BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  SB 1545
                                                                  Page  1

          Date of Hearing:   July 2, 2012

                        ASSEMBLY COMMITTEE ON TRANSPORTATION
                               Bonnie Lowenthal, Chair
                  SB 1545 (DeSaulnier) - As Amended:  June 26, 2012

           SENATE VOTE  :  30-2
           
          SUBJECT  :  Metropolitan Transportation Commission:  office 
          building purchase

           SUMMARY  :  Requires the Metropolitan Transportation Commission 
          (MTC) to bring an action to determine the validity of its recent 
          office building purchase, under certain conditions.  
          Specifically,  this bill  :

          1)Notwithstanding any other provision of law, unless the State 
            Auditor finds that MTC and the Bay Area Toll Authority (BATA), 
            acting through the Bay Area Headquarters Authority (a joint 
            powers agency consisting of MTC and BATA, hereafter referred 
            to as MTC) clearly had authority to purchase an office 
            building at a specific location in San Francisco and clearly 
            had the authority to use toll revenue for the purchase, 
            requires MTC to bring an action to determine the validity the 
            purchase and the expenditure of toll revenues.  

          2)Requires the validation action to determine the following:

             a)   Whether MTC had statutory authority to purchase the 
               office building; and,

             b)   Whether the purchase of the office building was a proper 
               use of toll revenues.  

          3)Prohibits toll money from being used for the validation 
            action.  

          4)Prohibits MTC from entering into any additional contracts with 
            respect to the office building until the validation action is 
            complete.  

          5)Provides that, notwithstanding existing law, the validation 
            action may be brought after the 60-day period provided for in 
            existing law.  









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          6)Is an urgency measure.  

           EXISTING LAW:   

          1)Creates MTC as a local area planning agency to provide 
            comprehensive regional transportation planning for the 
            nine-county Bay Area region comprised of the City and County 
            of San Francisco and the Counties of Alameda, Contra Costa, 
            Marin, Napa, San Mateo, Santa Clara, Solano, and Sonoma.  

          2)Prescribes the membership if MTC, to include 19 members, as 
            follows:  

             a)   Two members from the City and County of San Francisco, 
               one member appointed by the mayor and one appointed by the 
               Board of Supervisors.  
                
             b)   Two members each from the Counties of Alameda, Contra 
               Costa, San Mateo, and Santa Clara, one each appointed by 
               the city selection committee for each county and one each 
               appointed by the board of supervisors for each county.  

             c)   One member each from the Counties of Marin, Napa, 
               Solano, and Sonoma, appointed by the respective boards of 
               supervisors.  

             d)   One member each appointed by the Association of Bay Area 
               Governments and the San Francisco Bay Conservation and 
               Development Commission.  

             e)   Non-voting members appointed by the Secretary, Business, 
               Transportation and Housing Agency, the United States 
               Department of Transportation, and Department of Housing and 
               Urban Development.  

          3)Creates BATA to administer all toll revenues for the 
            state-owned Bay Area toll bridges (except for revenues derived 
            from the $1 seismic toll surcharge).  BATA is governed by the 
            same board as MTC.  

          4)Grants BATA broad authority, including the authority to:

             a)   Acquire, construct, manage, maintain, lease, or operate 
               any public facility or improvements; and,









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             b)   To invest any money not required for its immediate 
               necessities, as determined by BATA.   

          5)Sets forth provisions governing investments of surplus funds 
            by local agencies; includes authority for various types of 
            securities, not including real property except for public 
            pension or retirement funds.  

          6)Authorizes a public agency or an interested private party to 
            bring a "validation action" in superior court to determine the 
            validity of certain public agency actions.  Validation actions 
            may be sought for up to 60 days after the agency's action.  

           FISCAL EFFECT  :  Unknown

           COMMENTS  :  In 2011, MTC and BATA formed a joint powers agency, 
          the Bay Area Headquarters Authority for the purposes of 
          acquiring an office building in San Francisco to create a joint 
          regional government co-location facility.  The building is 
          initially to serve as a regional headquarters for MTC, the Bay 
          Area Air Quality Management District (BAAQMD) and the Bay 
          Conservation and Development Commission (BCDC) and may later 
          house the Association of Bay Area Governments (ABAG) and the San 
          Francisco Bay Area Conservation and Development Commission.  

