BILL ANALYSIS                                                                                                                                                                                                    �



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          SENATE THIRD READING
          SB 1549 (Vargas)
          As Amended  August 13, 2012
          Majority vote 

           SENATE VOTE  :38-0  
          
           LOCAL GOVERNMENT    9-0         TRANSPORTATION      12-0        
           
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          |Ayes:|Smyth, Alejo, Bradford,   |Ayes:|Bonnie Lowenthal,         |
          |     |Campos, Davis, Gordon,    |     |Achadjian, Blumenfield,   |
          |     |Hueso, Knight, Norby      |     |Buchanan, Eng, Furutani,  |
          |     |                          |     |Galgiani, Logue, Miller,  |
          |     |                          |     |Norby, Portantino,        |
          |     |                          |     |Solorio                   |
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           APPROPRIATIONS      12-4                                        
           
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          |Ayes:|Gatto, Blumenfield,       |     |                          |
          |     |Bradford, Charles         |     |                          |
          |     |Calderon, Campos, Davis,  |     |                          |
          |     |Fuentes, Hall, Hill,      |     |                          |
          |     |Cedillo, Mitchell,        |     |                          |
          |     |Solorio                   |     |                          |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Harkey, Donnelly, Norby,  |     |                          |
          |     |Wagner                    |     |                          |
           ----------------------------------------------------------------- 

           SUMMARY  :  Authorizes the San Diego Association of Governments 
          (SANDAG) to use "design sequencing" and "Construction 
          Manager/General Contractor" alternative project delivery methods 
          for an unlimited number of transit projects.  Specifically,  this 
          bill  :

          1)Authorizes SANDAG to use alternative project delivery methods, 
            specifically design sequencing and the Construction 
            Manager/General Contractor (CMGC) method, as defined, for 
            public transit projects within its jurisdiction.









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          2)Requires SANDAG, if it desires to enter into an alternative 
            project delivery method contract, to first evaluate the 
            traditional design-bid-build process of construction and the 
            alternative project delivery method in a public meeting, and 
            make a written finding that use of the alternative project 
            delivery method on the specific project under consideration 
            will reduce project costs, expedite the project's completion, 
            or provide features not achievable through the 
            design-bid-build method. 

          3)Requires SANDAG to comply with specified provisions of the 
            Labor Code pertaining to labor compliance programs, and to 
            reimburse the state Department of Industrial Relations for its 
            reasonable and directly-related costs of performing prevailing 
            wage monitoring and enforcement on public works projects.

          4)Authorizes SANDAG, in lieu of complying with the labor 
            compliance program and reimbursement provisions described in 
            3) above, to enter into a collective bargaining agreement 
            binding all of the contractors performing work on the project 
            and that includes a mechanism for resolving disputes about the 
            payment of wages.

          5)Requires SANDAG, when using the CMGC method and entering into 
            a contract with a construction manager for preconstruction 
            services, to include in the written contract a fee for those 
            services.

          6)Prohibits SANDAG from requesting or obtaining a fixed price or 
            guaranteed maximum price for a CMGC construction contract or 
            entering into a CMGC construction contract until after it has 
            entered into a services contract with the construction 
            manager.

          7)Requires a CMGC preconstruction contract to provide for the 
            subsequent negotiation for construction of all or any discrete 
            phase or phases of the project, and further provides for 
            ownership by SANDAG of the design plans and other 
            preconstruction services work product.

          8)Requires a CMGC contract for construction services to be 
            awarded after plans are sufficiently developed and either a 
            fixed price or guaranteed maximum price has been negotiated, 
            although SANDAG may award the contract utilizing any other 








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            permitted procurement method if negotiations are not 
            successfully concluded. 

          9)Requires a construction manager to perform not less than 30% 
            of the work covered by the negotiated price of a CMGC 
            contract, with the remainder being performed by subcontractors 
            pursuant to existing law. 

          10)Requires all subcontractors bidding on design sequencing and 
            CMGC contracts to be afforded the protections of the 
            Subletting and Subcontracting Fair Practices Act within the 
            Public Contract Code.

          11)Requires SANDAG, upon completion of projects using an 
            alternative delivery method, to prepare a progress report for 
            its governing body that shall include a description of the 
            project, the entity awarded the contract, the estimated and 
            actual costs of the project, the estimated and actual schedule 
            for project completion, a description of any written protests, 
            an assessment of the prequalification process, a description 
            of the bid evaluation method, a description of challenges or 
            unexpected problems, and recommendations.

          12)Requires SANDAG to post completed progress reports on its 
            website.

          13)Provides that nothing in this bill affects, expands, alters, 
            or limits any rights or remedies otherwise available at law.

          14)Defines the following key terms:

             a)   "Alternative project delivery method" means "either 
               Construction Manager/General Contractor method or design 
               sequencing";

             b)   "Construction Manager/General Contractor method" or 
               "CMGC" means "a project delivery method using a best value 
               procurement process in which a construction manager is 
               procured to provide preconstruction services during the 
               design phase of the project and construction services 
               during the construction phase of the project.  The 
               execution of the design and the construction of the project 
               may be in sequential phases or concurrent phases";









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             c)   "Construction manager" means "a partnership, 
               corporation, or other legal entity that is able to provide 
               appropriately licensed contracting and engineering services 
               as needed pursuant to a CMGC contract"; and,

             d)   "Design sequencing" means "a method of project delivery 
               that enables the sequencing of design activities to permit 
               each construction phase to commence when the design for 
               that phase is complete, instead of requiring design for the 
               entire project to be completed before commencing 
               construction."

