BILL ANALYSIS                                                                                                                                                                                                    �



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          SENATE THIRD READING
          SB 1572 (Pavley)
          As Amended  August 22, 2012
          Majority vote 

           SENATE VOTE  :23-13  
          
           NATURAL RESOURCES   6-3         APPROPRIATIONS      11-5        
           
           ----------------------------------------------------------------- 
          |Ayes:|Chesbro, Brownley,        |Ayes:|Gatto, Blumenfield,       |
          |     |Dickinson, Huffman,       |     |Bradford, Charles         |
          |     |Monning, Skinner          |     |Calderon, Campos, Davis,  |
          |     |                          |     |Fuentes, Hall, Hill,      |
          |     |                          |     |Cedillo, Mitchell         |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Knight, Grove, Halderman  |Nays:|Harkey, Donnelly,         |
          |     |                          |     |Nielsen, Norby, Wagner    |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
           SUMMARY  :  Specifies expenditures of up to $161 million in the 
          2012-13 fiscal year derived from the auction of greenhouse gas 
          (GHG) allowances pursuant to the cap-and-trade program adopted 
          by the Air Resources Board (ARB) pursuant to AB 32 (N��ez), 
          Chapter 488, Statutes of 2006.  Specifically,  this bill  :

          1)Creates the Greenhouse Gas Reduction Account (GGRA) and 
            requires all revenues, except for fines and penalties, 
            collected by ARB from the auction or sale of allowances 
            pursuant to a market-based compliance mechanism to be 
            deposited in the GGRA and available, upon appropriation by the 
            Legislature, for the purposes of this bill.

          2)Requires, notwithstanding any other law, 50% of auction 
            revenues collected in the 2012-13 fiscal year, or $161 
            million, whichever is less, that are not used by the 
            Department of Finance (DOF) to offset General Fund 
            expenditures pursuant to the Budget Act, to be available for 
            priority projects listed in this bill.

          3)Provides that any funds appropriated, but not allocated by the 
            administering agency by the end of the 2012-13 fiscal year, 
            revert back to the GGRA to be expended according to a 








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            long-term expenditure plan in accordance with subsequent 
            legislation.

          4)Provides that no funds will be expended pursuant to this bill 
            if the total auction revenues in the 2012-13 fiscal year are 
            less than $550 million.

          5)Requires projects funded by the bill to comply with the 
            following criteria:

             a)   Achieve greenhouse gas emissions reductions at a 
               reasonable cost. 

             b)   Rapidly achieve budgetary savings for families, small 
               businesses, schools, universities, companies regulated 
               under the cap-and-trade program, community institutions, 
               and state, local, and regional governments.

             c)   Advance the purposes of the cap-and-trade program, in 
               particular the purpose of the auction to reduce the risk of 
               market manipulation and windfall profits.

             d)   Protect existing jobs in the state by minimizing 
               leakage.

             e)   Benefit the most adversely impacted and disadvantaged 
               communities to the maximum extent feasible.

             f)   Provide opportunities, where appropriate, for small 
               businesses, schools, local governments, not-for-profit 
               entities, state and local certified conservation corps, 
               state conservancies, and other community institutions to 
               participate in and benefit from statewide and regional 
               efforts to reduce greenhouse gas emissions.

          6)Requires allocation of funds according to the following 
            categories:

             a)   Public university projects - The greater of 12.5% or 
               $20.9 million to the Higher Education Climate Solutions 
               Fund for allocation to public university governing boards 
               for GHG reduction projects and activities at public 
               universities regulated under the cap-and-trade program, 
               including, but not limited to, the following projects and 








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               activities:

               i)     Energy efficiency upgrades that reduce electricity 
                 and natural gas consumption at university-controlled 
                 facilities.

               ii)    Procurement of biomethane or biogas that displaces 
                 natural gas usage at university facilities.

               iii)   Procurement of carbon-neutral electricity that 
                 displaces conventional electricity generation at 
                 university facilities.

               iv)    Administrative costs not to exceed 1%.

