BILL ANALYSIS                                                                                                                                                                                                    �



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          ASSEMBLY THIRD READING
          AB 195 (Hall)
          As Amended  May 20, 2013
          Majority vote 

           LOCAL GOVERNMENT    7-1         APPROPRIATIONS      16-1        
           
           ----------------------------------------------------------------- 
          |Ayes:|Achadjian, Levine,        |Ayes:|Gatto, Harkey, Bigelow,   |
          |     |Bradford, Gordon, Mullin, |     |Bocanegra, Bradford, Ian  |
          |     |Waldron, Frazier          |     |Calderon, Campos, Eggman, |
          |     |                          |     |Gomez, Hall, Rendon,      |
          |     |                          |     |Linder, Pan, Quirk,       |
          |     |                          |     |Wagner, Weber             |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Melendez                  |Nays:|Donnelly                  |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 

           SUMMARY  :  Extends the sunset for the use of design-build by  
          counties from July 1, 2014, to July 1, 2016.

          EXISTING LAW  :

          1)Requires local officials, under the Local Agency Public  
            Construction Act (LAPC Act), to invite bids for construction  
            projects and then award contracts to the lowest responsible  
            bidder under the traditional design-bid-build project delivery  
            system.

          2)Authorizes counties, until July 1, 2014, to use the  
            design-build method for projects costing more than $2.5  
            million and to award the project using either the lowest  
            responsible bidder or by best value.

          3)Allows a county, in lieu of reimbursing the Department of  
            Industrial Relations (DIR) for its reasonable and directly  
            related costs of performing monitoring and enforcement on  
            public works projects, to continue operating an existing  
            previously approved labor compliance program to monitor and  
            enforce prevailing wage requirements on the project if:  it  
            has not contracted with a third party to conduct its labor  
            compliance program and requests and receives approval from DIR  








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            to continue its existing program; or, it enters into a  
            collective bargaining agreement that binds all of the  
            contractors performing work on the project and that includes a  
            mechanism for resolving disputes about the payment of wages.

          4)Defines "design-build" as a procurement process in which both  
            the design and construction of a project are procured from a  
            single entity.

          5)Defines "best-value" as a value determined by objective  
            criteria related to price, features, functions, and life-cycle  
            costs.

          6)Defines "project" as the construction of a building and  
            improvements directly related to the construction of a  
            building, and county sanitation wastewater treatment  
            facilities, but does not include the construction of other  
            infrastructure, including, but not limited to, streets and  
            highways, public rail transit, or water resources facilities  
            and infrastructure.

          7)Requires counties to prepare documents describing the project  
            and its specifications; prepare a detailed request for  
            proposals that invites competitive bids; establish a detailed  
            procedure to pre-qualify design-build entities; and, establish  
            the procedures to select the design-build entity.

          8)Requires counties to establish and enforce labor compliance  
            programs, as specified.

          9)Requires counties that use design-build contracting to submit  
            a report to the Legislative Analyst's Office (LAO) by  
            September 1, 2013, containing specified information and  
            requires the LAO to report to the Legislature by January 1,  
            2014, on counties' use of design-build, as specified.

           FISCAL EFFECT :  According to the Assembly Appropriations  
          Committee, there are no direct state costs.  Presumably counties  
          will continue to use design-build on those projects where this  
          alternative contracting method provides opportunities for cost  
          and time savings.

           COMMENTS  :  This bill extends for two years the sunset date on  
          the authority of counties to use the design-build method of  








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          contracting for projects costing more than $2.5 million.  This  
          authority is limited to the construction of a building and  
          improvements directly related to the construction of a building,  
          and to county sanitation wastewater treatment facilities.  This  
          bill is jointly sponsored by the California State Association of  
          Counties, the Counties of Los Angeles, San Bernardino, San  
          Diego, and Solano, and the Urban Counties Caucus.

          According to the author's office, "In 2010, the (LAO)  
          investigated five design-build projects and found that four of  
          those projects were completed under budget.  Further, their  
          findings cited that the counties that have used design-build  
          generally expressed favorable opinions of the process.  Almost  
          all reported that compared to the traditional design-bid-build  
          process, it took less staff time to construct a project and  
          resulted in fewer claims and less litigation.  Unless this  
          authorization is extended, counties will no longer be able to  
          use this successful, cost effective project delivery system in  
          the state."

          The LAPC Act generally requires local officials to invite bids  
          for construction projects and then award contracts to the lowest  
          responsible bidder.  This design-bid-build method is the  
          traditional approach to public works construction.  

          Under the design-build method, a single contract covers the  
          design and construction of a project with a single company or  
          consortium that acts as both the project designer and builder.   
          The design-build entity arranges all architectural, engineering,  
          and construction services, and is responsible for delivering the  
          project at a guaranteed price and schedule based upon  
          performance criteria set by the public agency.  The design-build  
          method can be set by the public agency.  The design-build method  
          can be faster and, therefore, cheaper, than the design-bid-build  
          method, but it requires a higher level of management  
          sophistication since design and construction may occur  
          simultaneously.