          In response to legislative concerns regarding the planned moved, 
          the Joint Legislative Audit Committee requested the State 
          Auditor to investigate the proposed move and specifically the 
          use of toll revenues to fund the purchase and improvements of 
          the office building.  The audit is expected to be released in 
          August 2012 and to include, in part, the following information:

          1)A review of the space needs assessment of the agencies 
            involved to determine the extent to which the space in the new 
            building meets or exceeds their respective space requirements;

          2)An identification of the funding sources for the purchase of 
            the new building;

          3)A review and assessment of BATA and MTC policies, procedures, 
            and internal controls to determine if there is adequate 
            separation between the two agencies to ensure that decisions 
            regarding the use of toll revenue are in the best interest of 
            toll payers;









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          4)A determination of the appropriateness of the use of toll 
            bridge funds to acquire a headquarters building; and,

          5)A review and assessment of the cost-benefit analysis related 
            to the acquisition of the new building.  

          According to the author, MTC's planned move is a "flagrant 
          misappropriation of public money."  As evidence to support this 
          assertion, the author cites a Legislative Counsel opinion that 
          finds that the information regarding the purchase of the 
          building, "could serve as a basis for judicial determination 
          that the use of the bridge toll revenues to fund the purchase of 
          �the new building] by �the Bay Area Headquarters Authority] was 
          not authorized by law."  Legislative Counsel based this opinion, 
          at least in part, on the fact that MTC and BATA plan to occupy 
          less than half of the planned office space and, instead, use the 
          building primarily for operation of a regional governance 
          co-location facility.  As MTC and BATA have not legislative 
          authority to provide a regional governance co-location facility, 
          Legislative Counsel believes the purchase of the building using 
          toll revenues may be an impermissible use of those revenues.  

          In response, MTC asserts that:

          1)The purchase was consistent with state law, as confirmed by a 
            legal opinion obtained from a prominent law firm; and,

          2)Co-locating regional agencies will better serve MTC's efforts 
            to coordinate regional policies and is, therefore, directly 
            related to its mission and is consistent with its legislative 
            authorities, including, for example, developing a 
            comprehensive long-range transportation and land use plan that 
            addresses climate change.  

          The author has introduced SB 1545 to require MTC to pursue a 
          validation action, unless the State Auditor's report indicates 
          that MTC had clear authority to purchase the building to do so 
          using bridge toll revenues.  Should a validation action be 
          required, the author also seeks to prohibit MTC from spending 
          any more money on additional contracts related to the building 
          that may later have to be cancelled, depending on the outcome of 
          the validation action.  The author asserts, "By prohibiting MTC 
          from spending more public money until the audit is complete, SB 
          1545 will provide much needed oversight and accountability to an 
          agency that has lost sight of its mission."  








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          Writing in opposition to this bill, MTC argues that SB 1545 
          "interferes with a local agency decision that was properly made 
          and that included a two-year process, ample due diligence of all 
          key legal and financial questions, and a final building purchase 
          after a full, open and vigorous public debate."  Additionally, 
          MTC and other opponents believe that delaying improvements to 
          the building will drive up costs, cause the termination of 
          existing contracts that will later have to be re-procured, and 
          delay badly needed work for the construction industry.  

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          California Trucking Association 
          City of Oakland
          Oakland Metropolitan Chamber of Commerce Board of Directors 

           Opposition 
           
          Bay Area Air Quality Management District
          California Association of Electrical Workers
          California State Pipe Trades Council
          International Union of Elevator Constructors
          McCarthy Building Contractors
          Metropolitan Transportation Commission
          State Building and Construction Trades Council, AFL-CIO
          Western States Council of Sheet Metal Workers

           
          Analysis Prepared by  :   Janet Dawson / TRANS. / (916) 319-2093