               In order to be eligible for funds from the Higher Education 
               Climate Solutions Fund, a public university shall:

               i)     Agree to make an additional investment in GHG 
                 abatement projects and activities, equal in value to 
                 25%of the funds it receives.

               ii)    Submit to the Legislature a five-year investment 
                 plan detailing the projects and activities to be funded 
                 with an anticipated allocation.

               iii)   Submit an annual report to the Legislature 
                 describing the disposition of funds received in the 
                 previous calendar year and the planned expenditures for 
                 allowance revenue in the coming calendar year.

             b)   Rapid transition assistance for industrial facilities - 
               The greater of 16.5%, or $31.3 million to the Public 
               Utilities Commission (PUC) to carry out the self-generation 
               incentive program, subject to the following limitations:

               i)     Incentives shall only be available to covered 
                 entities under the cap-and-trade program.

               ii)    The PUC shall not award incentives for emissions 
                 reduction measures that are otherwise specifically 
                 required by statute, regulation, or court order.

             c)   Residential energy efficiency - The greater of 8.5% or 








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               $10.4 million to the Department of Community Services and 
               Development for expenditure pursuant to the Weatherization 
               Assistance Program.  The Department shall expend at least 
               50% within multi-family rental housing developments subject 
               to specified affordability restrictions.

             d)   Energy in agriculture priority projects - The greater of 
               6.1% or $4.2 million to the California Energy Commission 
               (CEC) for expenditure in accordance with the Agricultural 
               Industry Energy Program, including the adoption of 
               renewable energy and energy-efficient technologies and 
               management practices that reduce GHG emissions, energy and 
               water use, production costs, and minimize negative 
               environmental impacts while improving economic 
               sustainability.

             e)   Sustainable land use and transportation - The greater of 
               24.5 percent or $31.3 million to the Strategic Growth 
               Council (SGC) for allocation to metropolitan planning 
               organizations, or, within the Southern California 
               Association of Governments region, to a county 
               transportation commission, or to other local governmental 
               entities in regions not within a metropolitan planning 
               organization, that further the purposes of specified 
               regional planning processes.  

               i)     Project funding determinations shall be made at the 
                 regional level in accordance with statewide criteria 
                 developed by the SGC that prioritize investments in 
                 projects that:

                  (1)       Cost-effectively reduce GHG emissions and 
                    provide other co-benefits.

                  (2)       Integrate transportation, land use, and water 
                    and other resource conservation strategies.

                  (3)       Occur in regions with sustainable community 
                    strategies that meet GHG emission reduction targets, 
                    or in other regions, for equivalent blueprint plans or 
                    other regional plans.

               ii)    Funds allocated by the SGC may be used for 
                 integrated infrastructure development, design, 








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                 construction, or planning, including modeling and 
                 verification systems that impose GHG emission reduction 
                 performance measurement tools for local and regional 
                 actions, and operation and maintenance of transportation 
                 infrastructure, provided that the integrated 
                 infrastructure development, design, construction, or 
                 planning or operation and maintenance measures are part 
                 of a comprehensive regional or local plan that directly 
                 results in overall GHG emission reduction and 
                 co-benefits. 

               iii)   Of funds available to the SGC, 40% shall be 
                 available to the Department of Housing and Community 
                 Development to be expended for loans for specified 
                 affordable transit-oriented housing.

             f)   Goods movement - The greater of 9.3% or $12.5 million to 
               ARB for goods movement consistent with the goods movement 
               efficiency measures included in the AB 32 Scoping Plan.

             g)   Lower-Emission School Bus Program - The greater of 6.5% 
               or $5.2 million to ARB for the Lower-Emission School Bus 
               Program.

             h)   Clean Vehicle Rebate Project - The greater of 16.5% or 
               $31.3 million dollars to ARB for the Clean Vehicle Rebate 
               Project.  Rebates shall only be available to households 
               with a combined gross annual income of less than $80,000 
               per year, and only one rebate shall be available per 
               qualifying household.

          7)Requires agencies awarding funds to find that the project or 
            activity reduces GHG emissions in furtherance of AB 32 and to 
            submit quarterly reports to the Legislature with specified 
            information about funded projects and activities.

          8)Provides that the provisions of the bill are severable.