          Advocates for the design-build method of contracting for public  
          works contend that project schedule savings can be realized  
          because only a single request for proposals is needed to select  
          the project's designer and builder.  The more traditional  
          design-bid-build project approach requires the separate  
          selection of the design consultant or contractor, completion of  








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          design, and then advertising for bids and selection of the  
          construction contractor.  Proponents add that design-build  
          allows the overlap of design and construction activities,  
          resulting in additional time savings and lower project costs.   
          By avoiding the delays and change orders that result from the  
          traditional design-bid-build method of contracting, proponents  
          argue that design-build can deliver public works faster and  
          cheaper.

          Detractors of design-build contend that it eliminates  
          competitive bidding, allows the private contractor or consortium  
          to inspect and sign off on their own work, and increases project  
          delivery costs.

          The LAO issued a report to the Legislature on February 3, 2005,  
          titled "Design-Build: An Alternative Construction System."   
          After analyzing the claims of proponents and opponents and  
          reviewing the experience of counties that were authorized to use  
          design-build at the time, the LAO recommended "the Legislature  
          grant design-build authority only to buildings and directly  
          related infrastructure.  There are more complex issues  
          associated with other public works projects such as  
          transportation, public transit, and water resources facilities.   
          Evaluation of design-build as a construction delivery option for  
          these other infrastructure facilities is beyond the scope of  
          this report." 

          In January of 2010 the LAO issued a second report, this time  
          updating the Legislature on the use of design-build by counties  
          in California, based on data received from counties that  
          utilized this methodology.  In the report, LAO states that  
          "although it was difficult to draw conclusions from the reports  
          received about the effectiveness of design-build compared to  
          other project delivery methods, we do not think that the reports  
          provide any evidence that would discourage the Legislature from  
          granting design-build authority to local agencies on an ongoing  
          basis.  In doing so, however, we recommend the Legislature  
          consider some changes such as creating a uniform design-build  
          statute, eliminating cost limitations, and requiring project  
          cost to be a larger factor in awarding the design-build  
          contract."

          Current law requires counties that use design-build contracting  
          to submit a report to the LAO by September 1, 2013, containing  








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          specified information such as project costs, completion times,  
          change orders, any written protests, an assessment of the  
          pre-qualification process and the labor force compliance  
          program, and other elements.  The law also requires the LAO to  
          report to the Legislature by January 1, 2014, on counties' use  
          of design-build.  The LAO must also complete a fact-based  
          analysis of the use of design-build by counties and compile the  
          analyzed information into a report for the Legislature.  This  
          analysis must include conclusions describing the actual cost of  
          design-build projects, whether project schedules were met, and  
          whether projects needed or used change orders.

          According to the California State Association of Counties, in  
          support, "The design-build method is an approach to delivering  
          public works projects which counties find beneficial?There are a  
          number of advantages to design-build, when compared to the  
          traditional design-bid-build method:  a) Projects can be  
          completed faster, as construction can commence during the design  
          phase; b) Contractors are provided with more flexibility over  
          project design, materials and construction methods.  This  
          promotes project design and construction innovation, which can  
          ultimately result in higher quality, as well as cost savings;  
          and, c) Time-consuming and costly disputes between designer and  
          contractor are reduced, because both parties are affiliated with  
          the same entity."

          The Professional Engineers in California Government (PECG), in  
          opposition, argue that "there is ample evidence that  
          design-build has been a failure for California  
          taxpayers?Historically, on state highways and other public works  
          projects, public inspectors have ensured that construction and  
          seismic standards are met, that projects meet safety  
          requirements and that the materials used will stand the test of  
          time?This crucial function should not be performed by a private  
          inspector whose primary obligation is to the success and  
          profitability of his company or business partners?

          "Additionally, in 2009, legislative leaders negotiated an  
          agreement (SB X2 4 - Cogdill)?to provide broad design-build  
          authority for transportation projects," which include a  
          requirement that the Department of Transportation perform  
          inspection services on state highway projects.  The courts have  
          determined that this provision is no longer required.  "PECG  
          does not believe it is appropriate to clarify existing  








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          design-build authority for other government entities unless and  
          until we restore the original intent of SB X2 4."

          The Air Conditioning Trade Association, the  
          Plumbing-Heating-Cooling Contractors Association of California,  
          and the Western Electrical Contractors Association, in  
          opposition, take issue with current law that exempts counties  
          from reimbursing DIR "for its reasonable and directly related  
          costs of performing monitoring and enforcement" if "it enters  
          into a collective bargaining agreement that binds all of the  
          contractors performing work on the project and that includes a  
          mechanism for resolving disputes about the payment of wages."   
          They argue that this exemption "denies DIR of vitally needed  
          funds to enforce State law and puts at risk the workers on these  
          construction jobs who will be potentially denied the protection  
          of the State Labor Commissioner."

          Support arguments:  Supporters argue that design-build authority  
          for counties is an effective method of completing construction  
          projects on time and within or under budget, and that it has  
          been a useful tool that counties should be able to continue  
          using in the future.

          Opposition arguments:  Opponents contend that design-build does  
          not guarantee cost savings, reduces competitive bidding, and  
          lacks impartial inspection procedures, which can put the public  
          at risk for failed construction projects.


           Analysis Prepared by  :    Angela Mapp / L. GOV. / (916) 319-3958 


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