage, but a benefit to 
          taxpayers.  According to the author's office, because 
          contractors/manufacturers may have their creative proposals 
          essentially stolen from them, some bidders elect not to 
          submit "or-equal" proposals.

          According to the author's office, this bill closes this 

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          unfair loophole that discourages bidders from submitting 
          creative "or-equal" bids by requiring "or-equal" proposals 
          to be submitted either at the time of the bid or up to 35 
          days thereafter.  This will encourage innovation 
          contemplated by the statute, and reduce costs to the public 
          without reducing quality.  

           ARGUMENTS IN OPPOSITION  :    The Coalition for Adequate 
          School Housing (C.A.S.H.) states in opposition, "SB 1516 
          would limit the tools available to school districts during 
          the bid process, effectively constraining their ability to 
          engage in deliberate, cost-effective planning.  C.A.S.H. 
          opposes all measures that would restrict school districts 
          for achieving the best value at the best price in school 
          construction and repair projects.  In order to incorporate 
          the highest quality systems, materials, and equipment in 
          their projects, the low bid requirement specified in the 
          Public Contract Code (PCC) ultimately requires school 
          districts to issue highly detailed specifications for 
          various building components and systems."  
           

          DLW:nl  5/25/12   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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