          15)Declares that the provisions of this bill are severable.

          16)Makes findings and declarations relative to the need for and 
            benefits of alternative project delivery methods, such as 
            design sequencing and CMGC, and further declares that the bill 
            espouses no preference over other methods. 

          17)Makes findings and declarations that a special law is 
            necessary because of the unique need for alternative 
            contracting authority for local public transportation projects 
            under the jurisdiction of SANDAG.

          18)Declares that no reimbursement is required because the only 
            costs that may be incurred by a local agency or school 
            district will be because this bill creates, eliminates, or 
            changes the penalty or definition of, a crime.

           FISCAL EFFECT  :  According to the Assembly Appropriations 
          Committee, "�c]osts for SANDAG to administer and report on the 
          alternative contracting method, including prevailing wage 
          monitoring and enforcement, will be absorbable and are not state 
          reimbursable. To the extent the use of either of these 
          alternative methods is successful, there should be significant 
          savings on those projects selected by SANDAG."

           COMMENTS  :  This bill would authorize SANDAG to use two new 
          project delivery methods for transit projects: design sequencing 
          and CMGC.  That authorization would require as a prerequisite 
          that SANDAG evaluate in a public meeting the proposed 
          alternative method against the traditional construction process 
          and adopt written findings that the use of an alternative 
          delivery method would provide lower costs, an accelerated 








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          project schedule, or features that are not achievable through 
          traditional project delivery.  Each completed project must be 
          followed by a progress report to be posted on SANDAG's website.  
          There is no limit on the number of such projects SANDAG may 
          undertake, nor any sunset date on the authority. The measure is 
          sponsored by SANDAG.  

          SANDAG is the regional transportation planning agency for San 
          Diego County under state and federal law, and is the 
          metropolitan planning organization for the region.  SANDAG has a 
          broad scope of authority, and manages a local voter approved  % 
          transportation sales tax.  SANDAG contends that the 
          authorization provided by this bill provides it with new tools 
          for constructing transportation projects in San Diego County. 

          In sponsoring this measure, SANDAG states that "SB 1549 will 
          provide SANDAG with additional project delivery tools for our 
          TransNet Early Action Program as well as the transit CIP 
          projects that we implement on behalf of our two public transit 
          operators." 

          This bill authorizes the use of two alternative project delivery 
          methods: design sequencing and CMGC. 

          Design sequencing is a method of contracting that enables the 
          sequencing of design activities to permit each project 
          construction phase to commence when design for that phase is 
          complete, rather than requiring design for the entire project to 
          be completed before starting construction.  There is little risk 
          transfer from the public agency to the contractor because the 
          public agency remains responsible for design.  The expected 
          benefit of the design sequencing methodology is a shorter total 
          construction time, with attendant cost savings.  State law 
          previously authorized design sequencing for Caltrans, but the 
          authority lapsed in 2010.  Final reports on its use on state 
          projects are pending. 

          The CMGC project delivery method allows an agency to engage a 
          construction manager during the design process to provide 
          assistance to the design team, including advice regarding 
          scheduling, pricing, phasing, and other input that helps the 
          agency design a more easily constructible project.  The agency 
          then selects a construction manager on a best-value basis.  As 
          the design approaches completion but before construction begins, 








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          the agency and the construction manager negotiate a fixed price 
          or guaranteed maximum price for the construction of the project 
          based on the defined scope and schedule.  If this price is 
          acceptable to both parties, a contract is executed for 
          construction services, and the construction manager becomes the 
          general contractor.  The benefits of this procurement method are 
          that the public agency does not sacrifice control over the 
          design of the project, and the contractor is very familiar with 
          the project design during the construction phase, resulting in 
          fewer disputes over design issues.  The Legislature has not 
          previously authorized the use of the CMGC project delivery 
          methodology, although a bill that would do so �AB 2498 (Gordon)] 
          is currently pending in the Senate.

          The Professional Engineers in California Government (PECG) 
          oppose this measure unless amended, stating "PECG does not 
          believe it is appropriate to provide region-specific 
          authorization on the State Highway System.  Instead, PECG 
          believes there should be a statewide authorization for 
          design-sequencing?.As for the �CMGC] project delivery method 
          ?PECG suggests limiting this new untested procurement 
          methodology to four projects statewide with a sunset of January 
          1, 2018?PECG is opposed to using the �CMGC] project delivery 
          method on local streets and roads."

          Support arguments:  The California Transit Association contends 
          that "�t]he design sequencing and �CMGC] project delivery 
          methods rely on existing design-bid-build and design-build 
          procurement methods, respectively, and have been successfully 
          used by both public and private sector entities in California 
          and other states for over a decade on projects that require a 
          quick startup?We believe this authorization will help SANDAG 
          reduce cost, time, and achieve other benefits in completing 
          public transit projects using alternative project delivery 
          methods." 

          Opposition arguments:  According to PECG, the bill should be 
          amended to require statewide authorization for any design 
          sequencing authority, limit any CMGC authority to four projects 
          statewide with a 2018 sunset date, and prohibit the use of CMGC 
          on local streets and roads.


           Analysis Prepared by  :    Hank Dempsey / L. GOV. / (916) 319-3958








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