BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  SB 1529
                                                                  Page  1

          Date of Hearing:   August 16, 2012

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                  Mike Gatto, Chair

                   SB 1529 (Alquist) - As Amended:  August 7, 2012 

          Policy Committee:                             HealthVote:11-4

          Urgency:     No                   State Mandated Local Program: 
          Yes    Reimbursable:              Yes

           SUMMARY  

          This bill revises numerous provisions related to the screening, 
          enrollment, disenrollment, suspensions, and other sanctions of 
          fee-for service (FFS) providers and suppliers participating in 
          the Medi-Cal Program, to conform to federal requirements.  
          Significant provisions, and provisions with a potential fiscal 
          impact, include the following:

          1)   Lowering the threshold for imposing the sanction of a 
               Medi-Cal payment suspension from the current standard of 
               "reliable evidence of fraud or willful misrepresentation" 
               to "credible allegation of fraud."

          2)   Revises current provisions relating to the suspension of a 
               provider pending an investigation for fraud or for any 
               other authorized reason, to require the provider to be 
               temporarily placed under a payment suspension, with 
               specified exceptions.

          3)   Effective upon approval of a state plan amendment (SPA) as 
               required by the Patient Protection and Affordable Care Act 
               (ACA) and implementing regulations, requiring providers to 
               be classified as "limited," "moderate," or "high" risk 
               according to categories of provider types established by 
               federal regulations. 

          4)   Requiring quarterly reports from the Department of Justice 
               or any other law enforcement agency that has accepted 
               referrals for investigation from DHCS listing each referral 
               and whether it continues to be under investigation and 
               whether it involves a creditable allegation of fraud.  
               Authorizes DHCS to request these reports if the agency 








                                                                  SB 1529
                                                                  Page  2

               fails to submit them and requires the agency to respond 
               within 30 days.

          5)   Effective upon approval of a state plan amendment as 
               required by the ACA and implementing regulations, 
               authorizes DHCS to begin collecting an annual Medi-Cal 
               application fee from providers applying for enrollment, 
               revalidation of enrollment, enrollment at a new location or 
               change in location. Exempts individual practitioners who 
               are enrolled in Medicare or certain other federally funded 
               health programs.

          6)   Authorizes the DHCS Director to implement and interpret the 
               provisions of this bill by means of provider bulletins or 
               similar instructions, without formal adoption of 
               regulations pursuant to the Administrative Procedures Act 
               (APA).



           FISCAL EFFECT  

          1)Negligible additional costs to DHCS.  In general, the 
            adjustments to the screening, enrollment, and investigation 
            process required by this bill are required to comply with 
            federal law.

          2)Estimated annual fee revenues of $600,000 collected pursuant 
            to federal law, and specified by this bill, will offset some 
            General Fund costs related to provider screening and 
            enrollment of providers.

          3)This bill requires the Department of Justice (DOJ), as well as 
            any other law enforcement agency that has accepted referrals 
            for investigation from DHCS, to provide DHCS quarterly reports 
            listing each referral and investigation status.  Costs to DOJ 
            are expected to be minor and absorbable.  There is a potential 
            for state-reimbursable mandate costs related to this 
            requirement, but as the reporting requirement is minimal, any 
            costs are expected to be minor. 

           COMMENTS  

           Rationale  . This bill is sponsored by DHCS to conform state 
          Medi-Cal fraud law to the federal ACA and regulations 








                                                                  SB 1529
                                                                  Page  3

          promulgated pursuant to ACA.  This bill intends to conform state 
          law to federal law in the areas of screening, enrollment, 
          payment suspensions, overpayment recovery, and provider 
          sanctions.  By doing so, DHCS will maintain California's 
          eligibility for federal funds. 

          The author states that CMS believes the new screening 
          requirements will help reduce fraud by moving Medi- Cal from a 
          "pay and chase" model to one that will prevent fraudulent 
          providers from enrolling in the first place. DHCS states that 
          these new actions are not provided for in existing California 
          statutes or regulations. Therefore, this bill is necessary to 
          grant the legal authority to implement the provisions that 
          exceed or conflict with current authority. 

           Analysis Prepared by :    Lisa Murawski / APPR. / (916) 319-2081