BILL ANALYSIS                                                                                                                                                                                                    �






                 Senate Committee on Labor and Industrial Relations
                              William W. Monning, Chair

          Date of Hearing: June 26, 2013               2013-2014 Regular  
          Session                              
          Consultant: Deanna D. Ping                   Fiscal:Yes 
                                                       Urgency: No 
          
                                   Bill No: AB 302
                                    Author: Chau
                            As Introduced: June 17, 2013
          

                                       SUBJECT
          
                           Public works: public subsidies 


                                      KEY ISSUE

          Should the Legislature approve a statutory definition for a "de  
          minimis" public subsidy under prevailing wage law? 

                                      ANALYSIS
          
           Existing law  defines "public works" to include, among other  
          jobs, construction, alteration, demolition, installation, or  
          repair work done under contract and paid for in whole or in part  
          out of public funds. (Labor Code �1720) 

           Under existing law  , "paid for in whole or in part out of public  
          funds" means, among other things, the following:

             1.   The payment of money or the equivalent of money by the  
               state or political subdivision directly to or on behalf of  
               the public works contractor, subcontractor, or developer.
             2.   The performance of construction work by the state or  
               political subdivision in execution of the project.
             3.   Fees, costs, rents, insurance or bond premiums, loans,  
               interest rates, or other obligations that would normally be  
               required in the execution of the contract, that are paid,  
               reduced, charged at less than fair market value, waived, or  
               forgiven by the state or political subdivision.
             4.   Money loaned by the state or political subdivision that  
               is to be repaid on a contingent basis. 
            (Labor Code �1720)










           Existing law  defines "awarding body" or "body awarding the  
          contract" as the department, board, authority, officer or agent  
          awarding a contract for public work. (Labor Code �1722)
           
          Existing law  requires all employees who work on public works  
          projects costing $1,000 or more to be paid the general  
          prevailing rate of per diem wages and the general prevailing  
          rate for holiday and overtime work for the specific location  
          where the public work is to be performed. (Labor Code �1771) 
           
          Existing law  states that if the state or a political subdivision  
          reimburses a private developer for costs that would normally be  
          borne by the public, or provides directly or indirectly a public  
          subsidy to a private development project that is de minimis in  
          the context of the project, an otherwise private development  
          project shall not be subject to prevailing wage requirements.  
          (Labor Code �1720) 

           
          This bill  provides a statutory definition for a "de minimis"  
          public subsidy that does not trigger the requirements of  
          prevailing wage law. Specifically, this bill defines "de  
          minimis" to mean a public subsidy that is both less than $10,000  
          and less than 1 percent of the total project cost and will not  
          apply to a project that was advertised for bid, or a contract  
          that was awarded, before January 1, 2014. 

                                      COMMENTS

          1.  A Brief History of State and Federal Prevailing Wage Law

            State prevailing wage laws vary from state to state, but do  
            share a common history that predates federal prevailing wage  
            law. Many of these state laws were enacted as part of  
            Progressive Era reform efforts to improve working conditions  
            at the end of the 19th and the beginning of the 20th  
            centuries.  Between 1891 and 1923, seven states adopted  
            prevailing wage laws that required payment of specified hourly  
            wages on government construction projects, the state of Kansas  
            being the first in 1891. 

          Hearing Date:  June 26, 2013                             AB 302  
          Consultant: Deanna D. Ping                               Page 2

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            Eighteen additional states (including California in 1931) and  
            the federal government adopted prevailing wage laws during the  
            Great Depression of the 1930s amidst concern that acceptance  
            of the low bid, a common requirement of government contracting  
            for public projects, would reduce local wages and disrupt the  
            local economies.  This was particularly in the depths of the  
            Great Depression, where, for some local economies, the  
            government had become the primary purchaser of construction  
            products and a significant employer.

                In general, the proponents of prevailing wage legislation  
            wanted to prevent the government from using its purchasing  
            power to undermine the wages of its citizens.  It was believed  
            that the government should set an example, by paying the wages  
            prevailing in a locality for each occupation hired by  
            government contractors to build public projects.  Even today,  
            prevailing wage laws are generally meant to ensure that wages  
            commonly paid to construction workers in a particular region  
            will determine the minimum wage paid to the same type of  
            workers employed on publicly funded construction projects. 
           
           2.  General Background on "Public Works" Under California Law
           
            In general, "public works" is defined to include construction,  
            alteration, demolition, installation or repair work done under  
            contract and "paid for in whole or in part out of public  
            funds."  

            Over a decade ago, there was much administrative and  
            legislative action over what constituted the term "paid for in  
            whole or in part out of public funds."  This action culminated  
            in the enactment of SB 975 (Alarc�n), Chapter 938, Statutes of  
            2001, which codified a definition of "paid for in whole or in  
            part out of public funds" that included certain payments,  
            transfers, credits, reductions, waivers and performances of  
            work.  At the time, supporters of SB 975 stated that it  
            established a definition that conformed to several  
            precedential coverage decisions made by the Department of  
            Industrial Relations (DIR). According to the sponsors, SB 975  
            was intended to remove ambiguity regarding the definition of  
            public subsidy of development projects.