          9)Establishes related findings regarding ARB's cap-and-trade 
            program.

           EXISTING LAW  :

          1)Requires ARB, pursuant to AB 32, to adopt a statewide GHG 








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            emissions limit equivalent to 1990 levels by 2020 and adopt 
            regulations to achieve maximum technologically feasible and 
            cost-effective GHG emission reductions.

          2)Authorizes ARB to permit the use of market-based compliance 
            mechanisms to comply with GHG reduction regulations, to be 
            adopted by 2011 and operative by 2012, under limited 
            circumstances once specified conditions are met.

          3)Creates the Greenhouse Gas Reduction Fund and requires all 
            moneys, except for fines and penalties, collected by ARB from 
            the auction or sale of allowances pursuant to a market-based 
            compliance mechanism to be deposited in the Fund and available 
            for appropriation by the Legislature.

          4)Requires the DOF to submit proposed legislation, on or before 
            January 10, 2013, that provides a detailed spending plan for 
            moneys in the Fund, unless the Legislature passes a bill on or 
            before August 31, 2012, that establishes a long-term spending 
            strategy for moneys in the Fund.  Requires any state agency, 
            prior to expending any moneys appropriated from the Fund, to 
            prepare a specified record.

          5)Authorizes the DOF to allocate or otherwise use an amount of 
            at least $500 million from moneys deposited in the Fund, and 
            make commensurate reductions to General Fund expenditure 
            authority, to support the regulatory purposes of AB 32.  
            Requires ARB and DOF, at least 60 days prior to allocating any 
            funds to submit a plan for the expenditure or use of the funds 
            to the chairpersons of the Senate and Assembly Appropriations 
            Committees and the Chairperson of the Joint Legislative Budget 
            Committee.  Prohibits the use of funds for the purpose of 
            developing a high-speed rail system for at least two years.



           FISCAL EFFECT  :  According to the Assembly Appropriations 
          Committee:

          1)Cost of approximately $2 million to ARB in 2012-13 to 
            administer cap-and-trade auction revenue deposited in the GGRA 
            and publish information on its Web site.  (Presumably ARB 
            would incur much of these costs absent this bill as a result 
            of the receipt and necessary administration of cap-and-trade 








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            auction revenue in 2012-13, which may total in the hundreds of 
            millions of dollars.)

          2)One-time costs of an unknown, but presumably significant 
            amount, ranging from the hundreds of thousands to low millions 
            of dollars, to the various agencies identified in the bill to 
            administer priority project programs.

           COMMENTS  :  According to ARB, a total reduction of 80 million 
          metric tons (MMT), or 16% compared to business as usual, is 
          necessary to reduce statewide GHG emissions to 1990 levels by 
          2020.  ARB intends to achieve approximately 78% of the 
          reductions through identified "regulatory" measures.  ARB 
          proposes to achieve the balance of reductions necessary to meet 
          the 2020 limit (approximately 18 MMT) through a cap-and-trade 
          program.  The first auction of allowances in the cap-and-trade 
          program will take place on November 14, 2012, and the auctions 
          will be held quarterly thereafter.   

           The 2012-13 Budget Act (AB 1464) authorizes DOF to allocate at 
          least $500 million from cap-and-trade revenue, and make 
          commensurate reductions to General Fund expenditure authority, 
          to support the regulatory purposes of AB 32.  The Resources 
          Budget Trailer Bill (SB 1018 (Committee on Budget and Fiscal 
          Review) Chapter 39, Statutes of 2012) creates the Greenhouse Gas 
          Reduction Fund for cap-and-trade auction revenues and requires 
          DOF to submit proposed legislation, on or before January 10, 
          2013, that provides a detailed spending plan for moneys in the 
          Fund, unless the Legislature passes a bill on or before August 
          31, 2012, that establishes a long-term spending strategy for 
          moneys in the Fund.  AB 1532 (John A. P�rez) establishes 
          procedures for deposit and expenditure of cap-and-trade auction 
          revenues pursuant to an investment plan.  


           Analysis Prepared by  :    Lawrence Lingbloom / NAT. RES. / (916) 
          319-2092 


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