          Hearing Date:  June 26, 2013                             AB 302  
          Consultant: Deanna D. Ping                               Page 3

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          3.  Need for the bill
           
            SB 975 also provided that if the state or a political  
            subdivision reimburses a private developer for costs that  
            would normally be borne by the public, or provides directly or  
            indirectly a public subsidy to a private development project  
            that is "de minimis" in the context of the project, an  
            otherwise private development project shall not thereby become  
            subject to the requirement to pay prevailing wages.  However,  
            SB 975 did not provide a definition for the term "de minimis."

            According to the author, since the enactment of SB 975, DIR  
            has issued several coverage determinations attempting to  
            define the term "de minimis." In 2005, DIR first articulated a  
            standard for "de minimis" in Public Works Case No. 2004-024  
            (New Mitsubishi Auto Dealership)(March 18, 2005).  In that  
            case, DIR noted that nothing in the prevailing wage law or the  
            applicable legislative history of SB 975 provided guidance as  
            to the appropriate measure of what should be considered "de  
            minimis."  Therefore, DIR looked to other statutory or  
            regulatory schemes for other state agencies (including  
            Franchise Tax Board and the California Coastal Commission) and  
            articulated a standard for "de minimis" to mean "the public  
            funding was proportionally small enough, in relation to the  
            overall cost of the Project, that the availability of those  
            funds did not significantly affect the economic viability of  
            the Project" (emphasis provided).  In that specific case, DIR  
            found that public reimbursement of $65,710 to a project with a  
            total cost of $4,010,010 represented only 1.64 percent of the  
            total project cost, and therefore could reasonably be  
            considered "de minimis."

            Since that time, DIR has applied this test to find a "de  
            minimis" public subsidy ranging from a $23,475 public subsidy  
            on a $2.4 million project (or 0.99 percent of the total  
            project costs), PW Case No. 2008-038 (April 21, 2010) to a  
            $1,664,804 public subsidy on a $95 million project (or 1.75  
            percent of the total project cost), PW Case No. 2011-033 (May  
            9, 2012).

            According to the author, this bill would restore the original  
            intent of SB 975 that the 'de minimis' exception be limited to  
          Hearing Date:  June 26, 2013                             AB 302  
          Consultant: Deanna D. Ping                               Page 4

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            situations in which the public subsidy is trivial such that it  
            should not have legal significance. AB 302 would provide that  
            a subsidy is de minimis if it is both less than $10,000 and  
            less than 1 percent of the total project cost. 




          4.  Proponent Arguments  :
            
            According to proponents, Labor Code �1720(c)(3) provides that  
            a project does not become subject to the prevailing wage law  
            if it receives a public subsidy "that is de minimis in the  
            context of the project." Proponents cite the legal definition  
            of "de minimis" as: "trifling, minimal?so insignificant that a  
            court may overlook it." Proponents contend that DIR has  
            strayed from this legal definition of de minimis, and lacking  
            a definition in statute, has loosely interpreted the  
            definition to apply to subsidies ranging from thousands to  
            millions of dollars. Proponents argue that a public subsidy of  
            $10,000 is a large amount of taxpayer investment in a project  
            and arguably is not minimis, making it reasonable to require  
            payment if the developer wants a public subsidy over that  
            amount. 

          5.  Opponent Arguments  :

            Opponents argue that current law on what constitutes "de  
            minimis," a subject extensively debated as part of the  
            discussion surrounding SB 975, should be maintained to ensure  
            there is a true and substantial public investment in the  
            project before other state mandates come into play.  
            Specifically, opponents note that when Labor Code �1720 was  
            amended in 2001 (SB 975) the de minimis exception was  
            discussed, and although never codified, was generally agreed  
            by the parties to be 2% of the project. Opponents contend that  
            subsequent DIR determinations have upheld this agreement by  
            requiring a substantial public subsidy to trigger California's  
            Public Works Law. 

          6.  Prior Legislation  :

          Hearing Date:  June 26, 2013                             AB 302  
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            SB 972 (Costa), Chapter 1048, Statutes of 2002, was intended  
            to clarify the application of SB 975 and provided exemptions  
            from prevailing wage requirements for the construction or  
            rehabilitation of privately-owned residential projects, as  
            specified.

            SB 975 (Alarc�n), Chapter 938, Statutes of 2001, codified a  
            definition of "paid for in whole or in part out of public  
            funds" that included certain payments, transfers, credits,  
            reductions, waivers and performances of work.

                                       SUPPORT
          
          State Building and Construction Trades Council of California  
          (sponsor) 
          California Legislative Conference of the Plumbing, Heating and  
          Piping Industry (CLC)
          California State Pipes Trades Council 
          California State Association of Electrical Workers 
          National Electrical Contractors Association (NECA) - California  
          Chapter 
          Southern California Contractors Association 
          State Building and Construction Trades Council of California
          Western States Council of Sheet Metal Workers 
          
                                     OPPOSITION
          
          Air Conditioning Trade Association 
          Associated Builders and Contractors of California 
          Plumbing-heating-Cooling Contractors Association of California 
          Western Electrical Contractors Association 










          Hearing Date:  June 26, 2013                             AB 302  
          Consultant: Deanna D. Ping                               Page 6

          Senate Committee on Labor and Industrial Relations